Maryland | 46-3755188 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
212 West 35th Street, 2nd Floor New York, New York | 10001 | |
(Address of principal executive offices) | (Zip Code) |
Large accelerated filer | ¨ | Accelerated filer | ¨ | ||
Non-accelerated filer | x | Smaller reporting company | ¨ |
March 31, 2015 | December 31, 2014 | ||||||
ASSETS | (Unaudited) | (Note 1) | |||||
Investments, at fair value | |||||||
SBA unguaranteed non-affiliate investments (cost of $138,811 and $131,093, respectively; includes $122,194 and $120,990, respectively, related to securitization trust VIE) | $ | 128,551 | $ | 121,477 | |||
Affiliate investments (cost of $17,965 and $18,065, respectively) | 84,899 | 77,499 | |||||
SBA guaranteed non-affiliate investments (cost of $12,993 and $28,057, respectively) | 14,724 | 31,486 | |||||
Investments in money market funds (cost of $6,000 and $3,000, respectively) | 6,000 | 3,000 | |||||
Total investments at fair value | 234,174 | 233,462 | |||||
Cash and cash equivalents | 8,593 | 17,813 | |||||
Restricted cash | 17,246 | 15,389 | |||||
Broker receivable | 12,959 | — | |||||
Due from related parties | 4,049 | 3,190 | |||||
Servicing assets, at fair value | 10,363 | 9,483 | |||||
Credits in lieu of cash | 1,889 | 2,229 | |||||
Other assets (includes $2,458 and $2,550, respectively, related to securitization trust VIE) | 15,702 | 20,266 | |||||
Total assets | $ | 304,975 | $ | 301,832 | |||
LIABILITIES AND NET ASSETS | |||||||
Liabilities: | |||||||
Notes payable | $ | 42,697 | $ | 43,023 | |||
Notes payable - Securitization trust VIE | 76,945 | 79,520 | |||||
Dividends payable | 3,985 | — | |||||
Due to related parties | 2,720 | 2,867 | |||||
Notes payable in credits in lieu of cash | 1,889 | 2,229 | |||||
Accounts payable, accrued expenses and other liabilities | 7,173 | 7,775 | |||||
Total liabilities | 135,409 | 135,414 | |||||
Commitments and contingencies | |||||||
Net Assets: | |||||||
Preferred stock (par value $0.02 per share; authorized 1,000 shares, no shares issued and outstanding) | — | — | |||||
Common stock (par value $0.02 per share; authorized 54,000 shares, 10,206 issued and outstanding at March 31, 2015 and December 31, 2014, respectively, not including 17 shares held in escrow) | 205 | 205 | |||||
Additional paid-in capital | 162,662 | 165,532 | |||||
Distributions in excess of net investment income | (8,984 | ) | (2,523 | ) | |||
Net unrealized appreciation on investments | 7,389 | 2,609 | |||||
Net realized gains on investments | 8,294 | 595 | |||||
Total net assets | 169,566 | 166,418 | |||||
Total liabilities and net assets | $ | 304,975 | $ | 301,832 | |||
Net asset value per common share | $ | 16.61 | $ | 16.31 |
As a Business Development Company | Prior to becoming a Business Development Company | ||||||
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Investment income: | |||||||
From non-controlled/non-affiliate investments | |||||||
Interest income | $ | 2,125 | $ | — | |||
Servicing income | 1,043 | — | |||||
Other income | 395 | — | |||||
Total investment income from non-controlled/non-affiliate investments | 3,563 | — | |||||
From controlled/affiliate investments | |||||||
Interest income | 88 | — | |||||
Dividend income | 1,087 | — | |||||
Other income | 12 | — | |||||
Total investment income from controlled/affiliate investments | 1,187 | — | |||||
Total investment income | 4,750 | — | |||||
Operating revenues: | |||||||
Electronic payment processing | — | 21,527 | |||||
Web hosting and design | — | 3,987 | |||||
Premium income | — | 5,137 | |||||
Interest income | — | 1,561 | |||||
Servicing fee income – NSBF portfolio | — | 832 | |||||
Servicing fee income – external portfolios | — | 1,793 | |||||
Income from tax credits | — | 13 | |||||
Insurance commissions | — | 385 | |||||
Other income | — | 852 | |||||
Total operating revenues | — | 36,087 | |||||
Net change in fair value of: | |||||||
SBA loans | — | (1,266 | ) | ||||
Credits in lieu of cash and notes payable in credits in lieu of cash | — | 1 | |||||
Total net change in fair value | — | (1,265 | ) | ||||
Expenses: | |||||||
Electronic payment processing costs | — | 18,362 | |||||
Salaries and benefits | 3,023 | 6,478 | |||||
Interest | 1,356 | 1,636 | |||||
Depreciation and amortization | 85 | 855 | |||||
Provision for loan losses | — | (205 | ) | ||||
Other general and administrative costs | 2,762 | 5,480 | |||||
Total expenses | 7,226 | 32,606 | |||||
Net investment loss | (2,476 | ) | — | ||||
Net realized and unrealized gain (loss): | |||||||
Net realized gain on non-affiliate investments | 7,699 | — | |||||
Net unrealized depreciation on SBA guaranteed non-affiliate investments | (1,698 | ) | — |
As a Business Development Company | Prior to becoming a Business Development Company | ||||||
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Net unrealized depreciation on SBA unguaranteed non-affiliate investments | (666 | ) | — | ||||
Net unrealized appreciation on affiliate investments | 7,500 | — | |||||
Net unrealized depreciation on servicing assets | (356 | ) | — | ||||
Net realized and unrealized gains | 12,479 | — | |||||
Income before income taxes | — | 2,216 | |||||
Net increase in net assets | $ | 10,003 | $ | — | |||
Provision for income taxes | — | 849 | |||||
Net income | — | 1,367 | |||||
Net loss attributable to non-controlling interests | — | 24 | |||||
Net income attributable to Newtek Business Services Corp. | $ | — | $ | 1,391 | |||
Weighted average common shares outstanding: | |||||||
Basic | — | 7,086 | |||||
Diluted | — | 7,677 | |||||
Basic income per share | $ | — | $ | 0.20 | |||
Diluted income per share | $ | — | $ | 0.18 | |||
Net increase in net assets per share | $ | 0.98 | $ | — | |||
Net investment loss per share | $ | (0.24 | ) | $ | — | ||
Dividends and distributions declared per common share | $ | 0.39 | $ | — | |||
Weighted average shares outstanding | 10,206 | — |
Number of Shares of Common Stock | Common Stock | Additional Paid-in Capital | Distributions in Excess of Net Investment Income | Net Unrealized Appreciation | Net Realized Gains | Total | |||||||||||||||||||
Balance at December 31, 2014 | 10,206 | $ | 205 | $ | 165,532 | $ | (2,523 | ) | $ | 2,609 | $ | 595 | $ | 166,418 | |||||||||||
Net increase in net assets from operations | — | — | — | (2,476 | ) | 4,780 | 7,699 | 10,003 | |||||||||||||||||
Distributions to stockholders | — | — | — | (3,985 | ) | — | — | (3,985 | ) | ||||||||||||||||
Reversal of deferred tax asset | — | — | (2,870 | ) | — | — | — | (2,870 | ) | ||||||||||||||||
Balance at March 31, 2015 | 10,206 | $ | 205 | $ | 162,662 | $ | (8,984 | ) | $ | 7,389 | $ | 8,294 | $ | 169,566 |
As a Business Development Company | Prior to becoming a Business Development Company | ||||||
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Cash flows from operating activities: | |||||||
Net increase in net assets/net income | $ | 10,003 | $ | 1,367 | |||
Adjustments to reconcile net increase in net assets/net income to net cash provided by (used in) operating activities: | |||||||
Net unrealized appreciation on affiliate investments | (7,500 | ) | — | ||||
Net unrealized depreciation on non-affiliate investments | 2,364 | — | |||||
Net unrealized depreciation on servicing assets | 356 | — | |||||
Income from tax credits | (8 | ) | (13 | ) | |||
Accretion of interest expense | 8 | 14 | |||||
Fair value adjustments on SBA loans | — | 1,266 | |||||
Fair value adjustment of credits in lieu of cash and notes payable in credits in lieu of cash | — | (1 | ) | ||||
Deferred income taxes | — | (319 | ) | ||||
Depreciation and amortization | 85 | 855 | |||||
Funding of affiliate investments | (200 | ) | — | ||||
Originations of SBA guaranteed non-affiliate investments | (37,288 | ) | — | ||||
Principal payments received on affiliate investments | 300 | — | |||||
Proceeds from sale of SBA guaranteed non-affiliate investments | 52,349 | — | |||||
Originations of SBA unguaranteed non-affiliate investments | (12,340 | ) | — | ||||
Payments received on SBA unguaranteed non-affiliate investments | 4,193 | — | |||||
Accretion of discount | 49 | 70 | |||||
Provision for loan losses | — | (205 | ) | ||||
Other, net | 196 | 643 | |||||
Changes in operating assets and liabilities: | |||||||
Net increase in investments in money market funds | (3,000 | ) | — | ||||
Originations of SBA loans held for sale | — | (34,224 | ) | ||||
Proceeds from sale of SBA loans held for sale | — | 34,955 | |||||
Broker receivable | (12,959 | ) | 700 | ||||
Due to/from related parties | (1,006 | ) | — | ||||
Accounts receivable | 109 | (263 | ) | ||||
Prepaid expenses, accrued interest receivable and other assets | 1,673 | 4,636 | |||||
Accounts payable, accrued expenses, other liabilities and deferred revenue | (541 | ) | (778 | ) | |||
Change in restricted cash | (6,039 | ) | — | ||||
Capitalized servicing assets | (1,236 | ) | — | ||||
Other, net | — | (875 | ) | ||||
Net cash provided by (used in) operating activities | (10,432 | ) | 7,828 | ||||
Cash flows from investing activities: |
As a Business Development Company | Prior to becoming a Business Development Company | ||||||
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Investments in qualified businesses | — | (72 | ) | ||||
Purchase of fixed assets and customer accounts | (12 | ) | (588 | ) | |||
SBA loans originated for investment, net | — | (11,385 | ) | ||||
Payments received on SBA loans | — | 2,159 | |||||
Net cash used in investing activities | (12 | ) | (9,886 | ) | |||
Cash flows from financing activities: | |||||||
Net borrowings/(repayments) on bank lines of credit | 91 | (3,977 | ) | ||||
Payments on bank term note payable | (417 | ) | (104 | ) | |||
Payments on senior notes | (2,624 | ) | (2,355 | ) | |||
Change in restricted cash related to securitization | 4,182 | 6,323 | |||||
Additions to deferred financing costs | (4 | ) | (11 | ) | |||
Other, net | (4 | ) | (92 | ) | |||
Net cash provided by (used in) financing activities | 1,224 | (216 | ) | ||||
Net decrease in cash and cash equivalents | (9,220 | ) | (2,274 | ) | |||
Cash and cash equivalents—beginning of period | 17,813 | 12,508 | |||||
Cash and cash equivalents—end of period | $ | 8,593 | $ | 10,234 | |||
Supplemental disclosure of cash flow activities: | |||||||
Non-cash investing and financing activities: | |||||||
Reduction of credits in lieu of cash and notes payable in credits in lieu of cash balances due to delivery of tax credits to Certified Investors | $ | 348 | $ | 417 | |||
Foreclosed real estate acquired by portfolio company | $ | 409 | $ | — | |||
Dividends declared | $ | 3,985 | $ | — | |||
Reversal of deferred tax asset | $ | 2,870 | $ | — |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Performing SBA Unguaranteed Investments (1) | |||||||||||||||||||||||||
MMS Realty, LLC and Molecular MS Diagnostics, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/18/2040 | $ | 160.7 | $ | 160.7 | $ | 149.2 | 0.09 | % | |||||||||||||
Gurtej Singh and Ranjit Kaur dba Food Fair Market | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/18/2025 | 22.5 | 22.5 | 17.9 | 0.01 | % | ||||||||||||||||
R & R Security and Investigations Inc. dba Pardners Lake Buchanan | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/19/2040 | 85.4 | 85.4 | 85.7 | 0.05 | % | ||||||||||||||||
Shelton Incorporated dba Mrs. Winners | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/20/2040 | 112.5 | 112.5 | 111.6 | 0.07 | % | ||||||||||||||||
CML RW Security, LLC | Construction of Buildings | Term Loan | Prime plus 2.75% | 3/20/2025 | 575.0 | 575.0 | 458.3 | 0.27 | % | ||||||||||||||||
Jaymie Hazard dba Indigo Hair Studio and Day Spa | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 3/20/2040 | 42.9 | 42.9 | 40.2 | 0.02 | % | ||||||||||||||||
GPG Enterprises, LLC dba Angel Animal Hospital & Boarding | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/24/2040 | 67.5 | 67.5 | 63.8 | 0.04 | % | ||||||||||||||||
Loriet, LLC | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/24/2025 | 12.0 | 12.0 | 9.6 | 0.01 | % | ||||||||||||||||
Zero-In Media Inc. | Data Processing, Hosting, and Related Services | Term Loan | Prime plus 2.75% | 3/25/2025 | 22.5 | 22.5 | 17.9 | 0.01 | % | ||||||||||||||||
Geo Los Angeles, LLC dba Geo Film Group | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 3/26/2025 | 130.0 | 130.0 | 114.8 | 0.07 | % | ||||||||||||||||
Joyce Outdoor Advertising NJ, LLC and Joyce Outdoor Advertising, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/26/2040 | 54.0 | 54.0 | 54.2 | 0.03 | % | ||||||||||||||||
Carpet Exchange of North Texas Inc. and Clyde E. Cumbie Jr. | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 3/26/2040 | 810.0 | 810.0 | 801.0 | 0.47 | % | ||||||||||||||||
South Florida Air Conditioning and Refrigeration Corp. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 3/27/2040 | 155.5 | 155.5 | 152.3 | 0.09 | % | ||||||||||||||||
Shorr Enterprises Inc. dba New Design Furniture Manufacturers | Furniture and Related Product Manufacturing | Term Loan | Prime plus 2.75% | 3/27/2025 | 106.5 | 106.5 | 94.8 | 0.06 | % | ||||||||||||||||
Shellhorn and Hill Inc. dba Total Fleet Service | Nonstore Retailers | Term Loan | Prime plus 2.75% | 3/27/2040 | 1,040.3 | 1,040.3 | 925.6 | 0.55 | % | ||||||||||||||||
Foresite Realty Partners, LLC and Foresite Real Estate Holdings, LLC | Real Estate | Term Loan | Prime plus 2.75% | 3/27/2025 | 1,238.3 | 1,238.3 | 987.0 | 0.58 | % | ||||||||||||||||
Sunset Marine Resort, LLC and GoXpeditions, LLC | Accommodation | Term Loan | Prime plus 2.75% | 3/27/2040 | 301.8 | 301.8 | 302.7 | 0.18 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Balthazar Management Virgin Islands, LLC dba The Beach Café | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/27/2025 | 123.3 | 123.3 | 121.5 | 0.07 | % | ||||||||||||||||
Copper Beech Financial Group, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 3/30/2025 | 125.0 | 125.0 | 109.4 | 0.06 | % | ||||||||||||||||
Delta Aggrigate, LLC | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 3/30/2025 | 90.0 | 90.0 | 88.8 | 0.05 | % | ||||||||||||||||
The Merrin Group, LLC dba Havana Central | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/31/2025 | 250.0 | 250.0 | 239.5 | 0.14 | % | ||||||||||||||||
Advance Case RE Holdings, LLC and Advance Case Parts Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/31/2040 | 758.3 | 624.0 | 559.9 | 0.33 | % | ||||||||||||||||
T and B Boots Inc. dba Takkens | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 3/31/2025 | 807.8 | 807.8 | 722.3 | 0.43 | % | ||||||||||||||||
Quest Logic Investments, LLC and Kleiner Investments, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/31/2025 | 22.5 | 22.5 | 22.2 | 0.01 | % | ||||||||||||||||
Mid-South Lumber Co. of Northwest Florida, Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 3/31/2040 | 428.8 | 428.8 | 381.5 | 0.22 | % | ||||||||||||||||
Jatcoia 60056, LLC dba Style Encore | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 3/31/2025 | 22.3 | 22.3 | 20.2 | 0.01 | % | ||||||||||||||||
Triangle Trash, LLC dba Bin There Dump That | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 2/18/2025 | 74.4 | 74.4 | 64.5 | 0.04 | % | ||||||||||||||||
Kiddie Steps 4 You Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 2/20/2040 | 61.8 | 61.8 | 56.9 | 0.03 | % | ||||||||||||||||
Nelson Financial Services, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 2/24/2025 | 12.5 | 12.5 | 9.9 | 0.01 | % | ||||||||||||||||
Pace Motor Lines, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 2/26/2025 | 66.2 | 66.2 | 64.3 | 0.04 | % | ||||||||||||||||
Kingseal, LLC dba Desoto Health and Rehab Center | Nursing and Residential Care Facilities | Term Loan | Prime plus 2.75% | 2/26/2040 | 1,250.0 | 1,250.0 | 1,253.8 | 0.74 | % | ||||||||||||||||
J&M Concessions Inc, dba A 1 Liquors | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/27/2025 | 87.5 | 87.4 | 75.2 | 0.04 | % | ||||||||||||||||
Calhoun Satellite Communications Inc. and Transmission Solutions Group | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 2/27/2025 | 952.8 | 952.8 | 801.0 | 0.47 | % | ||||||||||||||||
Road to Sedona Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/27/2025 | 56.6 | 56.6 | 46.0 | 0.03 | % | ||||||||||||||||
Baystate Firearms and Training, LLC | Educational Services | Term Loan | Prime plus 2.75% | 2/27/2025 | 63.4 | 63.4 | 51.1 | 0.03 | % | ||||||||||||||||
Luigi's on Main, LLC and Luigi's Main Street Pizza Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/4/2025 | 11.3 | 11.3 | 11.1 | 0.01 | % | ||||||||||||||||
Douglas Printy Motorsports, Inc. dba Blackburn Trike | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 3/10/2040 | 191.8 | 191.8 | 178.0 | 0.10 | % | ||||||||||||||||
Summit Treatment Services Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 3/11/2025 | 22.5 | 22.5 | 18.8 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Firm Foundations Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 3/13/2025 | 81.3 | 81.3 | 80.1 | 0.05 | % | ||||||||||||||||
BND Sebastian Limited Liability Company | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/16/2040 | 172.5 | 172.5 | 166.8 | 0.10 | % | ||||||||||||||||
Royal Crest Motors, LLC | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 3/16/2040 | 91.3 | 91.3 | 86.6 | 0.05 | % | ||||||||||||||||
Jung Design Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 1/20/2022 | 8.4 | 8.3 | 6.6 | — | % | ||||||||||||||||
Palmabak Inc. dba Mami Nora's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/22/2025 | 21.5 | 21.3 | 20.8 | 0.01 | % | ||||||||||||||||
DocMagnet Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 1/23/2025 | 22.5 | 22.4 | 18.6 | 0.01 | % | ||||||||||||||||
Limameno, LLC dba Sal's Italian Ristorante | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/23/2025 | 83.3 | 82.7 | 68.4 | 0.04 | % | ||||||||||||||||
Dean 1021, LLC dba Pure Pita | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/29/2025 | 80.0 | 47.2 | 39.0 | 0.02 | % | ||||||||||||||||
DuCharme Realty, LLC and DuCharme Enterprises, LLC | Wood Product Manufacturing | Term Loan | Prime plus 2.75% | 2/2/2040 | 225.1 | 225.1 | 204.8 | 0.12 | % | ||||||||||||||||
Kostekos Inc. dba New York Style Pizza | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/6/2040 | 66.3 | 66.3 | 62.5 | 0.04 | % | ||||||||||||||||
740 Barry Street Realty, LLC and Wild Edibles Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 2/10/2040 | 492.5 | 492.5 | 494.0 | 0.29 | % | ||||||||||||||||
Silva Realty Holdings, LLC and MF-Silva Enterprises, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/11/2040 | 171.6 | 171.6 | 158.3 | 0.09 | % | ||||||||||||||||
B & W Towing, LLC and Boychucks Fuel, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/17/2039 | 164.5 | 164.0 | 151.0 | 0.09 | % | ||||||||||||||||
MM and M Management Inc. dba Pizza Artista | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/19/2025 | 46.3 | 46.3 | 37.8 | 0.02 | % | ||||||||||||||||
B.S. Ventures, LLC dba Dink's Market | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/19/2039 | 53.8 | 53.6 | 53.4 | 0.03 | % | ||||||||||||||||
Will Zac Management, LLC dba Papa John's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/19/2024 | 48.8 | 48.2 | 47.5 | 0.03 | % | ||||||||||||||||
The Jewelers Inc. dba The Jewelers of Las Vegas | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/19/2024 | 1,250.0 | 1,235.2 | 997.1 | 0.59 | % | ||||||||||||||||
Beale Street Blues Company-West Palm Beach, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/22/2024 | 187.5 | 185.2 | 157.1 | 0.09 | % | ||||||||||||||||
The Lodin Group, LLC and Lodin Health Imaging Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/23/2039 | 530.3 | 528.7 | 472.1 | 0.28 | % | ||||||||||||||||
401 JJS Corporation and G Randazzo's Trattoria Corporation | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/23/2039 | 473.5 | 411.3 | 409.1 | 0.24 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Thermoplastic Services Inc. and Paragon Plastic Sheet, Inc | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 12/23/2039 | 500.0 | 498.5 | 500.0 | 0.29 | % | ||||||||||||||||
Winter Ventures Inc. dba Qualitybargainbooks and Qualitybargainmall | Nonstore Retailers | Term Loan | Prime plus 2.75% | 12/23/2024 | 156.1 | 154.2 | 131.1 | 0.08 | % | ||||||||||||||||
Carolina Flicks Inc. dba The Howell Theater | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 12/23/2032 | 163.3 | 162.4 | 149.4 | 0.09 | % | ||||||||||||||||
Atlantis of Daytona. LLC and Ocean Club Sportswear Inc. | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/23/2039 | 240.0 | 239.3 | 240.0 | 0.14 | % | ||||||||||||||||
Bowlerama, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/24/2039 | 1,202.5 | 1,200.7 | 1,200.4 | 0.71 | % | ||||||||||||||||
Bear Creek Entertainment, LLC dba The Woods at Bear Creek | Accommodation | Term Loan | Prime plus 2.75% | 12/30/2024 | 106.3 | 104.9 | 103.5 | 0.06 | % | ||||||||||||||||
Evans and Paul, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/30/2024 | 223.8 | 221.0 | 205.7 | 0.12 | % | ||||||||||||||||
First Prevention and Dialysis Center, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/30/2024 | 238.3 | 120.4 | 118.8 | 0.07 | % | ||||||||||||||||
Grand Blanc Lanes, Inc. and H, H and H, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/31/2039 | 133.0 | 132.6 | 130.3 | 0.08 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/31/2039 | 245.5 | 200.8 | 198.0 | 0.12 | % | ||||||||||||||||
MLM Enterprises, LLC and Demand Printing Solutions Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 11/18/2024 | 70.5 | 69.2 | 62.3 | 0.04 | % | ||||||||||||||||
DC Real, LLC and DC Enterprises, LTD dba Lakeview True Value | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/20/2039 | 119.4 | 113.9 | 110.4 | 0.07 | % | ||||||||||||||||
Legacy Estate Planning Inc. dba American Casket Enterprises | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/21/2024 | 42.0 | 41.2 | 32.9 | 0.02 | % | ||||||||||||||||
J&D Resources, LLC dba Aqua Science | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/21/2024 | 767.9 | 753.8 | 616.4 | 0.36 | % | ||||||||||||||||
DeRidder Chiropractic, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/25/2024 | 13.2 | 13.0 | 12.3 | 0.01 | % | ||||||||||||||||
Teamnewman Enterprises, LLC dba Newmans at 988 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/25/2039 | 148.8 | 148.1 | 138.1 | 0.08 | % | ||||||||||||||||
Stormrider Inc. dba Shirley's Stormrider, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 11/25/2024 | 150.0 | 147.2 | 117.4 | 0.07 | % | ||||||||||||||||
Modern Manhattan, LLC | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 11/25/2024 | 220.0 | 215.9 | 175.1 | 0.10 | % | ||||||||||||||||
Meridian Hotels, LLC dba Best Western Jonesboro | Accommodation | Term Loan | Prime plus 2.75% | 11/25/2039 | 228.0 | 228.0 | 228.6 | 0.13 | % | ||||||||||||||||
Trading Group 3, Inc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 11/26/2024 | 22.5 | 22.1 | 17.6 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
The Red Pill Management Inc. dba UFC Gym Matthews | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 11/26/2024 | 54.3 | 53.8 | 44.6 | 0.03 | % | ||||||||||||||||
Homegrown For Good, LLC | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 11/26/2024 | 230.0 | 228.6 | 201.2 | 0.12 | % | ||||||||||||||||
Kemmer, LLC and Apples Tree Top Liquors, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/4/2039 | 138.4 | 138.0 | 124.9 | 0.07 | % | ||||||||||||||||
The Conibear Corporation and Conibear Trucking, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 12/5/2024 | 12.0 | 11.9 | 10.4 | 0.01 | % | ||||||||||||||||
All American Games, LLC and Sportslink - The Game, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/10/2024 | 400.0 | 395.0 | 337.8 | 0.20 | % | ||||||||||||||||
3 F Management, LLC and ATC Port Charlotte, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/17/2024 | 131.3 | 128.0 | 109.1 | 0.06 | % | ||||||||||||||||
185 Summerfield Inc. and Valcon Contracting Corp. | Construction of Buildings | Term Loan | Prime plus 2.75% | 10/24/2039 | 162.3 | 161.3 | 156.7 | 0.09 | % | ||||||||||||||||
Navdeep B Martins and Busy Bubbles, LLC dba Wishy Washy | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/24/2039 | 89.0 | 88.6 | 80.3 | 0.05 | % | ||||||||||||||||
Seelan Inc. dba Candleridge Market | Gasoline Stations | Term Loan | Prime plus 2.75% | 10/27/2039 | 90.5 | 90.0 | 83.8 | 0.05 | % | ||||||||||||||||
Kantz, LLC and Kantz Auto, LLC dba Kantz's Hometown Auto | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/29/2039 | 68.1 | 67.7 | 64.9 | 0.04 | % | ||||||||||||||||
Golden Transaction Corporation dba Bleh Sunoco | Gasoline Stations | Term Loan | Prime plus 2.75% | 10/30/2039 | 156.7 | 155.8 | 152.2 | 0.09 | % | ||||||||||||||||
Heartland American Properties, LLC and Skaggs RV Outlet, LLC | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/31/2039 | 479.0 | 476.2 | 458.2 | 0.27 | % | ||||||||||||||||
Frontier Bulk Solutions, LLC | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 10/31/2024 | 1,250.0 | 1,218.9 | 1,025.3 | 0.60 | % | ||||||||||||||||
M and C Renovations Inc. | Construction of Buildings | Term Loan | Prime plus 2.75% | 10/31/2024 | 20.3 | 19.8 | 15.9 | 0.01 | % | ||||||||||||||||
Laura L. Smith dba Lisa Smith Studio | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/3/2024 | 15.0 | 14.6 | 11.7 | 0.01 | % | ||||||||||||||||
Joey O's, LLC and Jennifer Olszewski | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/7/2024 | 13.1 | 12.7 | 10.1 | 0.01 | % | ||||||||||||||||
JEJE Realty, LLC and La Familia Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/10/2039 | 205.8 | 204.9 | 191.4 | 0.11 | % | ||||||||||||||||
Ryan Crick and Pamela J. Crick and Crick Enterprises Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/17/2039 | 145.5 | 144.4 | 144.5 | 0.09 | % | ||||||||||||||||
Modern Leather Goods Repair Shop Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/17/2024 | 58.8 | 56.5 | 44.3 | 0.03 | % | ||||||||||||||||
Play and Stay, LLC dba Zoom Room Tinton Falls | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/18/2024 | 42.1 | 41.3 | 32.4 | 0.02 | % | ||||||||||||||||
Utek Corporation dba Arcade Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/22/2039 | 405.5 | 403.2 | 398.6 | 0.24 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Andrene's, LLC dba Andrene's Caribbean Soul Food Carry Out | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/23/2024 | 37.8 | 36.8 | 29.0 | 0.02 | % | ||||||||||||||||
R A Johnson Inc. dba Rick Johnson Auto and Tire | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/23/2039 | 301.3 | 299.0 | 299.1 | 0.18 | % | ||||||||||||||||
North Columbia, LLC and Loop Liquor and Convenience Store, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/24/2039 | 159.3 | 158.1 | 152.0 | 0.09 | % | ||||||||||||||||
6 Price Avenue, LLC and Pauley Tree & Lawn Care, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/24/2039 | 452.5 | 449.2 | 390.4 | 0.23 | % | ||||||||||||||||
Keys Phase One, LLC dba The Grand Guesthouse | Accommodation | Term Loan | Prime plus 2.75% | 9/26/2039 | 736.3 | 730.9 | 704.8 | 0.42 | % | ||||||||||||||||
Auto Shine Carwash Inc. and AKM R. Hossain and Jessica F. Masud | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/26/2024 | 22.5 | 21.8 | 18.0 | 0.01 | % | ||||||||||||||||
Gordon E Rogers dba Stonehouse Motor Inn | Accommodation | Term Loan | Prime plus 2.75% | 9/26/2039 | 57.5 | 57.1 | 57.1 | 0.03 | % | ||||||||||||||||
Colts V, LLC and Nowatzke Service Center, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/26/2039 | 601.8 | 597.3 | 572.8 | 0.34 | % | ||||||||||||||||
Orange County Insurance Brokerage Inc. dba Beaty Insurance Agency | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 9/29/2039 | 325.1 | 323.7 | 323.8 | 0.19 | % | ||||||||||||||||
The Woods at Bear Creek, LLC and Bear Creek Entertainment, LLC | Accommodation | Term Loan | Prime plus 2.75% | 9/29/2039 | 513.3 | 510.3 | 510.4 | 0.30 | % | ||||||||||||||||
Roccos, LLC and Sullo Pantalone Inc. dba Rocco's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/30/2039 | 255.8 | 253.9 | 232.5 | 0.14 | % | ||||||||||||||||
Keller Holdings, LLC and David H Keller III and Carie C Keller | Scenic and Sightseeing Transportation | Term Loan | Prime plus 2.75% | 9/30/2039 | 100.0 | 99.3 | 97.9 | 0.06 | % | ||||||||||||||||
Route 130 SCPI Holdings LLC, (EPC) Route 130 SCPI Operations, LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/30/2039 | 538.8 | 538.8 | 491.1 | 0.29 | % | ||||||||||||||||
Sumad, LLC dba BrightStar Care of Encinitas | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/2/2024 | 92.5 | 90.8 | 88.6 | 0.05 | % | ||||||||||||||||
Michael Rey Jr. and Lynn J. Williams (EPC) and GIG Petcare | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/3/2039 | 126.9 | 125.9 | 121.4 | 0.07 | % | ||||||||||||||||
Smith Spinal Care Center P.C. and James C. Smith | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/8/2039 | 60.0 | 59.7 | 56.7 | 0.03 | % | ||||||||||||||||
Doctors Express Management of Central Texas, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/8/2024 | 105.0 | 90.6 | 83.2 | 0.05 | % | ||||||||||||||||
Boilermaker Industries, LLC dba PostNet | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/9/2024 | 18.8 | 18.5 | 16.5 | 0.01 | % | ||||||||||||||||
DNT Storage and Properties, LLC | Real Estate | Term Loan | Prime plus 2.75% | 10/10/2039 | 101.8 | 101.2 | 98.6 | 0.06 | % | ||||||||||||||||
Capitol Waste and Recycling Services, LLC | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 10/10/2024 | 257.8 | 251.3 | 214.5 | 0.13 | % | ||||||||||||||||
Return to Excellence, Inc. dba The Waynesville Inn Golf & Spa | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/10/2039 | 1,250.0 | 1,249.0 | 1,249.6 | 0.74 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Sound Manufacturing Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 10/10/2024 | 187.5 | 183.1 | 152.7 | 0.09 | % | ||||||||||||||||
One Hour Jewelry Repair Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/14/2024 | 20.6 | 20.0 | 15.7 | 0.01 | % | ||||||||||||||||
Grey Light Realty, LLC (EPC) NH Precision Metal Fabricators Inc. (OC) | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 8/21/2039 | 1,226.0 | 1,215.2 | 1,191.4 | 0.70 | % | ||||||||||||||||
Atlas Auto Body Inc. dba Atlas Auto Sales | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/22/2039 | 51.6 | 51.1 | 47.4 | 0.03 | % | ||||||||||||||||
Qycell Corporation | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 8/26/2024 | 121.0 | 116.6 | 101.0 | 0.06 | % | ||||||||||||||||
Orange County Cleaning Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 8/27/2024 | 41.3 | 39.7 | 31.2 | 0.02 | % | ||||||||||||||||
Lamjam, LLC (EPC) Goldsmith Lambros Inc. (OC) | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 8/27/2024 | 133.8 | 129.0 | 126.8 | 0.07 | % | ||||||||||||||||
Delta Aggrigate, LLC | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 8/28/2039 | 911.3 | 906.1 | 906.3 | 0.53 | % | ||||||||||||||||
Alberti and Cardoni, LLC dba Menchie's | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 8/29/2024 | 77.3 | 75.8 | 62.4 | 0.04 | % | ||||||||||||||||
Feel The World Inc. dba Xero Shoes and Invisible Shoes | Leather and Allied Product Manufacturing | Term Loan | Prime plus 2.75% | 9/5/2024 | 51.9 | 50.3 | 40.9 | 0.02 | % | ||||||||||||||||
B&P Diners, LLC dba Engine House Restaurant | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/10/2024 | 80.0 | 77.5 | 60.8 | 0.04 | % | ||||||||||||||||
Indy East Smiles Youth Dentistry, LLC dba Prime Smile East | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/11/2024 | 630.2 | 610.6 | 482.8 | 0.28 | % | ||||||||||||||||
KW Zion, LLC and Key West Gallery Inc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 9/12/2039 | 1,250.0 | 1,240.8 | 1,195.4 | 0.70 | % | ||||||||||||||||
RDT Enterprises, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 9/15/2027 | 162.8 | 159.2 | 150.0 | 0.09 | % | ||||||||||||||||
Tavern Properties, LLC and Wildwood Tavern, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/15/2039 | 425.0 | 425.0 | 407.1 | 0.24 | % | ||||||||||||||||
Animal Intrusion Prevention Systems Holding Company, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/15/2024 | 272.5 | 264.0 | 223.7 | 0.13 | % | ||||||||||||||||
Miss Cranston Diner II, LLC and Miss Cranston II Realty, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/17/2039 | 109.5 | 97.3 | 93.1 | 0.05 | % | ||||||||||||||||
Honeyspot Investors, LLP and Pace Motor Lines Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 7/24/2039 | 150.0 | 148.5 | 146.9 | 0.09 | % | ||||||||||||||||
L&S Insurance & Financial Services Inc. | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/25/2024 | 22.5 | 21.5 | 17.2 | 0.01 | % | ||||||||||||||||
575 Columbus Avenue Holding Company, LLC and LA-ZE, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/30/2039 | 22.5 | 22.3 | 22.3 | 0.01 | % | ||||||||||||||||
AGV Enterprises, LLC dba Jet's Pizza #42 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2024 | 54.8 | 52.4 | 42.5 | 0.03 | % | ||||||||||||||||
iFood, Inc. dba Steak N Shake | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2024 | 379.1 | 376.3 | 324.7 | 0.19 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Almost Home Property, LLC and Almost Home Daycare, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/7/2039 | 715.8 | 710.5 | 694.9 | 0.41 | % | ||||||||||||||||
Hamer Road Auto Salvage, LLC and Scott T. Cook and Nikki J. Cook | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 8/8/2039 | 188.4 | 186.7 | 186.8 | 0.11 | % | ||||||||||||||||
Barber Investments, LLC and Fieldstone Quickstop, LLC | Gasoline Stations | Term Loan | Prime plus 2.75% | 8/15/2039 | 150.0 | 148.7 | 126.8 | 0.07 | % | ||||||||||||||||
Katie Senior Care, LLC dba Home Instead Senior Care | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2024 | 124.3 | 119.6 | 93.8 | 0.06 | % | ||||||||||||||||
Alpha Preparatory Academy, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2039 | 145.2 | 123.9 | 123.9 | 0.07 | % | ||||||||||||||||
S&P Holdings of Daytona LLC (EPC) S&P Corporation of Daytona Beach | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 8/15/2039 | 433.5 | 429.6 | 429.8 | 0.25 | % | ||||||||||||||||
Nirvi Enterprises, LLC dba Howard Johnson / Knights Inn | Accommodation | Term Loan | Prime plus 2.75% | 6/17/2039 | 920.3 | 909.4 | 909.5 | 0.54 | % | ||||||||||||||||
Hotels of North Georgia, LLC dba Comfort Inn and Suites | Accommodation | Term Loan | Prime plus 2.75% | 6/17/2039 | 837.5 | 827.6 | 823.4 | 0.49 | % | ||||||||||||||||
510 ROK Realty, LLC dba ROK Health and Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/19/2024 | 332.0 | 315.8 | 299.5 | 0.18 | % | ||||||||||||||||
Big Sky Plaza, LLC and Strickland, Incorporated | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 6/20/2039 | 233.4 | 230.6 | 219.4 | 0.13 | % | ||||||||||||||||
RDJ Maayaa Inc. dba RDJ Distributors | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/23/2024 | 8.7 | 8.1 | 6.6 | — | % | ||||||||||||||||
Nikobella Properties, LLC and JPO Inc. dba Village Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/25/2039 | 476.3 | 470.6 | 450.4 | 0.27 | % | ||||||||||||||||
Zinger Hardware and General Merchant Inc. | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 6/26/2024 | 110.5 | 105.0 | 93.3 | 0.06 | % | ||||||||||||||||
JPM Investments, LLC and Carolina Family Foot Care P.A. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/26/2039 | 136.1 | 134.7 | 130.0 | 0.08 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/27/2039 | 321.8 | 318.1 | 302.4 | 0.18 | % | ||||||||||||||||
AMG Holding, LLC and Stetson Automotive, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/30/2039 | 208.0 | 205.6 | 205.6 | 0.12 | % | ||||||||||||||||
Wired, LLC and Moulison North Corporation | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/30/2024 | 500.0 | 474.9 | 411.5 | 0.24 | % | ||||||||||||||||
Highway Striping Inc. | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 6/30/2024 | 53.1 | 50.4 | 42.3 | 0.02 | % | ||||||||||||||||
Lisle Lincoln II Limited Partnership dba Lisle Lanes LP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/30/2024 | 100.0 | 95.0 | 91.1 | 0.05 | % | ||||||||||||||||
iFood, Inc. dba Steak N Shake | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2039 | 629.8 | 622.4 | 546.9 | 0.32 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Honeyspot Investors, LLP and Pace Motor Lines Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 6/30/2039 | 875.3 | 866.2 | 857.0 | 0.51 | % | ||||||||||||||||
Wired, LLC and Moulison North Corporation | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/3/2024 | 150.1 | 143.5 | 124.3 | 0.07 | % | ||||||||||||||||
Bay State Funeral Services, LLC (EPC) and Riley Funeral Home Inc.(OC) | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 5/21/2039 | 134.9 | 133.5 | 133.5 | 0.08 | % | ||||||||||||||||
USI Properties, LLC dba U Store It | Real Estate | Term Loan | Prime plus 2.75% | 5/23/2039 | 144.6 | 142.7 | 140.6 | 0.08 | % | ||||||||||||||||
Jonesboro Health Food Center, LLC | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 5/27/2024 | 60.0 | 56.6 | 44.8 | 0.03 | % | ||||||||||||||||
EGM Food Services Inc. dba Gold Star Chili | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/29/2024 | 19.2 | 18.1 | 15.1 | 0.01 | % | ||||||||||||||||
R. A. Johnson, Inc. dba Rick Johnson Auto & Tire | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 5/29/2039 | 943.8 | 931.5 | 931.6 | 0.55 | % | ||||||||||||||||
Wilton Dental Care P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 5/29/2024 | 128.1 | 123.6 | 98.8 | 0.06 | % | ||||||||||||||||
CJR LLC (EPC) and PowerWash Plus, Inc. (OC) | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/30/2024 | 53.0 | 50.0 | 45.8 | 0.03 | % | ||||||||||||||||
Pocono Coated Products, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 5/30/2024 | 22.5 | 21.2 | 19.5 | 0.01 | % | ||||||||||||||||
Long Island Barber Institute Inc. | Educational Services | Term Loan | Prime plus 2.75% | 6/2/2039 | 55.5 | 54.8 | 51.4 | 0.03 | % | ||||||||||||||||
Sujata Inc. dba Stop N Save Food Mart | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 6/3/2024 | 22.5 | 21.4 | 17.7 | 0.01 | % | ||||||||||||||||
Sico & Walsh Insurance Agency Inc. and The AMS Trust | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 6/6/2039 | 250.0 | 249.2 | 233.1 | 0.14 | % | ||||||||||||||||
NVR Corporation dba Discount Food Mart | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 6/11/2039 | 68.3 | 67.0 | 67.0 | 0.04 | % | ||||||||||||||||
Rainbow Dry Cleaners | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/13/2024 | 122.5 | 116.4 | 98.3 | 0.06 | % | ||||||||||||||||
GPG Real Estate Holdings, LLC and GPG Enterprises Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/13/2039 | 322.1 | 318.2 | 298.3 | 0.18 | % | ||||||||||||||||
GPG Real Estate Holdings, LLC (OC) GPG Enterprises Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/13/2039 | 162.5 | 162.4 | 152.0 | 0.09 | % | ||||||||||||||||
Global Educational Delivery Services, LLC | Educational Services | Term Loan | Prime plus 2.75% | 6/16/2024 | 60.0 | 57.3 | 56.3 | 0.03 | % | ||||||||||||||||
Wilshire Media Systems Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 4/17/2024 | 186.3 | 174.5 | 142.6 | 0.08 | % | ||||||||||||||||
Aiello's Pizzeria, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/18/2024 | 42.8 | 40.1 | 33.3 | 0.02 | % | ||||||||||||||||
Island Wide Realty, LLC and Long Island Partners, Inc. | Real Estate | Term Loan | Prime plus 2.75% | 4/22/2039 | 103.8 | 102.3 | 102.3 | 0.06 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Gerami Realty, LC (EPC) Sherrill Universal City Corral, LP | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/23/2027 | 78.8 | 75.3 | 72.7 | 0.04 | % | ||||||||||||||||
Complete Body & Paint, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/23/2039 | 20.8 | 20.5 | 20.5 | 0.01 | % | ||||||||||||||||
ENI Inc., Event Networks Inc., ENI Worldwide, LLC and Spot Shop Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 4/25/2024 | 500.0 | 468.5 | 368.9 | 0.22 | % | ||||||||||||||||
Winter Ventures Inc. and 214 N Franklin LLC | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/29/2024 | 62.6 | 58.7 | 52.1 | 0.03 | % | ||||||||||||||||
AS Boyals, LLC dba Towne Liquors | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 4/29/2039 | 117.5 | 115.8 | 115.8 | 0.07 | % | ||||||||||||||||
The River Beas, LLC and Punam Singh | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/8/2039 | 90.3 | 89.1 | 84.5 | 0.05 | % | ||||||||||||||||
Moochie's, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/13/2024 | 100.5 | 96.0 | 77.7 | 0.05 | % | ||||||||||||||||
Hae M. and Jin S. Park dba Buford Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/15/2039 | 166.5 | 163.6 | 150.5 | 0.09 | % | ||||||||||||||||
Kinisi, Inc. dba The River North UPS Store | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/18/2024 | 41.3 | 37.0 | 32.8 | 0.02 | % | ||||||||||||||||
636 South Center Holdings, LLC and New Mansfield Brass and Aluminum Co. | Primary Metal Manufacturing | Term Loan | Prime plus 2.75% | 3/20/2039 | 497.5 | 489.3 | 489.2 | 0.29 | % | ||||||||||||||||
Cormac Enterprises and Wyoming Valley Beverage Incorporated | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/20/2039 | 110.8 | 109.1 | 109.1 | 0.06 | % | ||||||||||||||||
Knowledge First Inc. dba Magic Years of Learning and Kimberly Knox | Social Assistance | Term Loan | Prime plus 2.75% | 3/21/2039 | 145.0 | 142.9 | 131.7 | 0.08 | % | ||||||||||||||||
Hascher Gabelstapler Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/26/2024 | 143.3 | 133.3 | 120.3 | 0.07 | % | ||||||||||||||||
Sapienzo Properties, LLC (EPC) CNS Self-Storage Inc. (OC) | Real Estate | Term Loan | Prime plus 2.75% | 3/27/2039 | 193.8 | 189.7 | 189.7 | 0.11 | % | ||||||||||||||||
TC Business Enterprises, LLC dba Sky Zone Indoor Trampoline Park | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/27/2024 | 290.1 | 275.1 | 224.3 | 0.13 | % | ||||||||||||||||
Wilban, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/28/2039 | 427.5 | 420.5 | 402.6 | 0.24 | % | ||||||||||||||||
Lake Area Autosound, LLC and Ryan H. Whittington | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 7/28/2039 | 125.0 | 124.6 | 116.6 | 0.07 | % | ||||||||||||||||
Hodges Properties, LLC and Echelon Enterprises Inc. dba Treads Bicycle | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 3/31/2039 | 449.0 | 441.6 | 426.3 | 0.25 | % | ||||||||||||||||
Dantanna's Tavern, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2024 | 164.3 | 155.1 | 130.7 | 0.08 | % | ||||||||||||||||
Little People's Village II, LLC (OC) and Iliopoulos Realty, LLC (EPC) | Social Assistance | Term Loan | Prime plus 2.75% | 3/31/2039 | 92.1 | 91.2 | 82.4 | 0.05 | % | ||||||||||||||||
Little People's Village II, LLC (OC) and Iliopoulos Realty, LLC (EPC) | Social Assistance | Term Loan | Prime plus 2.75% | 3/31/2039 | 101.5 | 100.4 | 90.7 | 0.05 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
RDT Enterprises, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/31/2028 | 141.2 | 135.5 | 134.2 | 0.08 | % | ||||||||||||||||
Eagle Aggregate Transportation, LLC and Eagle Pneumatic Transport, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 3/31/2024 | 1,250.0 | 697.8 | 678.3 | 0.40 | % | ||||||||||||||||
Kemmer, LLC (EPC) and Pitts Package Store, Inc.(OC) | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/31/2039 | 117.5 | 115.8 | 99.3 | 0.06 | % | ||||||||||||||||
1899 Tavern & Tap, LLC and Ale House Tavern & Tap, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/9/2039 | 137.5 | 134.5 | 130.3 | 0.08 | % | ||||||||||||||||
R2 Tape Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 4/10/2024 | 78.8 | 73.8 | 72.5 | 0.04 | % | ||||||||||||||||
Family Ties Supply Corp. dba Best Cookies & More dba Cookie Factory Out | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 4/16/2024 | 53.1 | 49.8 | 39.1 | 0.02 | % | ||||||||||||||||
Pindar Associates, LLC, Pidar Vineyards, LLC, Duck Walk Vineyards Inc. | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 2/25/2024 | 712.3 | 658.1 | 646.7 | 0.38 | % | ||||||||||||||||
Choe Trade Group Inc. dba Rapid Printers of Monterey | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 2/28/2024 | 159.3 | 147.2 | 140.8 | 0.08 | % | ||||||||||||||||
952 Boston Post Road Realty, LLC and HNA, LLC dba Styles International | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 2/28/2039 | 211.0 | 207.3 | 191.6 | 0.11 | % | ||||||||||||||||
Faith Memorial Chapel, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 2/28/2039 | 214.2 | 210.7 | 194.2 | 0.11 | % | ||||||||||||||||
R & R Boyal, LLC dba Cap N Cat Clam Bar and Little Ease Tavern | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/28/2039 | 417.5 | 410.2 | 384.9 | 0.23 | % | ||||||||||||||||
Summit Beverage Group, LLC | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 2/28/2024 | 350.6 | 324.0 | 288.3 | 0.17 | % | ||||||||||||||||
J&M Concessions, Inc.dba A-1 Liquors | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/3/2039 | 135.6 | 133.4 | 120.3 | 0.07 | % | ||||||||||||||||
Onofrio's Fresh Cut Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/6/2024 | 75.0 | 69.9 | 64.6 | 0.04 | % | ||||||||||||||||
Avayaan2, LLC dba Island Cove | Gasoline Stations | Term Loan | Prime plus 2.75% | 3/7/2039 | 157.5 | 154.9 | 148.1 | 0.09 | % | ||||||||||||||||
Bowl Mor, LLC dba Bowl Mor Lanes and Spare Lounge, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/13/2039 | 223.5 | 219.8 | 219.8 | 0.13 | % | ||||||||||||||||
SE Properties 39 Old Route 146, LLC (EPC) SmartEarly Clifton Park, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 3/14/2039 | 408.0 | 402.5 | 399.5 | 0.24 | % | ||||||||||||||||
Tortilla King, Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/14/2029 | 1,033.1 | 1,011.0 | 903.5 | 0.53 | % | ||||||||||||||||
Tortilla King Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/14/2039 | 216.9 | 214.3 | 193.4 | 0.11 | % | ||||||||||||||||
JDR Industries Inc dba CST-The Composites Store | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 1/21/2024 | 140.3 | 128.7 | 110.2 | 0.06 | % | ||||||||||||||||
3Fmanagement, LLC and ATC Fitness Cape Coral, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 1/24/2024 | 425.0 | 389.9 | 327.5 | 0.19 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Sarah Sibadan dba Sibadan Agency | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 1/27/2039 | 129.4 | 126.9 | 124.0 | 0.07 | % | ||||||||||||||||
Atlas Mountain Construction, LLC | Construction of Buildings | Term Loan | Prime plus 2.75% | 1/28/2024 | 16.5 | 15.1 | 14.9 | 0.01 | % | ||||||||||||||||
Robert Star Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 2/5/2024 | 46.8 | 43.2 | 42.5 | 0.03 | % | ||||||||||||||||
Sovereign Communications, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 2/7/2024 | 907.8 | 838.7 | 674.5 | 0.40 | % | ||||||||||||||||
986 Dixwell Avenue Holding Company, LLC(EPC) and Mughali Foods, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/7/2039 | 99.1 | 97.8 | 93.2 | 0.05 | % | ||||||||||||||||
Awesome Pets II Inc. dba Mellisa's Pet Depot | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 2/7/2024 | 83.2 | 77.8 | 64.8 | 0.04 | % | ||||||||||||||||
JWB Industries, Inc. dba Carteret Die Casting | Primary Metal Manufacturing | Term Loan | Prime plus 2.75% | 2/11/2024 | 280.0 | 258.7 | 213.1 | 0.13 | % | ||||||||||||||||
96 Mill Street, LLC, Central Pizza, LLC and Jason Bikakis George Bikaki | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/12/2039 | 141.3 | 138.7 | 138.7 | 0.08 | % | ||||||||||||||||
TAK Properties, LLC and Kinderland Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 12/18/2038 | 405.0 | 396.6 | 372.4 | 0.22 | % | ||||||||||||||||
Any Garment Cleaner-East Brunswick, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/18/2023 | 53.8 | 49.0 | 45.2 | 0.03 | % | ||||||||||||||||
PLES Investements, LLC and John Redder, Pappy Sand & Gravel, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/19/2038 | 555.3 | 543.6 | 506.6 | 0.30 | % | ||||||||||||||||
Lefont Theaters Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/19/2023 | 14.4 | 13.1 | 11.3 | 0.01 | % | ||||||||||||||||
Kurtis Sniezek dba Wolfe's Foreign Auto | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/20/2038 | 88.9 | 87.0 | 87.0 | 0.05 | % | ||||||||||||||||
AIP Enterprises, LLC and Spider's Web Inc dba Black Widow Harley-Davidson | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 12/20/2038 | 962.5 | 942.3 | 934.2 | 0.55 | % | ||||||||||||||||
Mosley Auto Group, LLC dba America's Automotive | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/20/2038 | 221.5 | 216.9 | 211.6 | 0.12 | % | ||||||||||||||||
KK International Trading Corporation | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/23/2028 | 190.0 | 180.5 | 168.3 | 0.10 | % | ||||||||||||||||
Superior Disposal Service, Inc. | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 12/26/2023 | 240.5 | 219.0 | 202.8 | 0.12 | % | ||||||||||||||||
CLU Amboy, LLC (EPC) and Amboy Group, LLC (OC) dba Tommy Moloney's | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/27/2023 | 656.3 | 607.8 | 597.3 | 0.35 | % | ||||||||||||||||
Shane M. Howell and Buck Hardware and Garden Center, LLC | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 12/27/2038 | 322.5 | 315.7 | 288.5 | 0.17 | % | ||||||||||||||||
Carl R. Bieber, Inc. dba Bieber Tourways/Bieber Transportation | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 9/30/2027 | 712.5 | 683.8 | 669.3 | 0.39 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
S.Drake, LLC dba Express Employment Professionals of Ann Arbor, Michigan | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/31/2023 | 18.8 | 17.4 | 13.9 | 0.01 | % | ||||||||||||||||
Nutmeg North Associates, LLC (OC) Steeltech Building Products Inc. | Construction of Buildings | Term Loan | Prime plus 2.75% | 12/31/2038 | 897.8 | 883.1 | 814.9 | 0.48 | % | ||||||||||||||||
Icore Enterprises Inc. dba Air Flow Filters Inc. | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 1/15/2024 | 21.8 | 20.0 | 19.6 | 0.01 | % | ||||||||||||||||
Seven Peaks Mining Inc. and Cornerstone Industrial Minerals Corporation | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 11/18/2038 | 1,250.0 | 1,222.0 | 1,059.8 | 0.63 | % | ||||||||||||||||
Kids in Motion of Springfield, LLC dba The Little Gym of Springfield, IL | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 11/18/2023 | 45.0 | 41.5 | 33.8 | 0.02 | % | ||||||||||||||||
AcuCall, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/21/2023 | 15.8 | 14.3 | 11.2 | 0.01 | % | ||||||||||||||||
Wallace Holdings, LLC (EPC) GFA International Inc. (OC) | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.5% | 11/25/2023 | 125.0 | 112.9 | 90.9 | 0.05 | % | ||||||||||||||||
TNDV: Television, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 11/26/2038 | 253.8 | 248.0 | 234.1 | 0.14 | % | ||||||||||||||||
Veterinary Imaging Specialists of Alaska, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/26/2023 | 162.6 | 151.7 | 141.9 | 0.08 | % | ||||||||||||||||
Eco-Green Reprocessing, LLC and Denali Medical Concepts, LLC | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 11/27/2023 | 67.2 | 60.8 | 49.6 | 0.03 | % | ||||||||||||||||
BVIP Limousine Service, LTD | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 11/27/2038 | 76.5 | 74.8 | 72.2 | 0.04 | % | ||||||||||||||||
Spectrum Development, LLC and Solvit Inc & Solvit North, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/2/2023 | 387.3 | 352.7 | 307.2 | 0.18 | % | ||||||||||||||||
Firm Foundations Inc. David S Gaitan Jr and Christopher K Daigle | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/3/2038 | 104.3 | 102.0 | 89.9 | 0.05 | % | ||||||||||||||||
Firm Foundations Inc. David S Gaitan Jr and Christopher K Daigle | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/3/2023 | 545.8 | 496.9 | 433.0 | 0.26 | % | ||||||||||||||||
DKB Transport Corp. | Truck Transportation | Term Loan | Prime plus 2.75% | 12/5/2038 | 138.8 | 135.8 | 135.8 | 0.08 | % | ||||||||||||||||
920 CHR Realty, LLC (EPC) V. Garofalo Carting Inc (OC) | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 12/10/2038 | 418.1 | 409.3 | 409.2 | 0.24 | % | ||||||||||||||||
8 Minute Oil Change of Springfield Corporation and John Nino | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/12/2038 | 196.8 | 191.5 | 186.8 | 0.11 | % | ||||||||||||||||
TOL, LLC dba Wild Birds Unlimited | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 12/13/2023 | 18.0 | 17.0 | 14.5 | 0.01 | % | ||||||||||||||||
KenBro Enterprises LLC dba Hearing Aids by Zounds-Cherry Hill | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 10/18/2023 | 25.8 | 23.1 | 20.9 | 0.01 | % | ||||||||||||||||
Kelly Auto Care LLC dba Shoreline Quick Lube and Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/18/2023 | 87.5 | 78.5 | 65.8 | 0.04 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Greenbrier Technical Services, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/24/2023 | 240.1 | 216.8 | 205.0 | 0.12 | % | ||||||||||||||||
Clairvoyant Realty Corp. and Napoli Marble & Granite Design, Ltd | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 10/24/2038 | 246.3 | 240.3 | 220.3 | 0.13 | % | ||||||||||||||||
Meridian Hotels, LLC dba Best Western Jonesboro | Accommodation | Term Loan | Prime plus 2.75% | 10/29/2038 | 664.5 | 647.2 | 642.6 | 0.38 | % | ||||||||||||||||
New Image Building Services Inc. dba New Image Repair Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/29/2023 | 331.3 | 297.3 | 249.0 | 0.15 | % | ||||||||||||||||
A-1 Quality Services Corporation | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/29/2023 | 8.9 | 7.9 | 6.2 | — | % | ||||||||||||||||
Master CNC Inc. & Master Properties, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 10/31/2038 | 596.6 | 582.2 | 522.2 | 0.31 | % | ||||||||||||||||
Janice B. McShan and The Metropolitan Day School, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 10/31/2023 | 42.8 | 39.5 | 37.9 | 0.02 | % | ||||||||||||||||
1 North Restaurant Corp. dba 1 North Steakhouse | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 10/31/2038 | 212.5 | 207.4 | 201.8 | 0.12 | % | ||||||||||||||||
Twinsburg Hospitality Group, LLC dba Comfort Suites | Accommodation | Term Loan | Prime plus 2.75% | 10/31/2038 | 945.0 | 924.3 | 860.1 | 0.51 | % | ||||||||||||||||
Mid-Land Sheet Metal Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 10/31/2038 | 137.5 | 134.4 | 129.5 | 0.08 | % | ||||||||||||||||
Polpo Realty, LLC (EPC) Polpo Restaurant, LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/6/2038 | 62.5 | 61.4 | 61.4 | 0.04 | % | ||||||||||||||||
Armin and Kian Inc. dba The UPS Store 3714 | Couriers and Messengers | Term Loan | Prime plus 2.75% | 11/13/2023 | 56.5 | 51.1 | 40.1 | 0.02 | % | ||||||||||||||||
Howell Gun Works, LLC | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 11/14/2023 | 8.3 | 7.6 | 5.9 | — | % | ||||||||||||||||
Yousef Khatib dba Y&M Enterprises | Wholesale Electronic Markets and Agents and Brokers | Term Loan | Prime plus 2.75% | 11/15/2023 | 75.0 | 67.8 | 55.5 | 0.03 | % | ||||||||||||||||
River Run Personnel, LLC dba Express Employment Professionals | Administrative and Support Services | Term Loan | Prime plus 2.75% | 11/15/2023 | 20.0 | 1.0 | 0.9 | — | % | ||||||||||||||||
Kup's Auto Spa Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/15/2038 | 396.7 | 387.7 | 381.3 | 0.22 | % | ||||||||||||||||
Maynard Enterprises Inc. dba Fastsigns of Texarkana | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 9/18/2023 | 16.1 | 14.5 | 12.9 | 0.01 | % | ||||||||||||||||
Westville Seafood, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/19/2038 | 112.3 | 109.4 | 105.9 | 0.06 | % | ||||||||||||||||
Serious-Fun in Alpharetta, LLC dba The Little Gym of Alpharetta | Educational Services | Term Loan | Prime plus 2.75% | 9/20/2023 | 46.3 | 41.4 | 36.6 | 0.02 | % | ||||||||||||||||
Faith Memorial Chapel, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/20/2038 | 268.4 | 261.9 | 255.9 | 0.15 | % | ||||||||||||||||
Diamond Memorials Incorporated | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/25/2023 | 14.3 | 12.4 | 10.7 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Kiddie Steps 4 You Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 9/25/2038 | 89.3 | 87.8 | 83.8 | 0.05 | % | ||||||||||||||||
Eastside Soccer Dome, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2038 | 463.8 | 451.7 | 456.8 | 0.27 | % | ||||||||||||||||
Anthony C Dinoto and Susan S P Dinoto | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/26/2038 | 100.0 | 97.5 | 98.6 | 0.06 | % | ||||||||||||||||
Southeast Chicago Soccer Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2038 | 51.3 | 49.9 | 50.5 | 0.03 | % | ||||||||||||||||
HJ & Edward Enterprises, LLC dba Sky Zone | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2023 | 262.5 | 241.4 | 226.8 | 0.13 | % | ||||||||||||||||
Mitchellville Family Dentistry, Dr. Octavia Simkins-Wiseman, DDS, PC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/27/2038 | 335.1 | 326.4 | 319.0 | 0.19 | % | ||||||||||||||||
Gabrielle Realty, LLC | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/27/2038 | 757.6 | 737.9 | 711.7 | 0.42 | % | ||||||||||||||||
Handy 6391, LLC dba The UPS Store #6391 | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/27/2023 | 62.5 | 56.7 | 56.2 | 0.03 | % | ||||||||||||||||
Discount Wheel and Tire | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 9/30/2038 | 223.8 | 218.0 | 210.7 | 0.12 | % | ||||||||||||||||
Onofrios Enterprises, LLC (EPC) Onofrios Fresh Cut, Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 312.5 | 305.7 | 301.2 | 0.18 | % | ||||||||||||||||
Cencon Properties, LLC and Central Connecticut Warehousing Company | Warehousing and Storage | Term Loan | Prime plus 2.75% | 9/30/2038 | 344.5 | 336.1 | 337.5 | 0.20 | % | ||||||||||||||||
Shepher Distr's and Sales Corp and The Lederer Industries Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/30/2023 | 1,050.0 | 935.6 | 927.9 | 0.55 | % | ||||||||||||||||
AGS Talcott Partners, Inc. | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 9/30/2023 | 117.8 | 104.9 | 90.0 | 0.05 | % | ||||||||||||||||
First Steps Real Estate Company, LLC (EPC) and First Steps Preschool | Social Assistance | Term Loan | Prime plus 2.75% | 9/30/2038 | 97.6 | 95.1 | 90.4 | 0.05 | % | ||||||||||||||||
Fieldstone Quick Stop, LLC (OC) Barber Investments, LLC (EPC) | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/30/2038 | 676.3 | 667.1 | 628.8 | 0.37 | % | ||||||||||||||||
Lenoir Business Partners, LLC (EPC) LP Industries, Inc. dba Childforms | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 322.7 | 316.6 | 310.3 | 0.18 | % | ||||||||||||||||
Top Properties, LLC and LP Industries, Inc dba Childforms | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 120.0 | 117.3 | 118.7 | 0.07 | % | ||||||||||||||||
RM Hawkins, LLC dba Pure Water Tech West and Robert M Hawkins | Nonstore Retailers | Term Loan | Prime plus 2.75% | 8/26/2023 | 85.8 | 72.0 | 71.4 | 0.04 | % | ||||||||||||||||
Mojo Brands Media, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 8/28/2023 | 784.0 | 733.7 | 639.8 | 0.38 | % | ||||||||||||||||
Ramard Inc and Advanced Health Sciences Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/28/2023 | 187.5 | 165.8 | 142.3 | 0.08 | % | ||||||||||||||||
Gulfport Academy Child Care and Learning Center, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 8/30/2023 | 43.3 | 38.2 | 36.6 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
ACI Northwest Inc. | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 8/30/2023 | 906.3 | 662.2 | 613.6 | 0.36 | % | ||||||||||||||||
Spectrum Radio Fairmont, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 8/30/2023 | 187.5 | 167.3 | 164.6 | 0.10 | % | ||||||||||||||||
IlOKA Inc. dba Microtech Tel and NewCloud Networks | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/30/2023 | 687.5 | 607.8 | 549.1 | 0.32 | % | ||||||||||||||||
Excel RP Inc. | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 8/30/2023 | 130.3 | 115.2 | 110.8 | 0.07 | % | ||||||||||||||||
Schmaltz Holdings, LLC (EPC) and Schmaltz Operations, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/4/2038 | 224.2 | 217.1 | 209.7 | 0.12 | % | ||||||||||||||||
B for Brunette, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/10/2023 | 53.4 | 48.2 | 41.7 | 0.02 | % | ||||||||||||||||
Alma J. and William R. Walton (EPC) and Almas Child Day Care Center | Social Assistance | Term Loan | Prime plus 2.75% | 9/11/2038 | 39.5 | 38.5 | 38.9 | 0.02 | % | ||||||||||||||||
Prospect Kids Academy Inc. | Educational Services | Term Loan | Prime plus 2.75% | 9/11/2038 | 124.3 | 121.0 | 119.2 | 0.07 | % | ||||||||||||||||
The Berlerro Group, LLC dba Sky Zone | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/12/2023 | 421.3 | 387.2 | 343.0 | 0.20 | % | ||||||||||||||||
Sound Manufacturing Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 9/12/2028 | 54.8 | 51.5 | 48.2 | 0.03 | % | ||||||||||||||||
Grafio Inc. dba Omega Learning Center-Acworth | Educational Services | Term Loan | Prime plus 2.75% | 9/13/2023 | 156.3 | 139.2 | 124.3 | 0.07 | % | ||||||||||||||||
Morning Star Trucking. LLC and Morning Star Equipment and Leasing, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 7/17/2023 | 53.8 | 47.2 | 40.5 | 0.02 | % | ||||||||||||||||
Angkor Restaurant Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/19/2038 | 93.0 | 90.3 | 89.8 | 0.05 | % | ||||||||||||||||
Harbor Ventilation Inc. and Estes Investment, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/19/2038 | 92.1 | 89.5 | 87.0 | 0.05 | % | ||||||||||||||||
Tri County Heating and Cooling Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/19/2023 | 87.8 | 77.0 | 74.1 | 0.04 | % | ||||||||||||||||
Daniel W. and Erin H. Gordon and Silver Lining Stables CT, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 7/24/2023 | 11.3 | 9.9 | 9.8 | 0.01 | % | ||||||||||||||||
Majestic Contracting Services, Inc. dba Majestic Electric | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/26/2038 | 190.0 | 184.5 | 177.3 | 0.10 | % | ||||||||||||||||
209 North 3rd Street, LLC (EPC) Yuster Insurance Group Inc. (OC) | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/29/2038 | 83.9 | 81.4 | 80.0 | 0.05 | % | ||||||||||||||||
Blacknorange2, LLC dba Popeyes Louisiana Kitchen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2023 | 175.0 | 155.6 | 136.3 | 0.08 | % | ||||||||||||||||
Caribbean Concepts, Inc. dba Quick Bleach | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/12/2023 | 22.5 | 20.1 | 17.6 | 0.01 | % | ||||||||||||||||
Island Nautical Enterprises, Inc. (OC) and Ingwall Holdings, LLC (EPC) | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 8/14/2038 | 445.0 | 339.9 | 323.6 | 0.19 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Jatcoia, LLC dba Plato's Closet | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 8/15/2023 | 65.0 | 52.3 | 51.7 | 0.03 | % | ||||||||||||||||
JSIL LLC dba Blackstones Hairdressing | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 8/16/2023 | 19.5 | 17.3 | 15.4 | 0.01 | % | ||||||||||||||||
CBlakeslee Arpaia Chapman, Inc. dba Blakeslee Industrial Services | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 6/18/2028 | 875.0 | 811.3 | 804.2 | 0.47 | % | ||||||||||||||||
2161 Highway 6 Trail, LLC (EPC) | Truck Transportation | Term Loan | Prime plus 2.75% | 6/19/2026 | 1,250.0 | 897.0 | 892.5 | 0.53 | % | ||||||||||||||||
Contract Packaging Services Inc. dba Superior Pack Group | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 6/21/2023 | 851.8 | 747.0 | 681.3 | 0.40 | % | ||||||||||||||||
Emerald Ironworks Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/27/2023 | 72.0 | 63.0 | 55.8 | 0.03 | % | ||||||||||||||||
JRA Holdings, LLC (EPC) Jasper County Cleaners Inc. dba Superior Cleaner | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2038 | 121.0 | 117.3 | 118.6 | 0.07 | % | ||||||||||||||||
Maxiflex, LLC | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 6/28/2023 | 153.5 | 133.8 | 132.6 | 0.08 | % | ||||||||||||||||
GIA Realty, LLC and VRAJ GIA, LLC dba Lakeview Laundromat | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2038 | 97.5 | 94.6 | 95.6 | 0.06 | % | ||||||||||||||||
Insurance Problem Solvers, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 5/20/2023 | 17.1 | 14.8 | 12.7 | 0.01 | % | ||||||||||||||||
Ryan D. Thornton and Thornton & Associates, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 5/24/2023 | 68.8 | 55.4 | 47.5 | 0.03 | % | ||||||||||||||||
Gregory P Jellenek OD and Associates PC dba Gregory P Jellenek OD | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 5/28/2023 | 63.5 | 54.9 | 50.4 | 0.03 | % | ||||||||||||||||
RXSB, Inc. dba Medicine Shoppe | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 5/30/2023 | 186.3 | 161.7 | 138.7 | 0.08 | % | ||||||||||||||||
Europlast Ltd. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 5/31/2023 | 162.0 | 156.0 | 150.4 | 0.09 | % | ||||||||||||||||
RKP Service dba Rainbow Carwash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/31/2023 | 300.0 | 262.1 | 230.1 | 0.14 | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals and Division Camera | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 5/31/2023 | 440.8 | 381.2 | 352.2 | 0.21 | % | ||||||||||||||||
(EPC) Absolute Desire, LLC and Mark H. Szierer (OC) Sophisticated Smile | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/5/2038 | 188.3 | 182.7 | 172.8 | 0.10 | % | ||||||||||||||||
(EPC) Willowbrook Properties, LLC (OC) Grove Gardens Landscaping Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 6/5/2038 | 186.3 | 180.6 | 177.9 | 0.10 | % | ||||||||||||||||
Elite Structures Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 6/12/2038 | 932.8 | 896.7 | 900.1 | 0.53 | % | ||||||||||||||||
KDP, LLC and KDP Investment Advisors, Inc. and KDP Asset Management, Inc. | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/14/2023 | 343.8 | 299.3 | 260.8 | 0.15 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Vernon & Stephanie Scott and Little Stars Day Care Center, Inc. | Educational Services | Term Loan | Prime plus 2.75% | 4/18/2038 | 151.0 | 145.9 | 147.5 | 0.09 | % | ||||||||||||||||
SFAM Parsippany LLC dba Cups Frozen Yogurt | Food Services and Drinking Places | Term Loan | 6% | 4/19/2023 | 121.3 | 44.8 | 44.4 | 0.03 | % | ||||||||||||||||
Kidrose, LLC dba Kidville Riverdale | Educational Services | Term Loan | Prime plus 2.75% | 4/22/2023 | 78.8 | 68.3 | 61.5 | 0.04 | % | ||||||||||||||||
Brothers International Desserts | Food Manufacturing | Term Loan | Prime plus 2.75% | 4/26/2023 | 230.0 | 197.1 | 182.4 | 0.11 | % | ||||||||||||||||
Peanut Butter & Co., Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 4/30/2023 | 100.0 | 85.8 | 74.4 | 0.04 | % | ||||||||||||||||
PowerWash Plus, Inc. and CJR, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/30/2038 | 550.0 | 531.4 | 512.9 | 0.30 | % | ||||||||||||||||
Atlas Mountain Construction, LLC | Construction of Buildings | Term Loan | Prime plus 2.75% | 5/13/2038 | 127.3 | 123.2 | 124.5 | 0.07 | % | ||||||||||||||||
Hybrid Racing, LLC. | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 5/15/2023 | 116.3 | 101.1 | 91.6 | 0.05 | % | ||||||||||||||||
Stellar Environmental, LLC | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 3/18/2023 | 56.3 | 47.9 | 45.9 | 0.03 | % | ||||||||||||||||
J. Kinderman & Sons Inc., dba BriteStar Inc. | Electrical Equipment, Appliance, and Component Manufacturing | Term Loan | Prime plus 2.75% | 3/20/2023 | 181.3 | 154.1 | 150.5 | 0.09 | % | ||||||||||||||||
Truth Technologies Inc. dba Truth Technologies Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/21/2023 | 79.5 | 67.6 | 59.3 | 0.03 | % | ||||||||||||||||
M & H Pine Straw Inc. and Harris L. Maloy | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/21/2023 | 288.8 | 249.3 | 235.3 | 0.14 | % | ||||||||||||||||
Michael A. and Heather R. Welsch dba Art & Frame Etc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 3/22/2038 | 67.5 | 65.1 | 63.9 | 0.04 | % | ||||||||||||||||
American Diagnostic Imaging, Inc. dba St. Joseph Imaging Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/25/2038 | 537.5 | 518.5 | 498.6 | 0.29 | % | ||||||||||||||||
Neyra Industries, Inc. and Edward Neyra | Nonmetallic Mineral Product Manufacturing | Term Loan | Prime plus 2.75% | 3/27/2023 | 217.5 | 184.9 | 181.8 | 0.11 | % | ||||||||||||||||
A & M Commerce, Inc. dba Cranberry Sunoco | Gasoline Stations | Term Loan | Prime plus 2.75% | 3/27/2038 | 330.3 | 318.4 | 313.9 | 0.19 | % | ||||||||||||||||
Xela Pack, Inc. and Aliseo and Catherine Gentile | Paper Manufacturing | Term Loan | Prime plus 2.75% | 3/27/2028 | 271.8 | 249.0 | 248.6 | 0.15 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 3/27/2023 | 17.3 | 14.8 | 13.6 | 0.01 | % | ||||||||||||||||
1258 Hartford TPKE, LLC (EPC) and Phelps and Sons, Inc. (OC) | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 3/29/2038 | 124.6 | 120.2 | 114.5 | 0.07 | % | ||||||||||||||||
Capital Scrap Metal, LLC and Powerline Investment, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 3/29/2038 | 500.0 | 461.1 | 466.1 | 0.27 | % | ||||||||||||||||
MRM Supermarkets Inc. dba Constantins Breads; Dallas Gourmet Breads | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/29/2038 | 336.0 | 324.1 | 304.2 | 0.18 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Java Warung, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/19/2038 | 51.0 | 49.2 | 48.5 | 0.03 | % | ||||||||||||||||
Osceola River Mill, LLC(EPC) Ironman Machine, Inc.(OC) | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 2/20/2038 | 86.3 | 83.1 | 81.5 | 0.05 | % | ||||||||||||||||
River Club Golf Course Inc. dba The River Club | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2038 | 475.2 | 457.5 | 446.2 | 0.26 | % | ||||||||||||||||
Bakhtar Group, LLC dba Malmaison | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/28/2023 | 103.8 | 88.3 | 75.7 | 0.04 | % | ||||||||||||||||
Aldine Funeral Chapel, LLC dba Aldine Funeral Chapel | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 3/8/2038 | 73.8 | 35.1 | 35.5 | 0.02 | % | ||||||||||||||||
Golden Gate Lodging, LLC (OC) | Accommodation | Term Loan | Prime plus 2.75% | 3/12/2038 | 115.0 | 110.9 | 109.0 | 0.06 | % | ||||||||||||||||
N.S and Z, Inc. dba Panos Pastry and Bakery and Jovinar's Chocolates | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/15/2038 | 129.3 | 124.8 | 126.2 | 0.07 | % | ||||||||||||||||
Sound Manufacturing, Inc. and Monster Power Equipment Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 3/15/2023 | 523.0 | 445.0 | 411.1 | 0.24 | % | ||||||||||||||||
Sherill Universal City dba Golden Corral | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/28/2038 | 440.5 | 425.2 | 412.1 | 0.24 | % | ||||||||||||||||
EZ Towing, Inc. | Support Activities for Transportation | Term Loan | Prime plus 2.75% | 1/31/2023 | 145.0 | 123.5 | 110.5 | 0.07 | % | ||||||||||||||||
MJD Investments, LLC dba The Community Day School | Social Assistance | Term Loan | Prime plus 2.75% | 1/31/2038 | 258.3 | 248.3 | 239.9 | 0.14 | % | ||||||||||||||||
North Country Transport, LLC | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 2/6/2023 | 15.0 | 12.7 | 12.5 | 0.01 | % | ||||||||||||||||
Knits R Us, Inc. dba NYC Sports/Mingle | Textile Mills | Term Loan | Prime plus 2.75% | 2/11/2038 | 125.0 | 120.4 | 121.7 | 0.07 | % | ||||||||||||||||
Orient Express, Inc. dba Spracht, Celltek, ODI | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 2/12/2023 | 84.9 | 70.7 | 60.6 | 0.04 | % | ||||||||||||||||
Nancy & Karl Schmidt (EPC) Moments to Remember USA, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 2/15/2038 | 106.3 | 102.3 | 100.6 | 0.06 | % | ||||||||||||||||
The Amendments Group, LLC dba Brightstar | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/17/2022 | 22.5 | 18.7 | 18.5 | 0.01 | % | ||||||||||||||||
Pioneer Window Holdings, Inc. and Subsidiaries dba Pioneer Windows | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/20/2022 | 225.0 | 189.7 | 173.7 | 0.10 | % | ||||||||||||||||
Ezzo Properties, LLC and Great Lakes Cleaning, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/20/2027 | 389.6 | 352.5 | 316.2 | 0.19 | % | ||||||||||||||||
Martin L Hopp, MD PHD, A Medical Corp (OC) | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/21/2022 | 66.3 | 54.7 | 49.3 | 0.03 | % | ||||||||||||||||
Polpo Realty LLC (EPC) & Polpo Restaurant LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/27/2037 | 517.5 | 498.7 | 504.0 | 0.30 | % | ||||||||||||||||
Trailer One, Inc. and Trailer One Storage, Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/27/2022 | 166.8 | 138.6 | 137.3 | 0.08 | % | ||||||||||||||||
Babie Bunnie Enterprises Inc. dba Triangle Mothercare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/28/2022 | 46.3 | 38.4 | 32.9 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
John Duffy Fuel Co., Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/28/2022 | 513.8 | 426.9 | 420.9 | 0.25 | % | ||||||||||||||||
Macho LLC (EPC) Madelaine Chocolate Novelties Inc(OC) dba The Madelai | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/31/2037 | 500.0 | 482.1 | 487.2 | 0.29 | % | ||||||||||||||||
WI130, LLC (EPC) & Lakeland Group, Inc. (OC) dba Lakeland Electrical | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/31/2028 | 271.5 | 248.0 | 225.6 | 0.13 | % | ||||||||||||||||
Elegant Fireplace Mantels, Inc. dba Elegant Fireplace Mantels | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/31/2022 | 97.5 | 81.0 | 70.0 | 0.04 | % | ||||||||||||||||
PGH Groceries, LLC DBA The Great American Super | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/19/2037 | 68.8 | 66.2 | 65.0 | 0.04 | % | ||||||||||||||||
St Judes Physical Therapy P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/19/2022 | 21.0 | 17.3 | 17.1 | 0.01 | % | ||||||||||||||||
R & J Petroleum, LLC (EPC) Manar USA, Inc. (OC) | Gasoline Stations | Term Loan | Prime plus 2.75% | 11/20/2037 | 180.0 | 172.4 | 171.2 | 0.10 | % | ||||||||||||||||
Pioneer Windows Manufacturing Corp, Pioneer Windows | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 11/21/2022 | 275.0 | 230.0 | 210.3 | 0.12 | % | ||||||||||||||||
U & A Food and Fuel, Inc. dba Express Gas & Food Mart | Gasoline Stations | Term Loan | Prime plus 2.75% | 11/21/2037 | 96.3 | 92.2 | 93.2 | 0.05 | % | ||||||||||||||||
Clean Brothers Company Inc. dba ServPro of North Washington County | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/21/2022 | 17.0 | 13.9 | 12.5 | 0.01 | % | ||||||||||||||||
DRV Enterprise, Inc. dba Cici's Pizza # 339 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/26/2022 | 65.0 | 52.3 | 51.8 | 0.03 | % | ||||||||||||||||
D&L Rescources, Inc. dba The UPS Store | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 11/27/2022 | 9.8 | 8.0 | 6.9 | — | % | ||||||||||||||||
Richmond Hill Mini Market, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/27/2037 | 185.3 | 177.7 | 174.8 | 0.10 | % | ||||||||||||||||
Daniel Gordon and Erin Gordon and Silver Lining Stables CT, LLC | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 11/28/2037 | 223.8 | 214.6 | 215.1 | 0.13 | % | ||||||||||||||||
214 North Franklin, LLC and Winter Ventures, Inc. | Nonstore Retailers | Term Loan | Prime plus 2.75% | 11/29/2037 | 153.9 | 147.5 | 141.0 | 0.08 | % | ||||||||||||||||
Cheryle A Baptiste and Cheryle Baptiste DDS PLLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/30/2037 | 286.5 | 274.6 | 271.1 | 0.16 | % | ||||||||||||||||
Aegis Creative Communications, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/30/2022 | 387.5 | 300.0 | 257.3 | 0.15 | % | ||||||||||||||||
Summit Treatment Services, Inc. dba Summit Treatment Services | Social Assistance | Term Loan | Prime plus 2.75% | 11/30/2037 | 136.5 | 131.0 | 119.1 | 0.07 | % | ||||||||||||||||
G.M. Pop's, Inc. & S.D. Food, Inc. dba Popeyes Louisiana Kitchen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/11/2022 | 127.1 | 105.7 | 93.3 | 0.06 | % | ||||||||||||||||
Color By Number 123 Designs, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 12/11/2022 | 42.5 | 35.0 | 34.7 | 0.02 | % | ||||||||||||||||
Chickamauga Properties, Inc. and MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/19/2022 | 59.8 | 48.8 | 48.3 | 0.03 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Big Apple Entertainment Partners, LLC d/b/a Ripley's Believe It or Not | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/26/2022 | 180.0 | 150.4 | 128.9 | 0.08 | % | ||||||||||||||||
Reidville Hydraulics & Mfg Inc. dba Summit Farms, LLC | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 11/2/2037 | 265.9 | 254.8 | 238.1 | 0.14 | % | ||||||||||||||||
Hi-Def Imaging, Inc. dba SpeedPro Imaging | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 11/9/2022 | 22.2 | 18.3 | 16.3 | 0.01 | % | ||||||||||||||||
O'Rourkes Diner, LLC dba O'Rourke's Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/19/2037 | 65.5 | 62.5 | 62.1 | 0.04 | % | ||||||||||||||||
LaSalle Market and Deli EOK Inc. and Rugen Realty, LLC dba LaSalle Mark | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/21/2037 | 252.3 | 240.8 | 240.5 | 0.14 | % | ||||||||||||||||
Forno Italiano Di Nonna Randazzo, LLC dba Nonna Randazzo's Bakery | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/26/2037 | 183.8 | 176.8 | 176.1 | 0.10 | % | ||||||||||||||||
Europlast Ltd. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/26/2022 | 743.9 | 675.6 | 667.2 | 0.39 | % | ||||||||||||||||
University Park Retreat, LLC dba Massage Heights | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/27/2022 | 76.0 | 61.4 | 61.4 | 0.04 | % | ||||||||||||||||
ATC Fitness, LLC dba Around the Clock Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/28/2022 | 180.0 | 150.0 | 146.0 | 0.09 | % | ||||||||||||||||
Spire Investment Partners, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 9/28/2022 | 258.8 | 209.6 | 194.2 | 0.11 | % | ||||||||||||||||
LA Diner Inc. dba Loukas L A Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/28/2037 | 677.5 | 650.8 | 666.4 | 0.39 | % | ||||||||||||||||
Suncoast Aluminum Furniture, Inc. | Furniture and Related Product Manufacturing | Term Loan | Prime plus 2.75% | 8/17/2037 | 360.0 | 343.1 | 350.6 | 0.21 | % | ||||||||||||||||
New Image Building Services, Inc. dba New Image Repair Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/23/2037 | 285.7 | 272.3 | 266.8 | 0.16 | % | ||||||||||||||||
AJK Enterprise, LLC dba AJK Enterprise, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 8/27/2022 | 16.5 | 13.3 | 13.1 | 0.01 | % | ||||||||||||||||
R2 Tape Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/31/2022 | 155.0 | 124.2 | 124.2 | 0.07 | % | ||||||||||||||||
R2 Tape, Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/31/2037 | 367.5 | 350.2 | 358.6 | 0.21 | % | ||||||||||||||||
Vision Network Solutions, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/12/2022 | 19.5 | 15.8 | 14.6 | 0.01 | % | ||||||||||||||||
AdLarge Media, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/13/2022 | 250.0 | 202.3 | 187.5 | 0.11 | % | ||||||||||||||||
Scoville Plumbing & Heating Inc. and Thomas P. Scoville | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/25/2022 | 50.0 | 41.9 | 41.7 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Hofgard & Co., Inc. dba HofgardBenefits | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/27/2022 | 107.3 | 85.2 | 83.0 | 0.05 | % | ||||||||||||||||
Georgia Safe Sidewalks, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/27/2022 | 15.0 | 11.7 | 11.3 | 0.01 | % | ||||||||||||||||
Matchless Transportation, LLC dba First Class Limo | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 8/3/2022 | 185.0 | 149.1 | 143.5 | 0.08 | % | ||||||||||||||||
Jenkins-Pavia Corporation dba Victory Lane Quick Oil Change | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/27/2037 | 69.8 | 66.2 | 66.6 | 0.04 | % | ||||||||||||||||
Karykion, Corporation dba Karykion Corporation | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/28/2022 | 194.0 | 152.5 | 152.5 | 0.09 | % | ||||||||||||||||
Central Tire, Inc. dba Cooper Tire & Auto Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/29/2037 | 288.5 | 273.7 | 273.5 | 0.16 | % | ||||||||||||||||
WPI, LLC | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 6/29/2024 | 129.5 | 108.0 | 103.8 | 0.06 | % | ||||||||||||||||
Havana Central (NY) 5, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/29/2022 | 1,166.8 | 958.8 | 938.2 | 0.55 | % | ||||||||||||||||
Christou Real Estate Holdings, LLC dba Tops American Grill | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/17/2037 | 284.0 | 268.8 | 273.3 | 0.16 | % | ||||||||||||||||
Lefont Theaters, Inc. | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 5/30/2022 | 137.0 | 106.9 | 102.9 | 0.06 | % | ||||||||||||||||
5091, LLC and TR/AL, LLC d/b/a Cafe Africana | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/31/2037 | 121.3 | 115.2 | 116.4 | 0.07 | % | ||||||||||||||||
ALF, LLC (EPC) Mulit-Service Eagle Tires (OC) | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 5/31/2037 | 62.9 | 59.6 | 60.1 | 0.04 | % | ||||||||||||||||
Spectrumit, Inc, (OC) dba LANformation | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 5/31/2030 | 154.9 | 140.2 | 139.5 | 0.08 | % | ||||||||||||||||
Craig R Freehauf d/b/a Lincoln Theatre | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 5/31/2022 | 47.9 | 30.9 | 30.9 | 0.02 | % | ||||||||||||||||
TNDV: Television, LLC | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 6/13/2022 | 127.5 | 100.4 | 97.1 | 0.06 | % | ||||||||||||||||
Graphish Studio, Inc. and Scott Fishoff | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/14/2022 | 20.3 | 16.0 | 14.8 | 0.01 | % | ||||||||||||||||
KIND-ER-ZZ Inc. dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 6/15/2022 | 50.0 | 39.0 | 36.2 | 0.02 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 4/25/2022 | 228.8 | 177.8 | 168.9 | 0.10 | % | ||||||||||||||||
Tanner Optical, Inc. dba Murphy Eye Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/27/2022 | 8.3 | 6.4 | 6.2 | — | % | ||||||||||||||||
Custom Software, Inc. a Colorado Corporation dba M-33 Access | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 4/30/2022 | 125.0 | 101.4 | 100.5 | 0.06 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Fair Deal Food Mart Inc. dba Neighbors Market | Gasoline Stations | Term Loan | Prime plus 2.75% | 5/3/2037 | 381.3 | 361.0 | 369.6 | 0.22 | % | ||||||||||||||||
Bisson Transportation, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 5/7/2037 | 588.1 | 566.9 | 561.8 | 0.33 | % | ||||||||||||||||
Bisson Moving & Storage Company Bisson Transportation Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 5/7/2022 | 528.8 | 428.6 | 418.1 | 0.25 | % | ||||||||||||||||
STK Ventures Inc. dba JP Dock Service & Supply | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 5/9/2037 | 131.8 | 125.6 | 125.8 | 0.07 | % | ||||||||||||||||
Tracey Vita-Morris dba Tracey Vita's School of Dance | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 5/10/2022 | 22.5 | 17.6 | 16.3 | 0.01 | % | ||||||||||||||||
Shweiki Media, Inc. dba Study Breaks Magazine | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 3/22/2027 | 1,178.8 | 1,023.8 | 994.8 | 0.59 | % | ||||||||||||||||
Manuel P. Barrera and Accura Electrical Contractor, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 3/23/2028 | 103.7 | 90.7 | 87.1 | 0.05 | % | ||||||||||||||||
Willow Springs Golf Course, Inc. & JC Lindsey Family Limited Partners | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/29/2037 | 755.4 | 720.4 | 737.2 | 0.43 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 3/30/2022 | 466.3 | 357.5 | 339.7 | 0.20 | % | ||||||||||||||||
Access Staffing, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/30/2022 | 187.5 | 143.7 | 133.0 | 0.08 | % | ||||||||||||||||
Brandywine Picnic Park, Inc. and B.Ross Capps & Linda Capps | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/30/2031 | 231.5 | 210.4 | 213.7 | 0.13 | % | ||||||||||||||||
Indoor Playgrounds Limited Liability Company dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 4/5/2022 | 19.5 | 12.6 | 12.1 | 0.01 | % | ||||||||||||||||
Zane Filippone Co Inc. dba Culligan Water Conditioning | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/12/2022 | 558.2 | 435.4 | 421.7 | 0.25 | % | ||||||||||||||||
ATC Fitness, LLC d/b/a Around the C | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2022 | 10.2 | 7.7 | 7.6 | — | % | ||||||||||||||||
BCD Holdings, LLC and H-MA, LLC d/b/a/ Hawaii Mainland Administrators | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 3/2/2022 | 451.3 | 334.3 | 311.8 | 0.18 | % | ||||||||||||||||
K's Salon 1, LLC d/b/a K's Salon | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/20/2021 | 73.6 | 54.8 | 50.7 | 0.03 | % | ||||||||||||||||
J. Kinderman & Sons, Inc. dba Brite Star Manufacturing Company | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 12/22/2036 | 495.0 | 466.5 | 477.3 | 0.28 | % | ||||||||||||||||
ATI Jet, Inc. | Air Transportation | Term Loan | Prime plus 2.75% | 12/28/2026 | 852.8 | 722.5 | 699.0 | 0.41 | % | ||||||||||||||||
Scent-Sation, Inc. d/b/a Scent-Sation, Inc. | Textile Product Mills | Term Loan | Prime plus 2.75% | 11/21/2021 | 337.5 | 276.4 | 276.2 | 0.16 | % | ||||||||||||||||
City Sign Service, Incorporated | Electrical Equipment, Appliance, and Component Manufacturing | Term Loan | Prime plus 2.75% | 11/30/2025 | 165.8 | 139.7 | 138.9 | 0.08 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Taylor Transport, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 12/8/2021 | 515.5 | 366.6 | 358.5 | 0.21 | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals & Division Camera | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 12/15/2021 | 130.8 | 96.9 | 95.4 | 0.06 | % | ||||||||||||||||
GP Enterprises, LLC and Gibson Performance Corporation | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/15/2036 | 727.5 | 682.6 | 698.4 | 0.41 | % | ||||||||||||||||
GP Enterprises, LLC and Gibson Performance Corporation | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/15/2036 | 522.5 | 490.3 | 501.7 | 0.30 | % | ||||||||||||||||
M & H Pinestraw, Inc. and Harris L. Maloy | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/15/2021 | 238.3 | 178.2 | 170.1 | 0.10 | % | ||||||||||||||||
15 Frederick Place, LLC & Pioneer Windows Holdings Inc. & Subs | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/16/2021 | 250.0 | 187.8 | 187.6 | 0.11 | % | ||||||||||||||||
28 Cornelia Street Properties, LLC and Zouk, Ltd.dba Palma | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 10/25/2021 | 22.5 | 16.4 | 16.4 | 0.01 | % | ||||||||||||||||
K9 Bytes, Inc & Epazz, Inc dba K9 Bytes, Inc. | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 10/26/2021 | 58.8 | 42.9 | 40.1 | 0.02 | % | ||||||||||||||||
MRM Supermarkets, Inc. dba Constantin's Breads | Food Manufacturing | Term Loan | Prime plus 2.75% | 11/10/2021 | 137.5 | 101.3 | 94.7 | 0.06 | % | ||||||||||||||||
Thomas P. Scoville dba Scoville Plumbing & Heating, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/16/2021 | 62.5 | 46.1 | 46.0 | 0.03 | % | ||||||||||||||||
Equity National Capital LLC & Chadbourne Road Capital, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 9/26/2021 | 62.5 | 45.1 | 44.0 | 0.03 | % | ||||||||||||||||
Big Apple Entertainment Partners, LLC dba Ripley's Believe it or Not | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/28/2021 | 1,070.0 | 768.0 | 739.9 | 0.44 | % | ||||||||||||||||
Polymer Sciences, Inc. dba Polymer Sciences, Inc. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/28/2036 | 422.6 | 394.2 | 405.6 | 0.24 | % | ||||||||||||||||
PTK, Incorporated dba Night N Day 24 HR Convenience Store | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/30/2036 | 137.5 | 128.3 | 131.6 | 0.08 | % | ||||||||||||||||
Robert E. Caves, Sr. and American Plank dba Caves Enterprises | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/30/2021 | 302.5 | 215.7 | 215.8 | 0.13 | % | ||||||||||||||||
39581 Garfield, LLC and Tricounty Neurological Associates, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/30/2036 | 28.5 | 26.5 | 27.3 | 0.02 | % | ||||||||||||||||
C & G Engines Corp. | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2021 | 1,041.5 | 750.3 | 733.1 | 0.43 | % | ||||||||||||||||
39581 Garfield, LLC and Tri County Neurological Associates, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/30/2036 | 83.3 | 77.7 | 80.0 | 0.05 | % | ||||||||||||||||
Qycell Corporation | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 8/19/2021 | 187.5 | 126.5 | 126.9 | 0.07 | % | ||||||||||||||||
Trademark Equipment Company Inc. and David A. Daniel | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 8/19/2036 | 133.6 | 124.4 | 127.0 | 0.07 | % | ||||||||||||||||
Michael S. Decker & Janet Decker dba The Hen House Cafe | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/30/2036 | 16.4 | 15.3 | 15.6 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 8/31/2021 | 575.0 | 416.7 | 413.6 | 0.24 | % | ||||||||||||||||
SBR Technologies d/b/a Color Graphics | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/31/2021 | 806.2 | 568.1 | 565.4 | 0.33 | % | ||||||||||||||||
Bryan Bantry Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 9/8/2021 | 400.0 | 197.1 | 189.9 | 0.11 | % | ||||||||||||||||
Kelly Chon, LLC dba Shi-Golf | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 7/29/2021 | 17.5 | 9.0 | 9.0 | 0.01 | % | ||||||||||||||||
LaHoBa, LLC d/b/a Papa John's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/3/2036 | 77.5 | 71.7 | 73.8 | 0.04 | % | ||||||||||||||||
A & A Auto Care, LLC d/b/a A & A Auto Care, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/12/2036 | 101.0 | 94.1 | 96.8 | 0.06 | % | ||||||||||||||||
Valiev Ballet Academy, Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 8/12/2036 | 91.5 | 39.4 | 40.6 | 0.02 | % | ||||||||||||||||
Custom Software, Inc. a Colorado Corporation dba M-33 Access | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/17/2021 | 426.0 | 314.6 | 315.2 | 0.19 | % | ||||||||||||||||
Spire Investment Partners, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/22/2021 | 250.0 | 174.9 | 168.4 | 0.10 | % | ||||||||||||||||
Lavertue Properties, LLP dba Lavertue Properties | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/29/2036 | 44.8 | 41.7 | 42.9 | 0.03 | % | ||||||||||||||||
Lisle Lincoln II Limited Partnership dba Lisle Lanes LP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/29/2036 | 338.1 | 325.6 | 335.4 | 0.20 | % | ||||||||||||||||
MTV Bowl, Inc. dba Legend Lanes | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/30/2036 | 248.5 | 230.6 | 234.3 | 0.14 | % | ||||||||||||||||
Modern on the Mile, LLC dba Ligne Roset | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 5/25/2021 | 212.5 | 146.3 | 144.2 | 0.09 | % | ||||||||||||||||
Demand Printing Solutions, Inc. and MLM Enterprises, LLC d/b/a Demand | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 5/27/2021 | 16.5 | 11.5 | 11.5 | 0.01 | % | ||||||||||||||||
Peanut Butter & Co., Inc. d/b/a Peanut Butter & Co. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/3/2021 | 65.5 | 44.5 | 42.9 | 0.03 | % | ||||||||||||||||
J&K Fitness, LLC dba Physiques Womens Fitness Center | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/8/2036 | 449.3 | 418.2 | 427.5 | 0.25 | % | ||||||||||||||||
Major Queens Body & Fender Corp. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/10/2021 | 28.6 | 20.0 | 20.1 | 0.01 | % | ||||||||||||||||
Pierce Developments, Inc. dba Southside Granite | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 6/13/2036 | 256.1 | 237.7 | 238.9 | 0.14 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Red Star Incorporated dba Pro Import Company | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/15/2036 | 184.8 | 172.0 | 175.8 | 0.10 | % | ||||||||||||||||
Northwind Outdoor Recreation, Inc. dba Red Rock Wilderness Store | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/18/2036 | 129.5 | 119.7 | 123.3 | 0.07 | % | ||||||||||||||||
Profile Performance, Inc. and Eidak Real Estate, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/20/2036 | 127.5 | 117.9 | 121.4 | 0.07 | % | ||||||||||||||||
Music Mountain Water Company, LLC | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 4/25/2036 | 138.1 | 127.5 | 131.3 | 0.08 | % | ||||||||||||||||
MSM Healthcare Solutions, Inc. d/b/a BrightStar Care of Tinley Park | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/26/2021 | 46.0 | 31.4 | 30.2 | 0.02 | % | ||||||||||||||||
Actknowledge, Inc. dba Actknowledge | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 3/21/2021 | 57.3 | 38.7 | 37.3 | 0.02 | % | ||||||||||||||||
Michael S. Korfe dba North Valley Auto Repair | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/24/2036 | 15.5 | 14.3 | 14.7 | 0.01 | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/29/2023 | 93.0 | 69.4 | 69.3 | 0.04 | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/30/2021 | 3.8 | 2.6 | 2.6 | — | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 4/4/2021 | 625.0 | 425.8 | 424.8 | 0.25 | % | ||||||||||||||||
3 A Realty, LLC dba Interior Climate Solutions, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 4/13/2036 | 170.0 | 156.7 | 158.5 | 0.09 | % | ||||||||||||||||
Stephen Frank, Patricia Frank and Suds Express, LLC dba Frank Chiropra | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 2/25/2023 | 63.0 | 44.7 | 45.0 | 0.03 | % | ||||||||||||||||
Key Products I&II, Inc. dba Dunkin' Donuts/Baskin-Robbins | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/10/2021 | 153.0 | 103.5 | 100.5 | 0.06 | % | ||||||||||||||||
Stamford Car Wash d/b/a Stamford Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/11/2036 | 19.7 | 18.2 | 18.7 | 0.01 | % | ||||||||||||||||
Food & Beverage Associates Of N.J. Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/11/2021 | 10.0 | 6.4 | 6.4 | — | % | ||||||||||||||||
Nicholas Dugger dba TNDV: Television LLC. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 1/24/2021 | 100.8 | 68.2 | 65.6 | 0.04 | % | ||||||||||||||||
Joseph the Worker, Inc. d/b/a BrightStar of Plymouth County | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 1/28/2021 | 12.5 | 8.1 | 7.8 | — | % | ||||||||||||||||
Seagate Group Holdings, Inc. dba Seagate Logistics, Inc. | Support Activities for Transportation | Term Loan | Prime plus 2.75% | 1/28/2036 | 113.4 | 104.0 | 107.1 | 0.06 | % | ||||||||||||||||
Little People’s Village, LLC dba Little People’s Village | Social Assistance | Term Loan | Prime plus 2.75% | 1/31/2036 | 31.1 | 28.5 | 29.3 | 0.02 | % | ||||||||||||||||
SuzyQue’s, LLC dba Suzy Que’s | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/11/2036 | 61.0 | 56.4 | 57.8 | 0.03 | % | ||||||||||||||||
Shree OM Lodging, LLC dba Royal Inn | Accommodation | Term Loan | Prime plus 2.75% | 12/17/2035 | 27.7 | 25.4 | 26.0 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Chickamauga Properties, Inc., MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/22/2035 | 74.3 | 68.4 | 70.4 | 0.04 | % | ||||||||||||||||
Chickamauga Properties, Inc., MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/22/2035 | 189.5 | 173.8 | 178.9 | 0.11 | % | ||||||||||||||||
Patrageous Enterprises, LLC dba Incredibly Edible Delites of Laurel | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/29/2020 | 7.6 | 5.0 | 4.8 | — | % | ||||||||||||||||
Metro Used Cars Inc. dba Metro Auto Center | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 1/14/2027 | 117.6 | 97.1 | 97.6 | 0.06 | % | ||||||||||||||||
Any Garment Cleaner-East Brunswick, Inc. dba Any Garment Cleaner | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/18/2020 | 42.5 | 22.8 | 22.8 | 0.01 | % | ||||||||||||||||
Justforfungames, Inc. | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 11/19/2035 | 50.0 | 45.1 | 46.4 | 0.03 | % | ||||||||||||||||
Robert F. Schuler and Lori A. Schuler dba Bob’s Service Center | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/30/2035 | 34.0 | 31.1 | 32.0 | 0.02 | % | ||||||||||||||||
Lodin Medical Imaging, LLC dba Watson Imaging Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/1/2020 | 66.4 | 42.0 | 42.0 | 0.02 | % | ||||||||||||||||
Svetavots Corporation dba Brightstar Healthcare of Montgomery County | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/13/2020 | 20.5 | 13.3 | 12.8 | 0.01 | % | ||||||||||||||||
Lincoln Park Physical Therapy | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/20/2020 | 43.5 | 27.6 | 27.7 | 0.02 | % | ||||||||||||||||
R2 Tape, Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 10/20/2020 | 224.4 | 142.9 | 142.8 | 0.08 | % | ||||||||||||||||
West Cobb Enterprises, Inc. and Advanced Eye Associates, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/12/2035 | 148.7 | 136.0 | 138.0 | 0.08 | % | ||||||||||||||||
Lebenthal Holdings, LLC and Lebenthal & Co., LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 11/16/2020 | 200.0 | 128.5 | 123.6 | 0.07 | % | ||||||||||||||||
Dirk's Trucking, LLC dba Dirk's Trucking | Truck Transportation | Term Loan | Prime plus 2.75% | 9/17/2020 | 17.7 | 10.9 | 10.9 | 0.01 | % | ||||||||||||||||
Modern Manhattan, LLC | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 9/20/2020 | 204.0 | 128.2 | 126.1 | 0.07 | % | ||||||||||||||||
Adams & Hancock, LLC dba Brightstar Overland Park & Jordon & Pippen, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/27/2020 | 19.8 | 7.7 | 7.8 | — | % | ||||||||||||||||
Success Express, Inc. dba Success Express | Couriers and Messengers | Term Loan | Prime plus 2.75% | 9/29/2020 | 91.8 | 57.3 | 56.2 | 0.03 | % | ||||||||||||||||
K9 Bytes, Inc. & Epazz, Inc. dba K9 Bytes, Inc. | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 9/30/2020 | 18.5 | 11.6 | 11.4 | 0.01 | % | ||||||||||||||||
Elan Realty, LLC and Albert Basse Asociates, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 9/30/2035 | 228.2 | 207.7 | 214.5 | 0.13 | % | ||||||||||||||||
Wise Forklift Inc. | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/1/2020 | 296.9 | 182.9 | 183.8 | 0.11 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Stamford Property Holdings, LLC & Stamford Car Wash, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/4/2035 | 122.5 | 112.5 | 116.2 | 0.07 | % | ||||||||||||||||
Jade Automotive d/b/a Sears Hometown Store | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 10/6/2035 | 146.6 | 134.2 | 138.6 | 0.08 | % | ||||||||||||||||
Sunmar, Inc. dba Creative Cooking | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/19/2035 | 51.7 | 47.2 | 48.7 | 0.03 | % | ||||||||||||||||
Planet Verte, LLC d/b/a Audio Unlimited | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/20/2020 | 40.0 | 24.9 | 24.4 | 0.01 | % | ||||||||||||||||
Kino Oil of Texas, LLC dba Kino Company | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/27/2035 | 12.0 | 10.8 | 11.1 | 0.01 | % | ||||||||||||||||
Kino Oil of Texas, LLC dba Kino Oil | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/27/2020 | 60.0 | 37.1 | 36.3 | 0.02 | % | ||||||||||||||||
DDLK Investments, LLC d/b/a Smoothie King | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/30/2020 | 7.5 | 4.2 | 4.2 | — | % | ||||||||||||||||
Rudy & Louise Chavez dba Clyde's Auto and Furniture Upholstery | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/2/2035 | 50.1 | 45.6 | 47.1 | 0.03 | % | ||||||||||||||||
California College of Communications, Inc. | Educational Services | Term Loan | Prime plus 2.75% | 11/2/2020 | 172.5 | 109.8 | 107.7 | 0.06 | % | ||||||||||||||||
Newsome Trucking Inc. and Kevin Newsome | Truck Transportation | Term Loan | Prime plus 2.75% | 9/2/2035 | 423.1 | 385.4 | 398.0 | 0.23 | % | ||||||||||||||||
New Life Holdings, LLC and Certified Collision Services, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 7/29/2035 | 76.2 | 68.6 | 70.4 | 0.04 | % | ||||||||||||||||
Members Only Software | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/30/2020 | 40.3 | 24.8 | 24.6 | 0.01 | % | ||||||||||||||||
Tanner Optical Inc. dba Murphy Eye Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/22/2035 | 94.6 | 85.5 | 87.2 | 0.05 | % | ||||||||||||||||
B&B Fitness and Barbell, Inc. dba Elevations Health Club | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/22/2035 | 242.1 | 219.3 | 224.9 | 0.13 | % | ||||||||||||||||
H.H. Leonards Trust and Potomac Fund, LLC | Accommodation | Term Loan | Prime plus 2.75% | 7/23/2020 | 62.0 | 23.1 | 23.2 | 0.01 | % | ||||||||||||||||
Zouk, Ltd. dba Palma | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/25/2020 | 27.5 | 17.1 | 17.1 | 0.01 | % | ||||||||||||||||
CJ Park Inc. dba Kidville Midtown West | Educational Services | Term Loan | Prime plus 2.75% | 6/25/2020 | 26.4 | 12.7 | 12.5 | 0.01 | % | ||||||||||||||||
Emotion in Motion Dance Center Limited Liability Company | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 7/25/2020 | 5.4 | 2.6 | 2.5 | — | % | ||||||||||||||||
WeaverVentures, Inc. dba The UPS Store | Postal Service | Term Loan | Prime plus 2.75% | 7/28/2020 | 23.8 | 14.5 | 14.2 | 0.01 | % | ||||||||||||||||
I-90 RV & Auto Supercenter | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 6/29/2035 | 74.9 | 67.8 | 70.0 | 0.04 | % | ||||||||||||||||
ActKnowledge, Inc dba ActKnowledge | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/30/2020 | 50.0 | 30.3 | 30.4 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Quest Logic Investments, LLC dba Dairy Queen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2035 | 105.0 | 95.1 | 97.5 | 0.06 | % | ||||||||||||||||
ValleyStar, Inc. dba BrightStar HealthCare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/28/2020 | 0.6 | 3.7 | 3.6 | — | % | ||||||||||||||||
ValleyStar, Inc. dba BrightStar Healthcare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/28/2020 | 7.5 | 4.5 | 4.4 | — | % | ||||||||||||||||
Excel RP, Inc./Kevin and Joann Foley | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 7/8/2028 | 50.0 | 41.6 | 42.4 | 0.03 | % | ||||||||||||||||
M & H Pine Straw, Inc. and Harris Maloy | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 7/10/2020 | 67.5 | 41.3 | 41.0 | 0.02 | % | ||||||||||||||||
Diag, LLC dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 6/21/2020 | 37.5 | 22.2 | 21.8 | 0.01 | % | ||||||||||||||||
Atlanta Vascular Research Organization, Inc. dba Atlanta Vascular Found | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/6/2020 | 24.3 | 15.0 | 15.1 | 0.01 | % | ||||||||||||||||
JRJG, Inc. dba BrightStar HealthCare-Naperville/Oak Brook | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/23/2020 | 15.0 | 8.8 | 8.6 | 0.01 | % | ||||||||||||||||
Cocoa Beach Parasail Corp. dba Cocoa Beach Parasail | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 4/26/2020 | 6.3 | 3.7 | 3.6 | — | % | ||||||||||||||||
Clearbay Enterprises, Inc. dba First Class Kennels | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 4/30/2034 | 60.0 | 53.5 | 55.1 | 0.03 | % | ||||||||||||||||
M & H Pine Straw, Inc. and Harris L. Maloy | Support Activities for Agriculture and Forestry | Term Loan | 6% | 4/30/2020 | 183.3 | 109.6 | 108.6 | 0.06 | % | ||||||||||||||||
New Economic Methods, LLC dba Rita's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/15/2020 | 24.8 | 1.1 | 1.1 | — | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/31/2035 | 204.0 | 184.0 | 188.2 | 0.11 | % | ||||||||||||||||
Vortex Automotive, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/5/2035 | 76.6 | 69.1 | 70.9 | 0.04 | % | ||||||||||||||||
Caring Hands Pediatrics, P.C. dba Caring Hands Pediatrics | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/9/2020 | 14.5 | 8.5 | 8.3 | — | % | ||||||||||||||||
Animal Intrusion Prevention Systems Holding Company, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/29/2024 | 126.5 | 91.8 | 91.6 | 0.05 | % | ||||||||||||||||
Music Mountain Water Company, LLC dba Music Mountain Water Co. | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 12/29/2019 | 185.4 | 103.0 | 103.3 | 0.06 | % | ||||||||||||||||
Lahoba, LLC dba Papa John's Pizza | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/30/2034 | 42.5 | 38.1 | 39.1 | 0.02 | % | ||||||||||||||||
ATC Fitness, LLC dba Around the Clock Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2019 | 15.0 | 7.6 | 7.6 | — | % | ||||||||||||||||
Adams and Hancock, LLC dba BrightStar Overland Park | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/31/2020 | 43.6 | 20.7 | 20.4 | 0.01 | % | ||||||||||||||||
KMC RE, LLC & B&B Kennels | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/19/2034 | 58.3 | 52.1 | 53.4 | 0.03 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
CMA Consulting dba Construction Management Associates | Construction of Buildings | Term Loan | Prime plus 2.75% | 12/11/2019 | 58.5 | 32.4 | 31.7 | 0.02 | % | ||||||||||||||||
David A. Nusblatt, D.M.D, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/11/2019 | 9.0 | 5.0 | 5.0 | — | % | ||||||||||||||||
Bonet Kidz Inc. dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 3/16/2020 | 15.5 | 6.1 | 6.1 | — | % | ||||||||||||||||
Planet Verte, LLC dba Audio Unlimited of Oceanside | Administrative and Support Services | Term Loan | Prime plus 2.75% | 11/28/2019 | 57.0 | 30.8 | 30.2 | 0.02 | % | ||||||||||||||||
Demand Printing Solutions, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 12/12/2019 | 10.0 | 5.5 | 5.5 | — | % | ||||||||||||||||
Demand Printing Solutions, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 10/29/2034 | 147.5 | 131.5 | 135.9 | 0.08 | % | ||||||||||||||||
Lebenthal Holdings, LLC and Lebenthal & Co., LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/29/2019 | 500.0 | 50.3 | 47.5 | 0.03 | % | ||||||||||||||||
Supreme Screw Products, Inc. and Misha Migdal | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 4/17/2019 | 308.2 | 142.4 | 142.6 | 0.08 | % | ||||||||||||||||
Gray Tree Service, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/18/2018 | 50.0 | 21.8 | 21.9 | 0.01 | % | ||||||||||||||||
Gourmet to You, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/28/2019 | 12.1 | 5.4 | 5.4 | — | % | ||||||||||||||||
Envy Salon & Spa, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/4/2018 | 20.3 | 8.8 | 8.8 | 0.01 | % | ||||||||||||||||
Healthcare Interventions, Inc. dba Brightstar HealthCare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/15/2016 | 8.3 | 1.1 | 0.9 | — | % | ||||||||||||||||
Grapevine Professional Services, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 1/22/2019 | 8.2 | 3.5 | 3.6 | — | % | ||||||||||||||||
Carnagron, LLC dba GearBling | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 11/1/2018 | 6.9 | 2.9 | 2.9 | — | % | ||||||||||||||||
Peter Thomas Roth Labs, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/26/2018 | 425.0 | 177.7 | 177.4 | 0.10 | % | ||||||||||||||||
Cool Air Solutions, Inc. dba Graham Heating & Air Conditioning | Specialty Trade Contractors | Term Loan | Prime plus 2% | 12/27/2018 | 411.5 | 179.4 | 176.7 | 0.10 | % | ||||||||||||||||
Inflate World Corporation | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/30/2018 | 7.5 | 2.5 | 2.5 | — | % | ||||||||||||||||
K & D Family and Associates, Inc. dba Philly Pretzel Factory | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 8/5/2018 | 81.3 | 33.1 | 33.1 | 0.02 | % | ||||||||||||||||
Dream Envy, Ltd. d/b/a Massage Envy | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/9/2018 | 88.0 | 37.5 | 37.5 | 0.02 | % | ||||||||||||||||
Seven Stars Enterprises, Inc. dba Atlanta Bread Company | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2018 | 86.3 | 33.7 | 33.7 | 0.02 | % | ||||||||||||||||
Gilbert Chiropractic Clinic, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/7/2018 | 22.5 | 8.8 | 8.8 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
CBA D&A Pope, LLC dba Christian Brothers Automotive | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/14/2018 | 144.9 | 57.6 | 57.5 | 0.03 | % | ||||||||||||||||
D & D's Divine Beauty School of Esther, LLC | Educational Services | Term Loan | 6% | 8/1/2031 | 57.7 | 53.9 | 55.5 | 0.03 | % | ||||||||||||||||
Beer Table, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/8/2018 | 10.5 | 3.3 | 3.3 | — | % | ||||||||||||||||
Zog Inc. | Other Information Services | Term Loan | 6% | 3/17/2018 | 97.5 | 79.5 | 79.3 | 0.05 | % | ||||||||||||||||
Bliss Coffee and Wine Bar, LLC | Food Services and Drinking Places | Term Loan | 6% | 3/19/2018 | 87.5 | 72.6 | 72.5 | 0.04 | % | ||||||||||||||||
Shivsakti, LLC dba Knights Inn | Accommodation | Term Loan | Prime plus 2.75% | 12/20/2032 | 92.5 | 78.5 | 80.9 | 0.05 | % | ||||||||||||||||
Burks & Sons Development, LLC dba Tropical Smoothie Café | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/22/2018 | 49.8 | 18.2 | 18.2 | 0.01 | % | ||||||||||||||||
Daniel S. Fitzpatrick dba Danny's Mobile Appearance Reconditioning Service | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/29/2018 | 9.4 | 3.5 | 3.5 | — | % | ||||||||||||||||
Saan M.Saelee dba Saelee's Delivery Service | Truck Transportation | Term Loan | Prime plus 2.75% | 3/12/2018 | 9.8 | 3.6 | 3.5 | — | % | ||||||||||||||||
Seo's Paradise Cleaners, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/19/2018 | 9.8 | 2.9 | 2.9 | — | % | ||||||||||||||||
All American Printing | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 10/26/2032 | 69.8 | 39.6 | 40.8 | 0.02 | % | ||||||||||||||||
Enewhere Custom Canvas, LLC | Textile Product Mills | Term Loan | Prime plus 2.75% | 2/15/2018 | 12.0 | 4.5 | 4.5 | — | % | ||||||||||||||||
A & A Acquisition, Inc. dba A & A International | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 2/15/2018 | 100.0 | 34.1 | 34.2 | 0.02 | % | ||||||||||||||||
Timothy S. Strange dba Strange's Mobile Apperance Reconditioning Service | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/17/2017 | 8.5 | 2.3 | 2.3 | — | % | ||||||||||||||||
RCB Enterprises, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/18/2017 | 21.2 | 8.9 | 8.9 | 0.01 | % | ||||||||||||||||
Ameritocracy, Inc dba Ben and Jerry's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/18/2017 | 168.8 | 55.0 | 55.1 | 0.03 | % | ||||||||||||||||
Margab, Inc. dba Smoothie King | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/28/2017 | 44.0 | 14.9 | 14.9 | 0.01 | % | ||||||||||||||||
Signs of Fortune, LLC dba FastSigns | Miscellaneous Manufacturing | Term Loan | Prime plus 2.5% | 4/3/2023 | 434.4 | 345.6 | 346.6 | 0.20 | % | ||||||||||||||||
The Design Shop, LLC | Textile Mills | Term Loan | Prime plus 2.75% | 11/27/2027 | 247.5 | 189.4 | 193.9 | 0.11 | % | ||||||||||||||||
Maria C. Sathre and David N. Sathre dba Black Forest Liquor Store | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/28/2017 | 18.6 | 6.1 | 6.1 | — | % | ||||||||||||||||
Tammy's Bakery, Inc. dba Tammy's Bakery | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/10/2017 | 71.8 | 24.7 | 24.7 | 0.01 | % | ||||||||||||||||
Parties By Pat, Inc. and Jose M. Martinez Jr. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/11/2017 | 93.1 | 30.8 | 30.8 | 0.02 | % | ||||||||||||||||
Quality Engraving Services Inc. and Ian M. Schnaitman | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 10/17/2017 | 15.0 | 4.7 | 4.7 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Kings Laundry, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/30/2017 | 64.5 | 21.1 | 21.2 | 0.01 | % | ||||||||||||||||
MJ Mortgage & Tax Services, Inc. | Credit Intermediation and Related Activities | Term Loan | Prime plus 2.75% | 11/14/2017 | 6.9 | 2.1 | 2.1 | — | % | ||||||||||||||||
Flourishing Fruits, LLC dba Edible Arrangements | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/29/2017 | 21.1 | 4.9 | 4.5 | — | % | ||||||||||||||||
Metano IBC Services, Inc. and Stone Brook Leasing, LLC | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 8/17/2017 | 315.0 | 79.9 | 79.9 | 0.05 | % | ||||||||||||||||
1911 East Main Street Holdings, Corp. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/18/2032 | 15.8 | 13.2 | 13.6 | 0.01 | % | ||||||||||||||||
Flint Batteries, LLC dba Batteries Plus of Flint | General Merchandise Stores | Term Loan | Prime plus 2.75% | 8/29/2017 | 9.0 | 2.3 | 2.3 | — | % | ||||||||||||||||
Louis B. Smith dba LAQ Funeral Coach | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 9/15/2017 | 12.6 | 3.9 | 3.9 | — | % | ||||||||||||||||
South Dade Restoration Corp. dba Servpro of Kendall/Pinecrest | Administrative and Support Services | Term Loan | Prime plus 2.75% | 8/10/2016 | 61.8 | 9.2 | 9.2 | 0.01 | % | ||||||||||||||||
Mala Iyer, MD dba Child and Family Wellness Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/11/2017 | 50.0 | 15.4 | 15.4 | 0.01 | % | ||||||||||||||||
Twietmeyer Dentistry PA | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/30/2017 | 148.9 | 43.5 | 43.5 | 0.03 | % | ||||||||||||||||
L.C.N. Investments, L.L.C. dba Max Muscle Sports Nutrition | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 5/27/2017 | 12.8 | 3.0 | 3.0 | — | % | ||||||||||||||||
Water Works Laundromat, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.25% | 9/7/2027 | 267.3 | 201.3 | 200.2 | 0.12 | % | ||||||||||||||||
Lynden Evans Clarke, Jr. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/16/2017 | 10.0 | 2.6 | 2.6 | — | % | ||||||||||||||||
CCIPTA, LLC | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 1/17/2017 | 47.0 | 2.7 | 2.7 | — | % | ||||||||||||||||
Zeroln Media, LLC | Data Processing, Hosting, and Related Services | Term Loan | Prime plus 2.75% | 4/25/2017 | 7.5 | 2.0 | 2.0 | — | % | ||||||||||||||||
No Thirst Software, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 4/26/2017 | 6.8 | 1.4 | 1.4 | — | % | ||||||||||||||||
Saul A. Ramirez and Norma L. Trujillo | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/31/2017 | 6.0 | 1.5 | 1.5 | — | % | ||||||||||||||||
Eric R. Wise, D.C. dba Jamacha-Chase Chiropractic | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/30/2017 | 15.6 | 1.1 | 1.1 | — | % | ||||||||||||||||
Dave Kris, and MDK Ram Corp. | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/5/2026 | 221.0 | 37.2 | 38.0 | 0.02 | % | ||||||||||||||||
Misri Liquors, Inc. | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/18/2016 | 67.5 | 15.4 | 15.4 | 0.01 | % | ||||||||||||||||
Jojan, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.25% | 12/18/2031 | 204.8 | 40.4 | 40.2 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Nora A. Palma and Julio O Villcas | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/27/2017 | 56.3 | 2.7 | 2.7 | — | % | ||||||||||||||||
Aillaud Enterprises, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/29/2017 | 13.8 | 0.5 | 0.5 | — | % | ||||||||||||||||
Spain Street, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/29/2017 | 63.0 | 4.1 | 4.1 | — | % | ||||||||||||||||
Kyoshi Enterprises, LLC | Educational Services | Term Loan | Prime plus 2.75% | 12/29/2016 | 22.5 | 5.2 | 5.2 | — | % | ||||||||||||||||
Gill Express Inc. dba American Eagle Truck Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 1/5/2027 | 286.9 | 210.1 | 214.8 | 0.13 | % | ||||||||||||||||
Vincent Allen Fleece dba Living Well Accessories and Water Camel | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/1/2016 | 3.8 | 0.7 | 0.7 | — | % | ||||||||||||||||
Contractors Pumping Service, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/3/2016 | 9.9 | 0.8 | 0.8 | — | % | ||||||||||||||||
Smooth Grounds, Inc. | Food Services and Drinking Places | Term Loan | 8% | 10/11/2016 | 64.5 | 38.0 | 38.0 | 0.02 | % | ||||||||||||||||
Nelson Financial Services, LLC | Scenic and Sightseeing Transportation | Term Loan | Prime plus 2.75% | 9/2/2016 | 57.0 | 2.6 | 2.6 | — | % | ||||||||||||||||
Flint Batteries, LLC | General Merchandise Stores | Term Loan | Prime plus 2.75% | 7/21/2016 | 46.9 | 6.6 | 6.6 | — | % | ||||||||||||||||
A + Quality Home Health Care, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/1/2016 | 22.5 | 1.5 | 1.5 | — | % | ||||||||||||||||
Tesserah Tile Design, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/29/2016 | 7.1 | 1.0 | 1.0 | — | % | ||||||||||||||||
It's A Buffalo | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/26/2016 | 219.8 | 32.0 | 32.0 | 0.02 | % | ||||||||||||||||
Cocoa Beach Parasail Corp. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 5/5/2016 | 8.9 | 1.3 | 1.3 | — | % | ||||||||||||||||
Pro Levin Yoga, Incorporated d.b.a. Bikram's Yoga College | Educational Services | Term Loan | Prime plus 2.75% | 5/12/2016 | 16.4 | 2.6 | 2.6 | — | % | ||||||||||||||||
Maynard Enterprises, Inc. | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 3/22/2016 | 22.5 | 1.1 | 1.1 | — | % | ||||||||||||||||
Fran-Car Corporation dba Horizon Landscape Management | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/3/2028 | 407.8 | 177.6 | 182.0 | 0.11 | % | ||||||||||||||||
Head To Toe Personalized Pampering, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/27/2031 | 52.0 | 9.7 | 10.0 | 0.01 | % | ||||||||||||||||
Maxwell Place, LLC | Nursing and Residential Care Facilities | Term Loan | 6% | 12/1/2015 | 1,076.8 | 846.2 | 845.2 | 0.50 | % | ||||||||||||||||
Spencer Fitness, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/11/2016 | 6.0 | 0.3 | 0.3 | — | % | ||||||||||||||||
Olympia Fields Eyecare, Ltd. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 1/12/2016 | 15.0 | 1.4 | 1.4 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Tuan D. Dang, OD, PA | Ambulatory Health Care Services | Term Loan | Prime plus 2.25% | 12/7/2015 | 77.0 | 8.6 | 5.8 | — | % | ||||||||||||||||
Champion Pest Control Systems, Inc. | Administrative and Support Services | Term Loan | 6% | 1/15/2016 | 39.0 | 3.7 | 3.7 | — | % | ||||||||||||||||
Christopher F. Bohon & Pamela D. Bohon | Social Assistance | Term Loan | Prime plus 2.75% | 10/28/2026 | 14.2 | 3.7 | 3.7 | — | % | ||||||||||||||||
Polaris Press, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 9/29/2015 | 21.5 | 0.4 | 0.4 | — | % | ||||||||||||||||
Shree Om Lodging, LLC dba Royal Inn | Accommodation | Term Loan | Prime plus 2.75% | 5/2/2030 | 333.3 | 66.7 | 68.7 | 0.04 | % | ||||||||||||||||
Pedzik's Pets, LLC | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 3/31/2030 | 53.5 | 9.8 | 10.1 | 0.01 | % | ||||||||||||||||
Jenchad, Inc and Chadjen, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.125% | 4/7/2025 | 462.5 | 48.0 | 47.5 | 0.03 | % | ||||||||||||||||
Nancy Carapelluci & A & M Seasonal Corner Inc. | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 3/1/2025 | 106.9 | 17.1 | 17.5 | 0.01 | % | ||||||||||||||||
Moonlight Multi Media Production, Inc. | Other Information Services | Term Loan | 5% | 2/1/2025 | 19.7 | 4.4 | 4.4 | — | % | ||||||||||||||||
McCallister Venture Group, LLC and Maw's Vittles, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/30/2029 | 75.0 | 12.6 | 13.0 | 0.01 | % | ||||||||||||||||
Computer Renaissance dba Dante IT Services, Inc. | Electronics and Appliance Stores | Term Loan | Prime plus 3.75% | 3/1/2018 | 100.0 | 3.6 | 3.7 | — | % | ||||||||||||||||
Prince Co., Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 1.5% | 3/18/2029 | 187.5 | 31.2 | 29.7 | 0.02 | % | ||||||||||||||||
Chong Hun Im dba Kim's Market | Food and Beverage Stores | Term Loan | Prime plus 2.5% | 2/27/2024 | 80.0 | 11.2 | 11.0 | 0.01 | % | ||||||||||||||||
John B. Houston Funeral Home, Inc. dba George E. Cushnie Funeral Home | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/19/2028 | 78.8 | 13.5 | 13.8 | 0.01 | % | ||||||||||||||||
Center-Mark Car Wash, Ltd | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 5/18/2024 | 221.3 | 32.8 | 33.4 | 0.02 | % | ||||||||||||||||
Min Hui Lin | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/30/2028 | 134.3 | 19.3 | 19.8 | 0.01 | % | ||||||||||||||||
Akshar Group, LLC | Accommodation | Term Loan | 6% | 11/5/2028 | 321.3 | 53.1 | 54.5 | 0.03 | % | ||||||||||||||||
Shuttle Car Wash, Inc. dba Shuttle Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.25% | 11/10/2028 | 109.8 | 18.9 | 18.8 | 0.01 | % | ||||||||||||||||
Delta Partners, LLC dba Delta Carwash | Repair and Maintenance | Term Loan | Prime plus 2.5% | 4/5/2029 | 280.9 | 46.5 | 47.0 | 0.03 | % | ||||||||||||||||
Oz B. Zamir dba Zamir Marble & Granite | Specialty Trade Contractors | Term Loan | Prime plus 2.5% | 8/6/2028 | 54.0 | 9.1 | 9.2 | 0.01 | % | ||||||||||||||||
Rama, Inc. dba Staybridge Suites | Accommodation | Term Loan | Prime plus 2% | 4/18/2026 | 750.0 | 438.6 | 431.3 | 0.25 | % | ||||||||||||||||
B & J Manufacturing Corporation and Benson Realty Trust | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2% | 3/30/2021 | 250.0 | 25.4 | 25.1 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
RAB Services, Inc. & Professional Floor Installations | Specialty Trade Contractors | Term Loan | Prime plus 2.5% | 1/31/2023 | 62.5 | 8.6 | 8.7 | 0.01 | % | ||||||||||||||||
M. Krishna, Inc. dba Super 8 Motel | Accommodation | Term Loan | Prime plus 2% | 3/20/2025 | 250.0 | 10.9 | 10.8 | 0.01 | % | ||||||||||||||||
Taste of Inverness, Inc. dba China Garden | Food Services and Drinking Places | Term Loan | Prime plus 2% | 6/29/2025 | 73.8 | 10.2 | 10.0 | 0.01 | % | ||||||||||||||||
Ralph Werner dba Werner Transmissions | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/29/2021 | 26.6 | 3.0 | 3.0 | — | % | ||||||||||||||||
OrthoQuest, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2% | 3/12/2022 | 56.8 | 5.8 | 5.7 | — | % | ||||||||||||||||
CPN Motel, LLC dba American Motor Lodge | Accommodation | Term Loan | Prime plus 2.25% | 4/30/2024 | 379.0 | 36.4 | 36.2 | 0.02 | % | ||||||||||||||||
Duttakrupa, LLC dba Birmingham Motor Court | Accommodation | Term Loan | Prime plus 2.25% | 9/8/2023 | 98.8 | 14.2 | 14.1 | 0.01 | % | ||||||||||||||||
Track Side Collision & Tire, Inc. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 6/16/2025 | 44.8 | 5.6 | 5.7 | — | % | ||||||||||||||||
Deesha Corporation, Inc. dba Best Inn & Suites | Accommodation | Term Loan | Prime plus 2.25% | 2/14/2025 | 250.0 | 31.9 | 31.8 | 0.02 | % | ||||||||||||||||
Willington Hills Equestrian Center, LLC | Animal Production and Aquaculture | Term Loan | Prime plus 2.75% | 10/19/2022 | 85.0 | 13.6 | 13.8 | 0.01 | % | ||||||||||||||||
Maruti, Inc. | Accommodation | Term Loan | Prime plus 2.25% | 11/25/2024 | 220.0 | 29.7 | 29.6 | 0.02 | % | ||||||||||||||||
LABH, Inc. t/a Ramada Ltd. | Accommodation | Term Loan | Prime plus 2.25% | 9/27/2024 | 555.0 | 47.8 | 47.6 | 0.03 | % | ||||||||||||||||
Gain Laxmi, Inc. dba Super 8 Motel | Accommodation | Term Loan | Prime plus 2.25% | 5/31/2023 | 202.5 | 24.3 | 24.3 | 0.01 | % | ||||||||||||||||
Randall D. & Patricia D. Casaburi dba Pat's Pizzazz | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 3/13/2023 | 68.8 | 8.5 | 8.7 | 0.01 | % | ||||||||||||||||
Naseeb Corporation | Accommodation | Term Loan | Prime plus 2.25% | 3/31/2024 | 402.5 | 35.4 | 35.3 | 0.02 | % | ||||||||||||||||
La Granja Live Poultry Corp. | Food Manufacturing | Term Loan | Prime plus 2.75% | 8/26/2018 | 54.0 | 3.6 | 3.6 | — | % | ||||||||||||||||
Karis, Inc. | Accommodation | Term Loan | Prime plus 2% | 12/22/2023 | 148.8 | 16.2 | 16.0 | 0.01 | % | ||||||||||||||||
Stillwell Ave Prep School | Social Assistance | Term Loan | Prime plus 2.75% | 1/14/2023 | 72.0 | 7.8 | 7.9 | — | % | ||||||||||||||||
Five Corners, Ltd. | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/11/2019 | 85.0 | 7.1 | 7.2 | — | % | ||||||||||||||||
Alyssa Corp dba Knights Inn | Accommodation | Term Loan | Prime plus 2.25% | 9/30/2023 | 350.0 | 45.6 | 45.5 | 0.03 | % | ||||||||||||||||
Mimoza LLC, dba Tally Ho Inn | Food Services and Drinking Places | Term Loan | Prime plus 2.25% | 10/7/2023 | 105.0 | 13.2 | 13.2 | 0.01 | % | ||||||||||||||||
Bhailal Patel dba New Falls Motel | Accommodation | Term Loan | Prime plus 2.75% | 3/27/2023 | 100.0 | 5.2 | 5.2 | — | % | ||||||||||||||||
Pegasus Automotive, Inc. | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/23/2022 | 112.5 | 13.5 | 13.7 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Delyannis Iron Works | Fabricated Metal Product Manufacturing | Term Loan | 6% | 12/8/2022 | 16.0 | 1.7 | 1.7 | — | % | ||||||||||||||||
P. Agrino, Inc. dba Andover Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/18/2021 | 150.0 | 14.1 | 14.3 | 0.01 | % | ||||||||||||||||
Golden Elevator Co., Inc. | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 1/31/2022 | 50.0 | 2.4 | 2.4 | — | % | ||||||||||||||||
Mohamed Live Poultry Inc. | Animal Production and Aquaculture | Term Loan | Prime plus 2.75% | 12/6/2021 | 36.8 | 3.9 | 3.9 | — | % | ||||||||||||||||
RJS Service Corporation | Gasoline Stations | Term Loan | Prime plus 2.75% | 8/20/2021 | 79.0 | 8.1 | 8.2 | — | % | ||||||||||||||||
Chez RuRene Bakery | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/20/2017 | 150.0 | 43.9 | 48.8 | 0.03 | % | ||||||||||||||||
Total SBA Uunguaranteed Performing Investments | $ | 152,216.2 | $ | 129,797.8 | $ | 123,336.4 | 72.74 | % | |||||||||||||||||
Non-Performing SBA Unguaranteed Investments (3) | |||||||||||||||||||||||||
Lamson and Goodnow Manufacturing Co. and Lamson and Goodnow, LLC | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/28/2037 | 190.7 | 177.2 | 146.6 | 0.09 | % | ||||||||||||||||
West Experience, Inc./West Mountain Equipment Rental, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 6/5/2026 | 66.9 | 47.4 | 41.4 | 0.02 | % | ||||||||||||||||
*DUCO Energy Services, a Limited Liability Company | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/20/2023 | 11.8 | 10.8 | — | — | % | ||||||||||||||||
Milliken and Milliken, Inc. dba Milliken Wholesale Distribution | Merchant Wholesalers, Durable Goods | Term Loan | 6% | 6/10/2036 | 191.0 | 154.6 | 131.2 | 0.08 | % | ||||||||||||||||
Stokes Floor Covering Company Inc. and Robert E. Rainey, Jr. | Furniture and Home Furnishings Stores | Term Loan | 6% | 12/29/2035 | 131.0 | 116.6 | 105.7 | 0.06 | % | ||||||||||||||||
Barnum Printing & Publishing, Co. | Printing and Related Support Activities | Term Loan | 6% | 7/29/2015 | 44.7 | 10.8 | 10.7 | 0.01 | % | ||||||||||||||||
Whirlwind Car Wash, Inc. | Repair and Maintenance | Term Loan | Prime plus 2% | 4/9/2029 | 25.8 | 19.3 | 16.1 | 0.01 | % | ||||||||||||||||
Almeria Marketing 1, Inc. | Personal and Laundry Services | Term Loan | 7.75% | 10/15/2015 | 10.1 | 4.9 | 2.1 | — | % | ||||||||||||||||
Guzman Group, LLC | Rental and Leasing Services | Term Loan | 6% | 1/30/2016 | 251.7 | 208.9 | 197.1 | 0.12 | % | ||||||||||||||||
Groundworks Unlimited, LLC | Specialty Trade Contractors | Term Loan | 6% | 12/17/2023 | 116.0 | 96.0 | 84.3 | 0.05 | % | ||||||||||||||||
Robin C. & Charles E. Taylor & Brigantine Aquatic Center, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 9/14/2023 | 31.7 | 21.2 | 18.6 | 0.01 | % | ||||||||||||||||
Dixie Transport, Inc. & Johnny D. Brown & Jimmy Brown & Maudain Brown | Support Activities for Transportation | Term Loan | 5.25% | 12/28/2035 | 145.9 | 144.6 | 90.2 | 0.05 | % | ||||||||||||||||
David M. Goens dba Superior Auto Paint & Body, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/26/2024 | 7.8 | 4.3 | 3.9 | — | % | ||||||||||||||||
Stormwise South Florida dba Stormwise Shutters | Specialty Trade Contractors | Term Loan | 6% | 11/7/2036 | 427.5 | 410.2 | 347.4 | 0.20 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Stormwise South Florida dba Stormwise Shutters | Specialty Trade Contractors | Term Loan | 6% | 11/7/2036 | 204.0 | 201.6 | 172.7 | 0.10 | % | ||||||||||||||||
Auto Sales, Inc. | Motor Vehicle and Parts Dealers | Term Loan | 6% | 8/17/2023 | 13.3 | 5.8 | 5.4 | — | % | ||||||||||||||||
Bwms Management, LLC | Food Services and Drinking Places | Term Loan | 6% | 7/7/2027 | 109.1 | 80.7 | 32.4 | 0.02 | % | ||||||||||||||||
*Integrity Sports Group, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | 6% | 3/6/2018 | 60.9 | 16.0 | 13.9 | 0.01 | % | ||||||||||||||||
LJ Parker, LLC. dba Kwik Kopy Business Center 120 | Administrative and Support Services | Term Loan | 7% | 9/8/2014 | 61.6 | 31.7 | 30.1 | 0.02 | % | ||||||||||||||||
The Lucky Coyote, LLC | Miscellaneous Manufacturing | Term Loan | 6% | 5/8/2017 | 44.4 | 13.4 | 6.9 | — | % | ||||||||||||||||
TechPlayZone, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 1/27/2016 | 6.0 | 0.5 | 0.5 | — | % | ||||||||||||||||
Gotta Dance Studio, Inc. dba Gotta Dance Studio Academy of Performing | Educational Services | Term Loan | Prime plus 2.75% | 11/16/2016 | 10.0 | 3.9 | 0.3 | — | % | ||||||||||||||||
Furniture Company, LLC | Furniture and Home Furnishings Stores | Term Loan | 7% | 10/30/2015 | 6.4 | 1.3 | 0.1 | — | % | ||||||||||||||||
Event Mecca, LLC | Other Information Services | Term Loan | 6% | 4/10/2023 | 14.3 | 13.3 | 5.8 | — | % | ||||||||||||||||
*Anmor Machining Company, LLC dba Anmor Machining Company | Fabricated Metal Product Manufacturing | Term Loan | 6% | 11/18/2026 | 192.5 | 146.2 | — | — | % | ||||||||||||||||
*AUM Estates, LLC and Sculpted Figures Plastic Surgery, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/14/2038 | 618.7 | 603.9 | 370.7 | 0.22 | % | ||||||||||||||||
*AUM Estates, LLC and Sculpted Figures Plastic Surgery, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/12/2023 | 87.5 | 83.7 | — | — | % | ||||||||||||||||
*AWA Fabrication & Construction, LLC | Fabricated Metal Product Manufacturing | Term Loan | 6% | 4/30/2025 | 152.2 | 34.8 | 13.2 | 0.01 | % | ||||||||||||||||
*Baker Sales, Inc. d/b/a Baker Sales, Inc. | Nonstore Retailers | Term Loan | 6% | 3/29/2036 | 490.0 | 182.0 | 133.0 | 0.08 | % | ||||||||||||||||
*BCD Enterprises, LLC dba Progressive Tool and Nutmeg Tool | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 6/22/2026 | 505.4 | 414.5 | 143.8 | 0.08 | % | ||||||||||||||||
*D'Elia Auto Repair Inc. dba D'Elia Auto Body | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/26/2023 | 15.0 | 13.9 | — | — | % | ||||||||||||||||
*Dill Street Bar and Grill Inc. and WO Entertainment, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/27/2027 | 122.9 | 112.3 | 40.9 | 0.02 | % | ||||||||||||||||
*Dr. Francis E. Anders, DVM | Professional, Scientific, and Technical Services | Term Loan | 6% | 8/9/2015 | 4.6 | 1.6 | 1.6 | — | % | ||||||||||||||||
*E & I Holdings, LP & PA Farm Products, LLC | Food Manufacturing | Term Loan | 6% | 4/30/2030 | 1,248.8 | 1,237.1 | 481.1 | 0.28 | % | ||||||||||||||||
E.W. Ventures, Inc. dba Swift Cleaners & Laundry | Personal and Laundry Services | Term Loan | 0% | 4/18/2017 | 209.1 | 92.4 | 82.8 | 0.05 | % | ||||||||||||||||
*Elite Treats Enterprises, Inc. dba Rochelle Dairy Queen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/24/2032 | 141.3 | 131.5 | 92.4 | 0.05 | % | ||||||||||||||||
*Feinman Mechanical, LLC | Specialty Trade Contractors | Term Loan | 6% | 9/28/2028 | 323.0 | 305.2 | 73.1 | 0.04 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
*Goetzke Chiropractic, Inc. | Ambulatory Health Care Services | Term Loan | 6% | 10/25/2017 | 7.3 | 3.1 | 0.6 | — | % | ||||||||||||||||
*Grand Manor Realty, Inc. & Kevin LaRoe | Real Estate | Term Loan | Prime plus 2.75% | 2/20/2023 | 21.8 | 19.0 | 10.5 | 0.01 | % | ||||||||||||||||
*Hampton's Restaurant Holding Company, LLC/Hampton's Restaurant #1 LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/29/2023 | 398.0 | 255.7 | 20.7 | 0.01 | % | ||||||||||||||||
*Harrelson Materials Management, Inc. | Waste Management and Remediation Services | Term Loan | 6% | 6/24/2021 | 537.5 | 470.0 | 134.4 | 0.08 | % | ||||||||||||||||
*Harry B Gould dba Lake Athens Marina Restaurant | Accommodation | Term Loan | Prime plus 2.75% | 12/28/2025 | 132.9 | 116.2 | 3.9 | — | % | ||||||||||||||||
*Hot Buckles, Inc. | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 6/27/2018 | 57.6 | 26.9 | — | — | % | ||||||||||||||||
Houk Enterprises, Inc. d/b/a Max Muscle | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 10/27/2019 | 46.1 | 8.1 | 7.5 | — | % | ||||||||||||||||
J Olson Enterprises, LLC and Olson Trucking Direct, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 6/28/2025 | 733.1 | 675.7 | 522.1 | 0.31 | % | ||||||||||||||||
*Jenny's Wunderland, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 6/29/2036 | 160.5 | 150.1 | 99.6 | 0.06 | % | ||||||||||||||||
*Krishna of Orangeburg, Inc. | Accommodation | Term Loan | 6% | 2/20/2032 | 41.8 | 10.3 | 5.6 | — | % | ||||||||||||||||
*Las Torres Development, LLC dba Houston Event Centers | Real Estate | Term Loan | 6% | 8/27/2028 | 402.9 | 368.2 | 355.7 | 0.21 | % | ||||||||||||||||
*LRCSL, LLC dba Daybreak Fruit and Vegetable Company | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/28/2021 | 75.1 | 53.0 | 18.7 | 0.01 | % | ||||||||||||||||
*Lucil Chhor dba Baja Fresh #159 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/28/2022 | 49.1 | 30.0 | 15.7 | 0.01 | % | ||||||||||||||||
*Midway Plaza 6, LLC & Adventure World Family Fun Center, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 12/19/2029 | 200.0 | 43.8 | 8.1 | — | % | ||||||||||||||||
*Momentum Medical Group, Inc. | Ambulatory Health Care Services | Term Loan | 7.75% | 9/30/2015 | 244.2 | 159.7 | — | — | % | ||||||||||||||||
*Morris Glass and Construction | Specialty Trade Contractors | Term Loan | 6% | 3/7/2021 | 49.8 | 44.8 | 0.8 | — | % | ||||||||||||||||
*Our Two Daughters, LLC dba Washington's Restaurant | Food Services and Drinking Places | Term Loan | 6% | 6/18/2026 | 225.0 | 170.3 | 12.8 | 0.01 | % | ||||||||||||||||
*Parth Dev, Ltd. dba Amerihost Inn Hotel-Kenton | Accommodation | Term Loan | 5.25% | 10/3/2028 | 54.9 | 38.3 | 18.7 | 0.01 | % | ||||||||||||||||
*Professional Systems, LLC and Professional Cleaning | Administrative and Support Services | Term Loan | 6% | 7/30/2020 | 159.4 | 132.1 | 58.4 | 0.03 | % | ||||||||||||||||
*Pure Water Innovations, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/6/2016 | 3.4 | 1.0 | 1.0 | — | % | ||||||||||||||||
*Pyramid Real Estate Holdings, LLC dba Hoteps | Food Services and Drinking Places | Term Loan | 6% | 10/7/2022 | 12.7 | 8.9 | 7.4 | — | % | ||||||||||||||||
*Shamrock Jewelers, Inc. | Clothing and Clothing Accessories Stores | Term Loan | 6% | 12/14/2016 | 47.6 | 5.1 | 5.0 | — | % | ||||||||||||||||
*Sheikh M Tariq dba Selbyville Foodrite | Gasoline Stations | Term Loan | 6% | 3/13/2023 | 63.1 | 48.4 | 33.5 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
*Tequila Beaches, LLC dba Fresco Restaurant | Food Services and Drinking Places | Term Loan | 6% | 9/16/2021 | 21.0 | 15.8 | 12.0 | 0.01 | % | ||||||||||||||||
*The Alba Financial Group, Inc. | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 11/13/2015 | 15.6 | 7.4 | 4.0 | — | % | ||||||||||||||||
*Top Class, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2016 | 5.0 | 1.3 | 0.1 | — | % | ||||||||||||||||
*United Woodworking, Inc. | Wood Product Manufacturing | Term Loan | 6% | 12/20/2022 | 17.3 | 13.6 | 13.4 | 0.01 | % | ||||||||||||||||
*DC Realty, LLC dba FOGO Data Centers | Professional, Scientific, and Technical Services | Term Loan | 6% | 3/23/2037 | 777.9 | 741.3 | 716.0 | 0.42 | % | ||||||||||||||||
*DC Realty, LLC dba FOGO Data Centers | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/23/2022 | 367.2 | 241.3 | 233.0 | 0.14 | % | ||||||||||||||||
Total SBA Unguaranteed Non-Performing Investments | $ | 11,220.9 | $ | 9,013.5 | $ | 5,215.2 | 3.08 | % | |||||||||||||||||
Total SBA Unguaranteed Investments | $ | 163,437.1 | $ | 138,811.3 | $ | 128,551.6 | 75.81 | % | |||||||||||||||||
Performing SBA Guaranteed Investments (4) | |||||||||||||||||||||||||
GPG Enterprises, LLC dba Angel Animal Hospital & Boarding | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/24/2040 | 202.5 | 202.5 | 231.8 | 0.14 | % | ||||||||||||||||
Loriet, LLC | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/24/2025 | 68.0 | 68.0 | 76.5 | 0.05 | % | ||||||||||||||||
Zero-In Media Inc. | Data Processing, Hosting, and Related Services | Term Loan | Prime plus 2.75% | 3/25/2025 | 127.5 | 127.5 | 142.2 | 0.08 | % | ||||||||||||||||
Balthazar Management Virgin Islands, LLC dba The Beach Café | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/27/2025 | 369.8 | 369.8 | 416.0 | 0.25 | % | ||||||||||||||||
Delta Aggrigate, LLC | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 3/30/2025 | 270.0 | 270.0 | 303.7 | 0.18 | % | ||||||||||||||||
Copper Beech Financial Group, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 3/30/2025 | 375.0 | 375.0 | 429.4 | 0.25 | % | ||||||||||||||||
T and B Boots Inc. dba Takkens | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 3/31/2025 | 2,423.3 | 2,423.3 | 2,689.9 | 1.59 | % | ||||||||||||||||
Tavern Properties, LLC and Wildwood Tavern, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/15/2039 | 1,275.0 | 1,275.0 | 1,459.9 | 0.86 | % | ||||||||||||||||
Quest Logic Investments, LLC and Kleiner Investments, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/31/2025 | 127.5 | 127.5 | 143.4 | 0.08 | % | ||||||||||||||||
Mid-South Lumber Co. of Northwest Florida, Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 3/31/2040 | 1,286.3 | 1,286.3 | 1,473.8 | 0.87 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Kiddie Steps 4 You Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 2/20/2040 | 185.3 | 185.3 | 212.2 | 0.13 | % | ||||||||||||||||
Baystate Firearms and Training, LLC | Educational Services | Term Loan | Prime plus 2.75% | 2/27/2025 | 190.1 | 190.1 | 213.1 | 0.13 | % | ||||||||||||||||
The Merrin Group, LLC dba Havana Central | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/31/2025 | 750.0 | 750.0 | 843.8 | 0.50 | % | ||||||||||||||||
401 JJS Corporation and G Randazzo's Trattoria Corporation | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/23/2039 | 1,420.4 | 1,233.7 | 1,409.6 | 0.83 | % | ||||||||||||||||
Dean 1021, LLC dba Pure Pita | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/29/2025 | 240.0 | 141.7 | 159.1 | 0.09 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/31/2039 | 736.5 | 602.5 | 688.3 | 0.41 | % | ||||||||||||||||
Miss Cranston Diner II, LLC and Miss Cranston II Realty, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/17/2039 | 328.5 | 292.0 | 333.8 | 0.20 | % | ||||||||||||||||
Alpha Preparatory Academy, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2039 | 435.7 | 371.5 | 424.6 | 0.25 | % | ||||||||||||||||
First Prevention and Dialysis Center, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/30/2024 | 714.8 | 361.3 | 405.5 | 0.24 | % | ||||||||||||||||
Advance Case RE Holdings, LLC and Advance Case Parts Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/31/2040 | 2,274.8 | 1,872.0 | 2,135.0 | 1.26 | % | ||||||||||||||||
DC Real, LLC and DC Enterprises, LTD dba Lakeview True Value | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/20/2039 | 358.1 | 341.7 | 390.4 | 0.23 | % | ||||||||||||||||
Jatcoia 60056, LLC dba Style Encore | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 3/31/2025 | 126.4 | 126.4 | 141.8 | 0.08 | % | ||||||||||||||||
Total SBA Guaranteed Performing Investments | $ | 14,285.2 | $ | 12,993.1 | $ | 14,723.8 | 8.68 | % | |||||||||||||||||
Total SBA Unguaranteed and Guaranteed Investments | $ | 177,722.3 | $ | 151,804.4 | $ | 143,275.4 | 84.50 | % | |||||||||||||||||
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Affiliate Investments (5) | — | % | |||||||||||||||||||||||
Advanced Cyber Security Systems, LLC (6), (13) | Data processing, hosting and related services. | 50% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 3 | % | December 2014 | 1,120.0 | 381.0 | — | — | % | |||||||||||||||||
*Automated Merchant Services, Inc. (7), (13) | Data processing, hosting and related services. | 100% Common Stock | — | % | — | — | — | — | — | % | |||||||||||||||
*Business Connect, LLC (8), (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
*CCC Real Estate Holdings, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Membership Interest | — | % | — | — | — | — | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
CDS Business Services, Inc. (9), (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | 496.0 | 0.29 | % | |||||||||||||||
Term Loan | 1 | % | Various maturities through August 2016 | 4,428.0 | 4,428.0 | 1,483.0 | 0.87 | % | |||||||||||||||||
Crystaltech Web Hosting, Inc. | Data processing, hosting and related services. | 100% Common Stock | — | % | — | — | 9,256.0 | 21,500.0 | 12.68 | % | |||||||||||||||
*OnLAN, LLC (15) (17) | Professional, Scientific, and Technical Services | 49% Membership Interests | — | % | — | — | 800.0 | — | — | % | |||||||||||||||
*Exponential Business Development Co. Inc. (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | — | — | % | |||||||||||||||
*First Bankcard Alliance of Alabama, LLC (10), (13) | Data processing, hosting and related services. | 95% Membership Interests | — | % | — | — | — | — | — | % | |||||||||||||||
*Fortress Data Management, LLC (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Newtek Insurance Agency, LLC (13) | Insurance Carriers and Related Activities | 100% Membership Interests | — | % | — | — | — | 2,300.0 | 1.36 | % | |||||||||||||||
PMTWorks Payroll, LLC (11), (13) | Data processing, hosting and related services. | 80% Membership Interests | — | % | — | — | — | 920.0 | 0.54 | % | |||||||||||||||
Term Loan | 10%-12% | Various maturities through September 2016 | 935.0 | 935.0 | — | — | % | ||||||||||||||||||
Secure CyberGateway Services, LLC (12), (13) | Data processing, hosting and related services. | 66.7% Membership Interests | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 7 | % | December 2016 | 2,400.0 | 2,100.0 | 2,100.0 | 1.24 | % | |||||||||||||||||
Small Business Lending, Inc. (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | 8,000.0 | 4.72 | % | |||||||||||||||
*Summit Systems and Designs, LLC (8), (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
*The Texas Whitestone Group, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Membership Interest | — | % | — | — | 65.0 | — | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Universal Processing Services of Wisconsin, LLC (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | 48,100.0 | 28.37 | % | |||||||||||||||
*Where Eagles Fly, LLC (13), (14) | Theatrical productions | 95% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Total Affiliates Investments | $ | 8,883.0 | $ | 17,965.0 | $ | 84,899.0 | 50.07 | % | |||||||||||||||||
Investments in Money Market Funds | $ | — | $ | 6,000.0 | $ | 6,000.0 | 3.54 | % | |||||||||||||||||
Total Investments | $ | 186,605.3 | $ | 175,769.4 | $ | 234,174.4 | 138.10 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Performing SBA Unguaranteed Investments (1) | |||||||||||||||||||||||||
MLM Enterprises, LLC and Demand Printing Solutions Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 11/18/2024 | $ | 70.5 | $ | 70.5 | $ | 63.3 | 0.04 | % | |||||||||||||
DC Real, LLC and DC Enterprises, LTD dba Lakeview True Value | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/20/2039 | 119.4 | 93.9 | 94.0 | 0.06 | % | ||||||||||||||||
Legacy Estate Planning Inc. dba American Casket Enterprises | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/21/2024 | 42.0 | 42.0 | 33.5 | 0.02 | % | ||||||||||||||||
J&D Resources, LLC dba Aqua Science | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/21/2024 | 767.9 | 767.9 | 627.3 | 0.38 | % | ||||||||||||||||
Teamnewman Enterprises, LLC dba Newmans at 988 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/25/2039 | 148.8 | 148.8 | 138.5 | 0.08 | % | ||||||||||||||||
DeRidder Chiropractic, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/25/2024 | 13.2 | 13.2 | 12.5 | 0.01 | % | ||||||||||||||||
Stormrider Inc. dba Shirley's Stormrider, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 11/25/2024 | 150.0 | 150.0 | 119.5 | 0.07 | % | ||||||||||||||||
Modern Manhattan, LLC | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 11/25/2024 | 220.0 | 220.0 | 178.3 | 0.11 | % | ||||||||||||||||
Meridian Hotels, LLC dba Best Western Jonesboro | Accommodation | Term Loan | Prime plus 2.75% | 11/25/2039 | 228.0 | 228.0 | 228.3 | 0.14 | % | ||||||||||||||||
Trading Group 3, Inc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 11/26/2024 | 22.5 | 22.5 | 17.9 | 0.01 | % | ||||||||||||||||
The Red Pill Management Inc. dba UFC Gym Matthews | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 11/26/2024 | 54.3 | 28.7 | 24.6 | 0.01 | % | ||||||||||||||||
Homegrown For Good, LLC | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 11/26/2024 | 230.0 | 230.0 | 202.1 | 0.12 | % | ||||||||||||||||
Kemmer, LLC and Apples Tree Top Liquors, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/4/2039 | 138.4 | 138.4 | 125.1 | 0.08 | % | ||||||||||||||||
The Conibear Corporation and Conibear Trucking, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 12/5/2024 | 12.0 | 12.0 | 10.5 | 0.01 | % | ||||||||||||||||
All American Games, LLC and Sportslink - The Game, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/10/2024 | 400.0 | 400.0 | 341.6 | 0.21 | % | ||||||||||||||||
B & W Towing, LLC and Boychucks Fuel, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/17/2039 | 164.5 | 164.5 | 151.3 | 0.09 | % | ||||||||||||||||
MM and M Management Inc. dba Pizza Artista | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/19/2025 | 46.3 | 46.3 | 37.8 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
B.S. Ventures, LLC dba Dink's Market | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/19/2039 | 53.8 | 53.8 | 53.4 | 0.03 | % | ||||||||||||||||
Will Zac Management, LLC dba Papa John's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/19/2024 | 48.8 | 48.8 | 47.9 | 0.03 | % | ||||||||||||||||
The Jewelers Inc. dba The Jewelers of Las Vegas | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/19/2024 | 1,250.0 | 1,250.0 | 1,008.4 | 0.61 | % | ||||||||||||||||
Beale Street Blues Company-West Palm Beach, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/22/2024 | 187.5 | 187.5 | 158.8 | 0.10 | % | ||||||||||||||||
401 JJS Corporation and G Randazzo's Trattoria Corporation | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/23/2039 | 473.5 | 378.8 | 379.2 | 0.23 | % | ||||||||||||||||
The Lodin Group, LLC and Lodin Health Imaging Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/23/2039 | 530.3 | 530.3 | 472.9 | 0.28 | % | ||||||||||||||||
Thermoplastic Services Inc. and Paragon Plastic Sheet, Inc | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 12/23/2039 | 500.0 | 500.0 | 500.6 | 0.30 | % | ||||||||||||||||
Winter Ventures Inc. dba Qualitybargainbooks and Qualitybargainmall | Nonstore Retailers | Term Loan | Prime plus 2.75% | 12/23/2024 | 156.1 | 156.1 | 132.5 | 0.08 | % | ||||||||||||||||
Carolina Flicks Inc. dba The Howell Theater | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 12/23/2032 | 163.3 | 163.3 | 149.9 | 0.09 | % | ||||||||||||||||
Atlantis of Daytona. LLC and Ocean Club Sportswear Inc. | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/23/2039 | 240.0 | 240.0 | 240.3 | 0.14 | % | ||||||||||||||||
Bowlerama, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/24/2039 | 1,202.5 | 1,202.5 | 1,199.9 | 0.72 | % | ||||||||||||||||
Bear Creek Entertainment, LLC dba The Woods at Bear Creek | Accommodation | Term Loan | Prime plus 2.75% | 12/30/2024 | 106.3 | 106.3 | 104.6 | 0.06 | % | ||||||||||||||||
Evans and Paul, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/30/2024 | 223.8 | 223.8 | 207.6 | 0.12 | % | ||||||||||||||||
First Prevention and Dialysis Center, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/30/2024 | 238.3 | 78.1 | 76.9 | 0.05 | % | ||||||||||||||||
Grand Blanc Lanes, Inc. and H, H and H, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/31/2039 | 133.0 | 133.0 | 130.5 | 0.08 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/31/2039 | 245.5 | 161.6 | 161.8 | 0.10 | % | ||||||||||||||||
JEJE Realty, LLC and La Familia Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/10/2039 | 205.8 | 205.8 | 191.9 | 0.12 | % | ||||||||||||||||
Joey O's, LLC and Jennifer Olszewski | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/7/2024 | 13.1 | 13.0 | 10.3 | 0.01 | % | ||||||||||||||||
Laura L. Smith dba Lisa Smith Studio | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/3/2024 | 15.0 | 14.9 | 11.9 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Frontier Bulk Solutions, LLC | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 10/31/2024 | 1,250.0 | 1,242.3 | 1,043.3 | 0.63 | % | ||||||||||||||||
Heartland American Properties, LLC and Skaggs RV Outlet, LLC | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/31/2039 | 479.0 | 478.3 | 459.3 | 0.28 | % | ||||||||||||||||
M and C Renovations Inc. | Construction of Buildings | Term Loan | Prime plus 2.75% | 10/31/2024 | 20.3 | 20.1 | 16.2 | 0.01 | % | ||||||||||||||||
Golden Transaction Corporation dba Bleh Sunoco | Gasoline Stations | Term Loan | Prime plus 2.75% | 10/30/2039 | 156.7 | 156.5 | 152.5 | 0.09 | % | ||||||||||||||||
Kantz, LLC and Kantz Auto, LLC dba Kantz's Hometown Auto | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/29/2039 | 68.1 | 68.0 | 65.0 | 0.04 | % | ||||||||||||||||
Seelan Inc. dba Candleridge Market | Gasoline Stations | Term Loan | Prime plus 2.75% | 10/27/2039 | 90.5 | 90.4 | 84.0 | 0.05 | % | ||||||||||||||||
185 Summerfield Inc. and Valcon Contracting Corp. | Construction of Buildings | Term Loan | Prime plus 2.75% | 10/24/2039 | 162.3 | 162.0 | 157.1 | 0.09 | % | ||||||||||||||||
Navdeep B Martins and Busy Bubbles, LLC dba Wishy Washy | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/24/2039 | 89.0 | 88.9 | 80.5 | 0.05 | % | ||||||||||||||||
3 F Management, LLC and ATC Port Charlotte, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/17/2024 | 131.3 | 130.4 | 110.9 | 0.07 | % | ||||||||||||||||
One Hour Jewelry Repair Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/14/2024 | 20.6 | 20.4 | 16.3 | 0.01 | % | ||||||||||||||||
Return to Excellence, Inc. dba The Waynesville Inn Golf & Spa | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/10/2039 | 1,250.0 | 1,249.0 | 1,250.5 | 0.75 | % | ||||||||||||||||
Capitol Waste and Recycling Services, LLC | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 10/10/2024 | 257.8 | 256.2 | 220.3 | 0.13 | % | ||||||||||||||||
Sound Manufacturing Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 10/10/2024 | 187.5 | 186.5 | 157.1 | 0.09 | % | ||||||||||||||||
DNT Storage and Properties, LLC | Real Estate | Term Loan | Prime plus 2.75% | 10/10/2039 | 101.8 | 101.6 | 99.2 | 0.06 | % | ||||||||||||||||
Boilermaker Industries, LLC dba PostNet | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/9/2024 | 18.8 | 18.8 | 16.8 | 0.01 | % | ||||||||||||||||
Doctors Express Management of Central Texas, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/8/2024 | 105.0 | 92.4 | 85.0 | 0.05 | % | ||||||||||||||||
Smith Spinal Care Center P.C. and James C. Smith | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/8/2039 | 60.0 | 59.9 | 57.2 | 0.03 | % | ||||||||||||||||
Michael Rey Jr. and Lynn J. Williams (EPC) and GIG Petcare | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/3/2039 | 126.9 | 126.4 | 122.2 | 0.07 | % | ||||||||||||||||
Sumad, LLC dba BrightStar Care of Encinitas | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/2/2024 | 92.5 | 92.5 | 90.1 | 0.05 | % | ||||||||||||||||
Route 130 SCPI Holdings LLC, (EPC) Route 130 SCPI Operations, LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/30/2039 | 538.8 | 538.8 | 494.2 | 0.30 | % | ||||||||||||||||
Roccos, LLC and Sullo Pantalone Inc. dba Rocco's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/30/2039 | 255.8 | 255.0 | 234.8 | 0.14 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Keller Holdings, LLC and David H Keller III and Carie C Keller | Scenic and Sightseeing Transportation | Term Loan | Prime plus 2.75% | 9/30/2039 | 100.0 | 99.7 | 98.4 | 0.06 | % | ||||||||||||||||
The Woods at Bear Creek, LLC and Bear Creek Entertainment, LLC | Accommodation | Term Loan | Prime plus 2.75% | 9/29/2039 | 513.3 | 512.5 | 513.0 | 0.31 | % | ||||||||||||||||
Orange County Insurance Brokerage Inc. dba Beaty Insurance Agency | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 9/29/2039 | 325.1 | 324.6 | 324.7 | 0.20 | % | ||||||||||||||||
Keys Phase One, LLC dba The Grand Guesthouse | Accommodation | Term Loan | Prime plus 2.75% | 9/26/2039 | 736.3 | 734.1 | 709.4 | 0.43 | % | ||||||||||||||||
Colts V, LLC and Nowatzke Service Center, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/26/2039 | 601.8 | 600.0 | 576.8 | 0.35 | % | ||||||||||||||||
Gordon E Rogers dba Stonehouse Motor Inn | Accommodation | Term Loan | Prime plus 2.75% | 9/26/2039 | 57.5 | 57.3 | 57.4 | 0.03 | % | ||||||||||||||||
Auto Shine Carwash Inc. and AKM R. Hossain and Jessica F. Masud | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/26/2024 | 22.5 | 22.2 | 18.6 | 0.01 | % | ||||||||||||||||
6 Price Avenue, LLC and Pauley Tree & Lawn Care, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/24/2039 | 452.5 | 451.2 | 395.7 | 0.24 | % | ||||||||||||||||
North Columbia, LLC and Loop Liquor and Convenience Store, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/24/2039 | 159.3 | 158.8 | 153.0 | 0.09 | % | ||||||||||||||||
R A Johnson Inc. dba Rick Johnson Auto and Tire | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/23/2039 | 301.3 | 300.4 | 300.7 | 0.18 | % | ||||||||||||||||
Andrene's, LLC dba Andrene's Caribbean Soul Food Carry Out | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/23/2024 | 37.8 | 37.6 | 30.1 | 0.02 | % | ||||||||||||||||
Utek Corporation dba Arcade Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/22/2039 | 405.5 | 405.0 | 400.6 | 0.24 | % | ||||||||||||||||
Play and Stay, LLC dba Zoom Room Tinton Falls | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/18/2024 | 42.1 | 42.1 | 33.6 | 0.02 | % | ||||||||||||||||
Ryan Crick and Pamela J. Crick and Crick Enterprises Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/17/2039 | 145.5 | 145.1 | 145.2 | 0.09 | % | ||||||||||||||||
Modern Leather Goods Repair Shop Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/17/2024 | 58.8 | 57.6 | 45.9 | 0.03 | % | ||||||||||||||||
Animal Intrusion Prevention Systems Holding Company, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/15/2024 | 272.5 | 269.1 | 230.1 | 0.14 | % | ||||||||||||||||
Tavern Properties, LLC and Wildwood Tavern, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/15/2039 | 425.0 | 312.0 | 312.3 | 0.19 | % | ||||||||||||||||
RDT Enterprises, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 9/15/2027 | 162.8 | 161.4 | 152.3 | 0.09 | % | ||||||||||||||||
KW Zion, LLC and Key West Gallery Inc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 9/12/2039 | 1,250.0 | 1,246.4 | 1,203.3 | 0.72 | % | ||||||||||||||||
Indy East Smiles Youth Dentistry, LLC dba Prime Smile East | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/11/2024 | 630.2 | 622.4 | 499.6 | 0.30 | % | ||||||||||||||||
B&P Diners, LLC dba Engine House Restaurant | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/10/2024 | 80.0 | 79.0 | 63.0 | 0.04 | % | ||||||||||||||||
Feel The World Inc. dba Xero Shoes and Invisible Shoes | Leather and Allied Product Manufacturing | Term Loan | Prime plus 2.75% | 9/5/2024 | 51.9 | 51.3 | 42.2 | 0.03 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Alberti and Cardoni, LLC dba Menchie's | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 8/29/2024 | 77.3 | 77.3 | 64.3 | 0.04 | % | ||||||||||||||||
Delta Aggrigate, LLC | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 8/28/2039 | 911.3 | 911.3 | 912.1 | 0.55 | % | ||||||||||||||||
Lamjam, LLC (EPC) Goldsmith Lambros Inc. (OC) | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 8/27/2024 | 133.8 | 131.3 | 129.3 | 0.08 | % | ||||||||||||||||
Orange County Cleaning Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 8/27/2024 | 41.3 | 40.5 | 32.3 | 0.02 | % | ||||||||||||||||
Qycell Corporation | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 8/26/2024 | 121.0 | 118.9 | 103.7 | 0.06 | % | ||||||||||||||||
Atlas Auto Body Inc. dba Atlas Auto Sales | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/22/2039 | 51.6 | 51.3 | 47.9 | 0.03 | % | ||||||||||||||||
Grey Light Realty, LLC (EPC) NH Precision Metal Fabricators Inc. (OC) | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 8/21/2039 | 1,226.0 | 1,220.6 | 1,160.5 | 0.70 | % | ||||||||||||||||
S&P Holdings of Daytona LLC (EPC) S&P Corporation of Daytona Beach | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 8/15/2039 | 433.5 | 431.6 | 432.0 | 0.26 | % | ||||||||||||||||
Barber Investments, LLC and Fieldstone Quickstop, LLC | Gasoline Stations | Term Loan | Prime plus 2.75% | 8/15/2039 | 150.0 | 149.3 | 128.6 | 0.08 | % | ||||||||||||||||
Katie Senior Care, LLC dba Home Instead Senior Care | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2024 | 124.3 | 121.9 | 97.2 | 0.06 | % | ||||||||||||||||
Alpha Preparatory Academy, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2039 | 145.2 | 109.2 | 109.4 | 0.07 | % | ||||||||||||||||
Hamer Road Auto Salvage, LLC and Scott T. Cook and Nikki J. Cook | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 8/8/2039 | 188.4 | 187.6 | 187.8 | 0.11 | % | ||||||||||||||||
Almost Home Property, LLC and Almost Home Daycare, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/7/2039 | 715.8 | 713.6 | 698.8 | 0.42 | % | ||||||||||||||||
iFood, Inc. dba Steak N Shake | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2024 | 379.1 | 290.5 | 259.3 | 0.16 | % | ||||||||||||||||
AGV Enterprises, LLC dba Jet's Pizza #42 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2024 | 54.8 | 53.5 | 43.9 | 0.03 | % | ||||||||||||||||
575 Columbus Avenue Holding Company, LLC and LA-ZE, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/30/2039 | 22.5 | 22.4 | 22.4 | 0.01 | % | ||||||||||||||||
L&S Insurance & Financial Services Inc. | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/25/2024 | 22.5 | 21.9 | 17.8 | 0.01 | % | ||||||||||||||||
Honeyspot Investors, LLP and Pace Motor Lines Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 7/24/2039 | 150.0 | 149.1 | 147.6 | 0.09 | % | ||||||||||||||||
Miss Cranston Diner II, LLC and Miss Cranston II Realty, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/17/2039 | 91.3 | 91.3 | 88.4 | 0.05 | % | ||||||||||||||||
Wired, LLC and Moulison North Corporation | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/3/2024 | 150.1 | 146.4 | 126.6 | 0.08 | % | ||||||||||||||||
Honeyspot Investors, LLP and Pace Motor Lines Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 6/30/2039 | 875.3 | 870.1 | 859.1 | 0.52 | % | ||||||||||||||||
iFood, Inc. dba Steak N Shake | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2039 | 629.8 | 625.2 | 549.0 | 0.33 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Wired, LLC and Moulison North Corporation | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/30/2024 | 500.0 | 484.4 | 419.1 | 0.25 | % | ||||||||||||||||
AMG Holding, LLC and Stetson Automotive, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/30/2039 | 208.0 | 206.5 | 206.3 | 0.12 | % | ||||||||||||||||
Lisle Lincoln II Limited Partnership dba Lisle Lanes LP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/30/2024 | 100.0 | 96.9 | 92.5 | 0.06 | % | ||||||||||||||||
Highway Striping Inc. | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 6/30/2024 | 53.1 | 51.5 | 43.1 | 0.03 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/27/2039 | 321.8 | 319.6 | 303.4 | 0.18 | % | ||||||||||||||||
JPM Investments, LLC and Carolina Family Foot Care P.A. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/26/2039 | 136.1 | 135.5 | 130.5 | 0.08 | % | ||||||||||||||||
Zinger Hardware and General Merchant Inc. | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 6/26/2024 | 110.5 | 107.1 | 94.9 | 0.06 | % | ||||||||||||||||
Nikobella Properties, LLC and JPO Inc. dba Village Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/25/2039 | 476.3 | 472.8 | 451.7 | 0.27 | % | ||||||||||||||||
RDJ Maayaa Inc. dba RDJ Distributors | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/23/2024 | 8.7 | 8.3 | 6.7 | — | % | ||||||||||||||||
Big Sky Plaza, LLC and Strickland, Incorporated | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 6/20/2039 | 233.4 | 231.7 | 220.0 | 0.13 | % | ||||||||||||||||
510 ROK Realty, LLC dba ROK Health and Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/19/2024 | 332.0 | 322.2 | 304.3 | 0.18 | % | ||||||||||||||||
Nirvi Enterprises, LLC dba Howard Johnson / Knights Inn | Accommodation | Term Loan | Prime plus 2.75% | 6/17/2039 | 920.3 | 913.5 | 912.5 | 0.55 | % | ||||||||||||||||
Hotels of North Georgia, LLC dba Comfort Inn and Suites | Accommodation | Term Loan | Prime plus 2.75% | 6/17/2039 | 837.5 | 831.4 | 825.4 | 0.50 | % | ||||||||||||||||
Global Educational Delivery Services, LLC | Educational Services | Term Loan | Prime plus 2.75% | 6/16/2024 | 60.0 | 58.3 | 57.3 | 0.03 | % | ||||||||||||||||
GPG Real Estate Holdings, LLC and GPG Enterprises Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/13/2039 | 322.1 | 319.7 | 299.2 | 0.18 | % | ||||||||||||||||
Rainbow Dry Cleaners | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/13/2024 | 122.5 | 118.7 | 100.1 | 0.06 | % | ||||||||||||||||
GPG Real Estate Holdings, LLC (OC) GPG Enterprises Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/13/2039 | 162.5 | 40.4 | 40.4 | 0.02 | % | ||||||||||||||||
NVR Corporation dba Discount Food Mart | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 6/11/2039 | 68.3 | 67.5 | 67.4 | 0.04 | % | ||||||||||||||||
Sico & Walsh Insurance Agency Inc. and The AMS Trust | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 6/6/2039 | 250.0 | 249.2 | 232.9 | 0.14 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Sujata Inc. dba Stop N Save Food Mart | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 6/3/2024 | 22.5 | 21.8 | 18.0 | 0.01 | % | ||||||||||||||||
Long Island Barber Institute Inc. | Educational Services | Term Loan | Prime plus 2.75% | 6/2/2039 | 55.5 | 55.1 | 51.5 | 0.03 | % | ||||||||||||||||
CJR LLC (EPC) and PowerWash Plus, Inc. (OC) | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/30/2024 | 53.0 | 51.0 | 46.6 | 0.03 | % | ||||||||||||||||
Pocono Coated Products, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 5/30/2024 | 22.5 | 21.7 | 19.9 | 0.01 | % | ||||||||||||||||
R. A. Johnson, Inc. dba Rick Johnson Auto & Tire | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 5/29/2039 | 943.8 | 935.8 | 934.7 | 0.56 | % | ||||||||||||||||
Wilton Dental Care P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 5/29/2024 | 128.1 | 125.6 | 100.4 | 0.06 | % | ||||||||||||||||
EGM Food Services Inc. dba Gold Star Chili | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/29/2024 | 19.2 | 18.5 | 15.4 | 0.01 | % | ||||||||||||||||
Jonesboro Health Food Center, LLC | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 5/27/2024 | 60.0 | 57.8 | 45.7 | 0.03 | % | ||||||||||||||||
USI Properties, LLC dba U Store It | Real Estate | Term Loan | Prime plus 2.75% | 5/23/2039 | 144.6 | 143.4 | 141.0 | 0.08 | % | ||||||||||||||||
Bay State Funeral Services, LLC (EPC) and Riley Funeral Home Inc.(OC) | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 5/21/2039 | 134.9 | 134.1 | 133.9 | 0.08 | % | ||||||||||||||||
Hae M. and Jin S. Park dba Buford Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/15/2039 | 166.5 | 164.3 | 151.0 | 0.09 | % | ||||||||||||||||
Moochie's, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/13/2024 | 100.5 | 97.9 | 79.3 | 0.05 | % | ||||||||||||||||
The River Beas, LLC and Punam Singh | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/8/2039 | 90.3 | 89.5 | 84.8 | 0.05 | % | ||||||||||||||||
AS Boyals, LLC dba Towne Liquors | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 4/29/2039 | 117.5 | 116.3 | 116.2 | 0.07 | % | ||||||||||||||||
Winter Ventures Inc. and 214 N Franklin LLC | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/29/2024 | 62.6 | 59.9 | 53.0 | 0.03 | % | ||||||||||||||||
ENI Inc., Event Networks Inc., ENI Worldwide, LLC and Spot Shop Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 4/25/2024 | 500.0 | 478.1 | 376.8 | 0.23 | % | ||||||||||||||||
Gerami Realty, LC (EPC) Sherrill Universal City Corral, LP | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/23/2027 | 78.8 | 76.4 | 73.4 | 0.04 | % | ||||||||||||||||
Complete Body & Paint, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/23/2039 | 20.8 | 20.6 | 20.5 | 0.01 | % | ||||||||||||||||
Island Wide Realty, LLC and Long Island Partners, Inc. | Real Estate | Term Loan | Prime plus 2.75% | 4/22/2039 | 103.8 | 102.7 | 102.6 | 0.06 | % | ||||||||||||||||
Aiello's Pizzeria, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/18/2024 | 42.8 | 40.9 | 34.0 | 0.02 | % | ||||||||||||||||
Wilshire Media Systems Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 4/17/2024 | 186.3 | 178.1 | 145.5 | 0.09 | % | ||||||||||||||||
Family Ties Supply Corp. dba Best Cookies & More dba Cookie Factory Out | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 4/16/2024 | 53.1 | 50.8 | 39.8 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
R2 Tape Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 4/10/2024 | 78.8 | 75.3 | 74.0 | 0.04 | % | ||||||||||||||||
1899 Tavern & Tap, LLC and Ale House Tavern & Tap, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/9/2039 | 137.5 | 135.2 | 130.7 | 0.08 | % | ||||||||||||||||
Eagle Aggregate Transportation, LLC and Eagle Pneumatic Transport, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 3/31/2024 | 1,250.0 | 712.3 | 689.3 | 0.41 | % | ||||||||||||||||
Hodges Properties, LLC and Echelon Enterprises Inc. dba Treads Bicycle | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 3/31/2039 | 449.0 | 443.7 | 427.6 | 0.26 | % | ||||||||||||||||
Dantanna's Tavern, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2024 | 164.3 | 158.2 | 133.2 | 0.08 | % | ||||||||||||||||
RDT Enterprises, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/31/2028 | 141.2 | 137.1 | 135.6 | 0.08 | % | ||||||||||||||||
Kemmer, LLC (EPC) and Pitts Package Store, Inc.(OC) | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/31/2039 | 117.5 | 116.3 | 99.7 | 0.06 | % | ||||||||||||||||
Little People's Village II, LLC (OC) and Iliopoulos Realty, LLC (EPC) | Social Assistance | Term Loan | Prime plus 2.75% | 3/31/2039 | 101.5 | 100.9 | 91.1 | 0.05 | % | ||||||||||||||||
Little People's Village II, LLC (OC) and Iliopoulos Realty, LLC (EPC) | Social Assistance | Term Loan | Prime plus 2.75% | 3/31/2039 | 92.1 | 91.5 | 82.6 | 0.05 | % | ||||||||||||||||
Wilban, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/28/2039 | 427.5 | 422.5 | 403.8 | 0.24 | % | ||||||||||||||||
Lake Area Autosound, LLC and Ryan H. Whittington | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 7/28/2039 | 125.0 | 125.0 | 116.8 | 0.07 | % | ||||||||||||||||
TC Business Enterprises, LLC dba Sky Zone Indoor Trampoline Park | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/27/2024 | 290.1 | 280.8 | 229.0 | 0.14 | % | ||||||||||||||||
Sapienzo Properties, LLC (EPC) CNS Self-Storage Inc. (OC) | Real Estate | Term Loan | Prime plus 2.75% | 3/27/2039 | 193.8 | 190.6 | 190.4 | 0.11 | % | ||||||||||||||||
Hascher Gabelstapler Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/26/2024 | 143.3 | 136.1 | 122.5 | 0.07 | % | ||||||||||||||||
Knowledge First Inc. dba Magic Years of Learning and Kimberly Knox | Social Assistance | Term Loan | Prime plus 2.75% | 3/21/2039 | 145.0 | 143.5 | 132.2 | 0.08 | % | ||||||||||||||||
636 South Center Holdings, LLC and New Mansfield Brass and Aluminum Co. | Primary Metal Manufacturing | Term Loan | Prime plus 2.75% | 3/20/2039 | 497.5 | 491.5 | 490.9 | 0.29 | % | ||||||||||||||||
Cormac Enterprises and Wyoming Valley Beverage Incorporated | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/20/2039 | 110.8 | 109.6 | 109.5 | 0.07 | % | ||||||||||||||||
Kinisi, Inc. dba The River North UPS Store | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/18/2024 | 41.3 | 38.4 | 33.8 | 0.02 | % | ||||||||||||||||
Tortilla King, Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/14/2029 | 1,033.1 | 1,011.0 | 903.2 | 0.54 | % | ||||||||||||||||
SE Properties 39 Old Route 146, LLC (EPC) SmartEarly Clifton Park, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 3/14/2039 | 408.0 | 404.4 | 400.5 | 0.24 | % | ||||||||||||||||
Tortilla King Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/14/2039 | 216.9 | 214.3 | 193.3 | 0.12 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Bowl Mor, LLC dba Bowl Mor Lanes and Spare Lounge, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/13/2039 | 223.5 | 220.9 | 220.6 | 0.13 | % | ||||||||||||||||
Avayaan2, LLC dba Island Cove | Gasoline Stations | Term Loan | Prime plus 2.75% | 3/7/2039 | 157.5 | 155.6 | 148.6 | 0.09 | % | ||||||||||||||||
Onofrio's Fresh Cut Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/6/2024 | 75.0 | 71.4 | 65.7 | 0.04 | % | ||||||||||||||||
J&M Concessions, Inc.dba A-1 Liquors | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/3/2039 | 135.6 | 134.0 | 120.8 | 0.07 | % | ||||||||||||||||
R & R Boyal, LLC dba Cap N Cat Clam Bar and Little Ease Tavern | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/28/2039 | 417.5 | 412.1 | 386.2 | 0.23 | % | ||||||||||||||||
Summit Beverage Group, LLC | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 2/28/2024 | 350.6 | 330.8 | 293.6 | 0.18 | % | ||||||||||||||||
Faith Memorial Chapel, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 2/28/2039 | 214.2 | 211.4 | 194.6 | 0.12 | % | ||||||||||||||||
952 Boston Post Road Realty, LLC and HNA, LLC dba Styles International | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 2/28/2039 | 211.0 | 208.3 | 192.3 | 0.12 | % | ||||||||||||||||
Choe Trade Group Inc. dba Rapid Printers of Monterey | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 2/28/2024 | 159.3 | 150.3 | 143.1 | 0.09 | % | ||||||||||||||||
Pindar Associates, LLC, Pidar Vineyards, LLC, Duck Walk Vineyards Inc. | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 2/25/2024 | 712.3 | 672.0 | 659.9 | 0.40 | % | ||||||||||||||||
96 Mill Street, LLC, Central Pizza, LLC and Jason Bikakis George Bikaki | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/12/2039 | 141.3 | 139.4 | 139.2 | 0.08 | % | ||||||||||||||||
JWB Industries, Inc. dba Carteret Die Casting | Primary Metal Manufacturing | Term Loan | Prime plus 2.75% | 2/11/2024 | 280.0 | 264.1 | 217.5 | 0.13 | % | ||||||||||||||||
Sovereign Communications, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 2/7/2024 | 907.8 | 856.3 | 688.8 | 0.41 | % | ||||||||||||||||
986 Dixwell Avenue Holding Company, LLC(EPC) and Mughali Foods, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/7/2039 | 99.1 | 98.2 | 93.5 | 0.06 | % | ||||||||||||||||
Awesome Pets II Inc. dba Mellisa's Pet Depot | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 2/7/2024 | 83.2 | 79.5 | 66.1 | 0.04 | % | ||||||||||||||||
Robert Star Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 2/5/2024 | 46.8 | 44.2 | 43.4 | 0.03 | % | ||||||||||||||||
Atlas Mountain Construction, LLC | Construction of Buildings | Term Loan | Prime plus 2.75% | 1/28/2024 | 16.5 | 15.5 | 15.2 | 0.01 | % | ||||||||||||||||
Sarah Sibadan dba Sibadan Agency | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 1/27/2039 | 129.4 | 127.5 | 124.3 | 0.07 | % | ||||||||||||||||
3Fmanagement, LLC and ATC Fitness Cape Coral, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 1/24/2024 | 425.0 | 398.2 | 334.1 | 0.20 | % | ||||||||||||||||
JDR Industries Inc dba CST-The Composites Store | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 1/21/2024 | 140.3 | 131.4 | 112.4 | 0.07 | % | ||||||||||||||||
Icore Enterprises Inc. dba Air Flow Filters Inc. | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 1/15/2024 | 21.8 | 20.4 | 20.0 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Nutmeg North Associates, LLC (OC) Steeltech Building Products Inc. | Construction of Buildings | Term Loan | Prime plus 2.75% | 12/31/2038 | 897.8 | 883.5 | 814.7 | 0.49 | % | ||||||||||||||||
Carl R. Bieber, Inc. dba Bieber Tourways/Bieber Transportation | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 9/30/2027 | 712.5 | 692.9 | 675.7 | 0.41 | % | ||||||||||||||||
S.Drake, LLC dba Express Employment Professionals of Ann Arbor, Michigan | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/31/2023 | 18.8 | 17.8 | 14.2 | 0.01 | % | ||||||||||||||||
CLU Amboy, LLC (EPC) and Amboy Group, LLC (OC) dba Tommy Moloney's | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/27/2023 | 656.3 | 620.0 | 608.6 | 0.37 | % | ||||||||||||||||
Shane M. Howell and Buck Hardware and Garden Center, LLC | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 12/27/2038 | 322.5 | 317.2 | 289.5 | 0.17 | % | ||||||||||||||||
Superior Disposal Service, Inc. | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 12/26/2023 | 240.5 | 223.8 | 206.3 | 0.12 | % | ||||||||||||||||
KK International Trading Corporation | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/23/2028 | 190.0 | 182.6 | 169.9 | 0.10 | % | ||||||||||||||||
AIP Enterprises, LLC and Spider's Web Inc dba Black Widow Harley-Davidson | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 12/20/2038 | 962.5 | 946.7 | 936.7 | 0.56 | % | ||||||||||||||||
JackRabbit Sports Inc. | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/20/2023 | 581.3 | 535.9 | 526.0 | 0.32 | % | ||||||||||||||||
Mosley Auto Group, LLC dba America's Automotive | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/20/2038 | 221.5 | 217.9 | 212.2 | 0.13 | % | ||||||||||||||||
Kurtis Sniezek dba Wolfe's Foreign Auto | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/20/2038 | 88.9 | 87.4 | 87.3 | 0.05 | % | ||||||||||||||||
PLES Investements, LLC and John Redder, Pappy Sand & Gravel, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/19/2038 | 555.3 | 546.2 | 508.3 | 0.31 | % | ||||||||||||||||
Lefont Theaters Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/19/2023 | 14.4 | 13.4 | 11.6 | 0.01 | % | ||||||||||||||||
TAK Properties, LLC and Kinderland Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 12/18/2038 | 405.0 | 398.4 | 373.6 | 0.22 | % | ||||||||||||||||
Any Garment Cleaner-East Brunswick, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/18/2023 | 53.8 | 50.0 | 46.0 | 0.03 | % | ||||||||||||||||
TOL, LLC dba Wild Birds Unlimited | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 12/13/2023 | 18.0 | 17.3 | 14.8 | 0.01 | % | ||||||||||||||||
8 Minute Oil Change of Springfield Corporation and John Nino | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/12/2038 | 196.8 | 193.1 | 188.5 | 0.11 | % | ||||||||||||||||
920 CHR Realty, LLC (EPC) V. Garofalo Carting Inc (OC) | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 12/10/2038 | 418.1 | 411.3 | 410.6 | 0.25 | % | ||||||||||||||||
DKB Transport Corp. | Truck Transportation | Term Loan | Prime plus 2.75% | 12/5/2038 | 138.8 | 136.5 | 136.3 | 0.08 | % | ||||||||||||||||
Firm Foundations Inc. David S Gaitan Jr and Christopher K Daigle | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/3/2023 | 545.8 | 507.7 | 441.3 | 0.27 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Firm Foundations Inc. David S Gaitan Jr and Christopher K Daigle | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/3/2038 | 104.3 | 102.5 | 90.3 | 0.05 | % | ||||||||||||||||
Spectrum Development, LLC and Solvit Inc & Solvit North, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/2/2023 | 387.3 | 360.3 | 313.0 | 0.19 | % | ||||||||||||||||
BVIP Limousine Service, LTD | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 11/27/2038 | 76.5 | 75.1 | 72.4 | 0.04 | % | ||||||||||||||||
Eco-Green Reprocessing, LLC and Denali Medical Concepts, LLC | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 11/27/2023 | 67.2 | 62.1 | 50.6 | 0.03 | % | ||||||||||||||||
TNDV: Television, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 11/26/2038 | 253.8 | 249.2 | 234.9 | 0.14 | % | ||||||||||||||||
Veterinary Imaging Specialists of Alaska, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/26/2023 | 162.6 | 155.0 | 144.4 | 0.09 | % | ||||||||||||||||
Wallace Holdings, LLC (EPC) GFA International Inc. (OC) | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.5% | 11/25/2023 | 125.0 | 115.4 | 92.8 | 0.06 | % | ||||||||||||||||
AcuCall, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/21/2023 | 15.8 | 14.7 | 11.6 | 0.01 | % | ||||||||||||||||
Seven Peaks Mining Inc. and Cornerstone Industrial Minerals Corporation | Mining (except Oil and Gas) | Term Loan | Prime plus 2.75% | 11/18/2038 | 1,250.0 | 1,227.8 | 1,064.3 | 0.64 | % | ||||||||||||||||
Kids in Motion of Springfield, LLC dba The Little Gym of Springfield, IL | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 11/18/2023 | 45.0 | 42.3 | 34.5 | 0.02 | % | ||||||||||||||||
Kup's Auto Spa Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/15/2038 | 396.7 | 390.0 | 382.7 | 0.23 | % | ||||||||||||||||
Yousef Khatib dba Y&M Enterprises | Wholesale Electronic Markets and Agents and Brokers | Term Loan | Prime plus 2.75% | 11/15/2023 | 75.0 | 69.3 | 56.7 | 0.03 | % | ||||||||||||||||
River Run Personnel, LLC dba Express Employment Professionals | Administrative and Support Services | Term Loan | Prime plus 2.75% | 11/15/2023 | 20.0 | 1.2 | 1.2 | — | % | ||||||||||||||||
Howell Gun Works, LLC | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 11/14/2023 | 8.3 | 7.7 | 6.1 | — | % | ||||||||||||||||
Armin and Kian Inc. dba The UPS Store 3714 | Couriers and Messengers | Term Loan | Prime plus 2.75% | 11/13/2023 | 56.5 | 52.2 | 41.0 | 0.02 | % | ||||||||||||||||
Polpo Realty, LLC (EPC) Polpo Restaurant, LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/6/2038 | 62.5 | 61.6 | 61.5 | 0.04 | % | ||||||||||||||||
Twinsburg Hospitality Group, LLC dba Comfort Suites | Accommodation | Term Loan | Prime plus 2.75% | 10/31/2038 | 945.0 | 928.1 | 862.6 | 0.52 | % | ||||||||||||||||
Master CNC Inc. & Master Properties, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 10/31/2038 | 596.6 | 585.0 | 524.2 | 0.31 | % | ||||||||||||||||
1 North Restaurant Corp. dba 1 North Steakhouse | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 10/31/2038 | 212.5 | 208.4 | 202.4 | 0.12 | % | ||||||||||||||||
Mid-Land Sheet Metal Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 10/31/2038 | 137.5 | 135.0 | 129.9 | 0.08 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Logistics Business Solutions Inc. dba The UPS Store | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/31/2023 | 50.0 | 46.5 | 41.8 | 0.03 | % | ||||||||||||||||
Janice B. McShan and The Metropolitan Day School, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 10/31/2023 | 42.8 | 40.4 | 38.5 | 0.02 | % | ||||||||||||||||
Meridian Hotels, LLC dba Best Western Jonesboro | Accommodation | Term Loan | Prime plus 2.75% | 10/29/2038 | 664.5 | 650.4 | 644.4 | 0.39 | % | ||||||||||||||||
New Image Building Services Inc. dba New Image Repair Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/29/2023 | 331.3 | 303.9 | 254.1 | 0.15 | % | ||||||||||||||||
A-1 Quality Services Corporation | Administrative and Support Services | Term Loan | Prime plus 2.75% | 10/29/2023 | 8.9 | 8.1 | 6.4 | — | % | ||||||||||||||||
Clairvoyant Realty Corp. and Napoli Marble & Granite Design, Ltd | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 10/24/2038 | 246.3 | 241.5 | 221.1 | 0.13 | % | ||||||||||||||||
Greenbrier Technical Services, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/24/2023 | 240.1 | 221.6 | 208.6 | 0.13 | % | ||||||||||||||||
Kelly Auto Care LLC dba Shoreline Quick Lube and Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 10/18/2023 | 87.5 | 80.3 | 67.2 | 0.04 | % | ||||||||||||||||
KenBro Enterprises LLC dba Hearing Aids by Zounds-Cherry Hill | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 10/18/2023 | 25.8 | 23.6 | 21.3 | 0.01 | % | ||||||||||||||||
Shepher Distr's and Sales Corp and The Lederer Industries Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/30/2023 | 1,050.0 | 956.4 | 938.7 | 0.56 | % | ||||||||||||||||
Fieldstone Quick Stop, LLC (OC) Barber Investments, LLC (EPC) | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/30/2038 | 676.3 | 667.1 | 598.7 | 0.36 | % | ||||||||||||||||
Cencon Properties, LLC and Central Connecticut Warehousing Company | Warehousing and Storage | Term Loan | Prime plus 2.75% | 9/30/2038 | 344.5 | 337.8 | 333.3 | 0.20 | % | ||||||||||||||||
Lenoir Business Partners, LLC (EPC) LP Industries, Inc. dba Childforms | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 322.7 | 317.7 | 302.4 | 0.18 | % | ||||||||||||||||
Onofrios Enterprises, LLC (EPC) Onofrios Fresh Cut, Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 312.5 | 306.8 | 294.3 | 0.18 | % | ||||||||||||||||
Discount Wheel and Tire | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 9/30/2038 | 223.8 | 219.0 | 204.2 | 0.12 | % | ||||||||||||||||
Top Properties, LLC and LP Industries, Inc dba Childforms | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2038 | 120.0 | 117.9 | 117.7 | 0.07 | % | ||||||||||||||||
AGS Talcott Partners, Inc. | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 9/30/2023 | 117.8 | 107.3 | 84.2 | 0.05 | % | ||||||||||||||||
First Steps Real Estate Company, LLC (EPC) and First Steps Preschool | Social Assistance | Term Loan | Prime plus 2.75% | 9/30/2038 | 97.6 | 95.6 | 86.8 | 0.05 | % | ||||||||||||||||
Gabrielle Realty, LLC | Gasoline Stations | Term Loan | Prime plus 2.75% | 9/27/2038 | 757.6 | 741.6 | 688.8 | 0.41 | % | ||||||||||||||||
Mitchellville Family Dentistry, Dr. Octavia Simkins-Wiseman, DDS, PC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/27/2038 | 335.1 | 328.0 | 310.9 | 0.19 | % | ||||||||||||||||
Handy 6391, LLC dba The UPS Store #6391 | Administrative and Support Services | Term Loan | Prime plus 2.75% | 9/27/2023 | 62.5 | 58.3 | 57.3 | 0.03 | % | ||||||||||||||||
Eastside Soccer Dome, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2038 | 463.8 | 453.9 | 453.1 | 0.27 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
HJ & Edward Enterprises, LLC dba Sky Zone | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2023 | 262.5 | 246.8 | 222.6 | 0.13 | % | ||||||||||||||||
Anthony C Dinoto and Susan S P Dinoto | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/26/2038 | 100.0 | 98.0 | 97.8 | 0.06 | % | ||||||||||||||||
Southeast Chicago Soccer Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/26/2038 | 51.3 | 50.2 | 50.1 | 0.03 | % | ||||||||||||||||
Kiddie Steps 4 You Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 9/25/2038 | 89.3 | 83.9 | 78.4 | 0.05 | % | ||||||||||||||||
Diamond Memorials Incorporated | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/25/2023 | 14.3 | 12.8 | 10.0 | 0.01 | % | ||||||||||||||||
Faith Memorial Chapel, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/20/2038 | 268.4 | 262.7 | 249.0 | 0.15 | % | ||||||||||||||||
Serious-Fun in Alpharetta, LLC dba The Little Gym of Alpharetta | Educational Services | Term Loan | Prime plus 2.75% | 9/20/2023 | 46.3 | 42.3 | 34.8 | 0.02 | % | ||||||||||||||||
Westville Seafood, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/19/2038 | 112.3 | 109.9 | 102.7 | 0.06 | % | ||||||||||||||||
Maynard Enterprises Inc. dba Fastsigns of Texarkana | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 9/18/2023 | 16.1 | 14.8 | 12.3 | 0.01 | % | ||||||||||||||||
Grafio Inc. dba Omega Learning Center-Acworth | Educational Services | Term Loan | Prime plus 2.75% | 9/13/2023 | 156.3 | 142.3 | 118.8 | 0.07 | % | ||||||||||||||||
The Berlerro Group, LLC dba Sky Zone | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/12/2023 | 421.3 | 395.8 | 326.4 | 0.20 | % | ||||||||||||||||
Sound Manufacturing Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 9/12/2028 | 54.8 | 52.1 | 46.6 | 0.03 | % | ||||||||||||||||
Prospect Kids Academy Inc. | Educational Services | Term Loan | Prime plus 2.75% | 9/11/2038 | 124.3 | 121.6 | 116.6 | 0.07 | % | ||||||||||||||||
Alma J. and William R. Walton (EPC) and Almas Child Day Care Center | Social Assistance | Term Loan | Prime plus 2.75% | 9/11/2038 | 39.5 | 38.7 | 38.6 | 0.02 | % | ||||||||||||||||
B for Brunette, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/10/2023 | 53.4 | 49.3 | 39.1 | 0.02 | % | ||||||||||||||||
Schmaltz Holdings, LLC (EPC) and Schmaltz Operations, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/4/2038 | 224.2 | 217.8 | 202.8 | 0.12 | % | ||||||||||||||||
ACI Northwest Inc. | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 8/30/2023 | 906.3 | 680.0 | 613.9 | 0.37 | % | ||||||||||||||||
IlOKA Inc. dba Microtech Tel and NewCloud Networks | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/30/2023 | 687.5 | 621.5 | 528.2 | 0.32 | % | ||||||||||||||||
Spectrum Radio Fairmont, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 8/30/2023 | 187.5 | 169.5 | 163.9 | 0.10 | % | ||||||||||||||||
Excel RP Inc. | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 8/30/2023 | 130.3 | 117.8 | 110.1 | 0.07 | % | ||||||||||||||||
Gulfport Academy Child Care and Learning Center, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 8/30/2023 | 43.3 | 39.1 | 36.3 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Mojo Brands Media, LLC | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 8/28/2023 | 784.0 | 750.1 | 603.7 | 0.36 | % | ||||||||||||||||
Ramard Inc and Advanced Health Sciences Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/28/2023 | 187.5 | 169.5 | 133.0 | 0.08 | % | ||||||||||||||||
RM Hawkins, LLC dba Pure Water Tech West and Robert M Hawkins | Nonstore Retailers | Term Loan | Prime plus 2.75% | 8/26/2023 | 85.8 | 73.6 | 72.3 | 0.04 | % | ||||||||||||||||
JSIL LLC dba Blackstones Hairdressing | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 8/16/2023 | 19.5 | 17.7 | 14.8 | 0.01 | % | ||||||||||||||||
Jatcoia, LLC dba Plato's Closet | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 8/15/2023 | 65.0 | 52.3 | 51.0 | 0.03 | % | ||||||||||||||||
Island Nautical Enterprises, Inc. (OC) and Ingwall Holdings, LLC (EPC) | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 8/14/2038 | 445.0 | 343.0 | 312.3 | 0.19 | % | ||||||||||||||||
Caribbean Concepts, Inc. dba Quick Bleach | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/12/2023 | 22.5 | 20.5 | 16.7 | 0.01 | % | ||||||||||||||||
VesperGroup, LLC dba The Wine Cellar | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/5/2023 | 45.0 | 40.7 | 33.9 | 0.02 | % | ||||||||||||||||
Blacknorange2, LLC dba Popeyes Louisiana Kitchen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2023 | 175.0 | 159.1 | 128.9 | 0.08 | % | ||||||||||||||||
209 North 3rd Street, LLC (EPC) Yuster Insurance Group Inc. (OC) | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/29/2038 | 83.9 | 81.8 | 78.2 | 0.05 | % | ||||||||||||||||
Majestic Contracting Services, Inc. dba Majestic Electric | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/26/2038 | 190.0 | 185.4 | 171.3 | 0.10 | % | ||||||||||||||||
Daniel W. and Erin H. Gordon and Silver Lining Stables CT, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 7/24/2023 | 11.3 | 10.1 | 9.9 | 0.01 | % | ||||||||||||||||
Angkor Restaurant Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/19/2038 | 93.0 | 90.8 | 88.3 | 0.05 | % | ||||||||||||||||
Harbor Ventilation Inc. and Estes Investment, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/19/2038 | 92.1 | 90.0 | 84.5 | 0.05 | % | ||||||||||||||||
Tri County Heating and Cooling Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/19/2023 | 87.8 | 78.8 | 73.7 | 0.04 | % | ||||||||||||||||
Morning Star Trucking. LLC and Morning Star Equipment and Leasing, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 7/17/2023 | 53.8 | 48.2 | 37.9 | 0.02 | % | ||||||||||||||||
Maxiflex, LLC | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 6/28/2023 | 153.5 | 136.9 | 135.5 | 0.08 | % | ||||||||||||||||
JRA Holdings, LLC (EPC) Jasper County Cleaners Inc. dba Superior Cleaner | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2038 | 121.0 | 117.9 | 118.9 | 0.07 | % | ||||||||||||||||
GIA Realty, LLC and VRAJ GIA, LLC dba Lakeview Laundromat | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2038 | 97.5 | 95.0 | 95.8 | 0.06 | % | ||||||||||||||||
Emerald Ironworks Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/27/2023 | 72.0 | 64.4 | 56.4 | 0.03 | % | ||||||||||||||||
Contract Packaging Services Inc. dba Superior Pack Group | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 6/21/2023 | 851.8 | 764.3 | 690.4 | 0.41 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
2161 Highway 6 Trail, LLC (EPC) | Truck Transportation | Term Loan | Prime plus 2.75% | 6/19/2026 | 1,250.0 | 912.6 | 903.4 | 0.54 | % | ||||||||||||||||
CBlakeslee Arpaia Chapman, Inc. dba Blakeslee Industrial Services | Heavy and Civil Engineering Construction | Term Loan | Prime plus 2.75% | 6/18/2028 | 875.0 | 821.3 | 819.1 | 0.49 | % | ||||||||||||||||
KDP, LLC and KDP Investment Advisors, Inc. and KDP Asset Management, Inc. | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/14/2023 | 343.8 | 306.2 | 263.6 | 0.16 | % | ||||||||||||||||
Elite Structures Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 6/12/2038 | 932.8 | 901.3 | 901.2 | 0.54 | % | ||||||||||||||||
(EPC) Absolute Desire, LLC and Mark H. Szierer (OC) Sophisticated Smile | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/5/2038 | 188.3 | 183.7 | 172.4 | 0.10 | % | ||||||||||||||||
(EPC) Willowbrook Properties, LLC (OC) Grove Gardens Landscaping Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 6/5/2038 | 186.3 | 181.5 | 177.9 | 0.11 | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals and Division Camera | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 5/31/2023 | 440.8 | 390.3 | 363.0 | 0.22 | % | ||||||||||||||||
RKP Service dba Rainbow Carwash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/31/2023 | 300.0 | 268.2 | 232.8 | 0.14 | % | ||||||||||||||||
Europlast Ltd. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 5/31/2023 | 162.0 | 157.4 | 151.0 | 0.09 | % | ||||||||||||||||
RXSB, Inc. dba Medicine Shoppe | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 5/30/2023 | 186.3 | 165.5 | 140.1 | 0.08 | % | ||||||||||||||||
Gregory P Jellenek OD and Associates PC dba Gregory P Jellenek OD | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 5/28/2023 | 63.5 | 56.2 | 51.2 | 0.03 | % | ||||||||||||||||
Ryan D. Thornton and Thornton & Associates, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 5/24/2023 | 68.8 | 58.7 | 49.7 | 0.03 | % | ||||||||||||||||
Insurance Problem Solvers, LLC | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 5/20/2023 | 17.1 | 15.1 | 12.8 | 0.01 | % | ||||||||||||||||
Hybrid Racing, LLC. | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 5/15/2023 | 116.3 | 103.4 | 92.8 | 0.06 | % | ||||||||||||||||
Atlas Mountain Construction, LLC | Construction of Buildings | Term Loan | Prime plus 2.75% | 5/13/2038 | 127.3 | 123.8 | 124.8 | 0.07 | % | ||||||||||||||||
PowerWash Plus, Inc. and CJR, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/30/2038 | 550.0 | 534.1 | 512.2 | 0.31 | % | ||||||||||||||||
Peanut Butter & Co., Inc. | Food Manufacturing | Term Loan | Prime plus 2.75% | 4/30/2023 | 100.0 | 87.7 | 75.1 | 0.05 | % | ||||||||||||||||
Brothers International Desserts | Food Manufacturing | Term Loan | Prime plus 2.75% | 4/26/2023 | 230.0 | 201.8 | 185.1 | 0.11 | % | ||||||||||||||||
Kidrose, LLC dba Kidville Riverdale | Educational Services | Term Loan | Prime plus 2.75% | 4/22/2023 | 78.8 | 69.9 | 62.3 | 0.04 | % | ||||||||||||||||
SFAM Parsippany LLC dba Cups Frozen Yogurt | Food Services and Drinking Places | Term Loan | 6% | 4/19/2023 | 121.3 | 46.3 | 45.8 | 0.03 | % | ||||||||||||||||
Vernon & Stephanie Scott and Little Stars Day Care Center, Inc. | Educational Services | Term Loan | Prime plus 2.75% | 4/18/2038 | 151.0 | 146.7 | 147.9 | 0.09 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Capital Scrap Metal, LLC and Powerline Investment, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 3/29/2038 | 500.0 | 463.9 | 467.5 | 0.28 | % | ||||||||||||||||
MRM Supermarkets Inc. dba Constantins Breads; Dallas Gourmet Breads | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/29/2038 | 336.0 | 325.8 | 303.2 | 0.18 | % | ||||||||||||||||
1258 Hartford TPKE, LLC (EPC) and Phelps and Sons, Inc. (OC) | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 3/29/2038 | 124.6 | 120.8 | 114.3 | 0.07 | % | ||||||||||||||||
A & M Commerce, Inc. dba Cranberry Sunoco | Gasoline Stations | Term Loan | Prime plus 2.75% | 3/27/2038 | 330.3 | 320.0 | 313.9 | 0.19 | % | ||||||||||||||||
Xela Pack, Inc. and Aliseo and Catherine Gentile | Paper Manufacturing | Term Loan | Prime plus 2.75% | 3/27/2028 | 271.8 | 252.1 | 250.6 | 0.15 | % | ||||||||||||||||
Neyra Industries, Inc. and Edward Neyra | Nonmetallic Mineral Product Manufacturing | Term Loan | Prime plus 2.75% | 3/27/2023 | 217.5 | 189.4 | 185.0 | 0.11 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 3/27/2023 | 17.3 | 15.5 | 14.2 | 0.01 | % | ||||||||||||||||
American Diagnostic Imaging, Inc. dba St. Joseph Imaging Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/25/2038 | 537.5 | 521.1 | 497.8 | 0.30 | % | ||||||||||||||||
Michael A. and Heather R. Welsch dba Art & Frame Etc. | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 3/22/2038 | 67.5 | 65.4 | 63.9 | 0.04 | % | ||||||||||||||||
M & H Pine Straw Inc. and Harris L. Maloy | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 3/21/2023 | 288.8 | 251.6 | 235.9 | 0.14 | % | ||||||||||||||||
Truth Technologies Inc. dba Truth Technologies Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/21/2023 | 79.5 | 69.2 | 60.1 | 0.04 | % | ||||||||||||||||
J. Kinderman & Sons Inc., dba BriteStar Inc. | Electrical Equipment, Appliance, and Component Manufacturing | Term Loan | Prime plus 2.75% | 3/20/2023 | 181.3 | 157.8 | 156.0 | 0.09 | % | ||||||||||||||||
Stellar Environmental, LLC | Waste Management and Remediation Services | Term Loan | Prime plus 2.75% | 3/18/2023 | 56.3 | 49.0 | 46.7 | 0.03 | % | ||||||||||||||||
Sound Manufacturing, Inc. and Monster Power Equipment Inc. | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 3/15/2023 | 523.0 | 455.9 | 417.3 | 0.25 | % | ||||||||||||||||
N.S and Z, Inc. dba Panos Pastry and Bakery and Jovinar's Chocolates | Food Manufacturing | Term Loan | Prime plus 2.75% | 3/15/2038 | 129.3 | 125.5 | 126.5 | 0.08 | % | ||||||||||||||||
Golden Gate Lodging, LLC (OC) | Accommodation | Term Loan | Prime plus 2.75% | 3/12/2038 | 115.0 | 111.5 | 108.9 | 0.07 | % | ||||||||||||||||
Aldine Funeral Chapel, LLC dba Aldine Funeral Chapel | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 3/8/2038 | 73.8 | 35.5 | 35.8 | 0.02 | % | ||||||||||||||||
River Club Golf Course Inc. dba The River Club | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2038 | 475.2 | 459.9 | 445.9 | 0.27 | % | ||||||||||||||||
Bakhtar Group, LLC dba Malmaison | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/28/2023 | 103.8 | 90.4 | 76.6 | 0.05 | % | ||||||||||||||||
Osceola River Mill, LLC(EPC) Ironman Machine, Inc.(OC) | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 2/20/2038 | 86.3 | 83.5 | 81.5 | 0.05 | % | ||||||||||||||||
Grand Manor Realty, Inc. & Kevin LaRoe | Real Estate | Term Loan | Prime plus 2.75% | 2/20/2023 | 21.8 | 19.0 | 16.1 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Java Warung, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/19/2038 | 51.0 | 49.5 | 48.5 | 0.03 | % | ||||||||||||||||
Pacheco Investments, LLC (EPC) Pacheco Brothers Gardening Inc. (OC) | Administrative and Support Services | Term Loan | Prime plus 2.75% | 2/15/2038 | 425.0 | 410.0 | 403.5 | 0.24 | % | ||||||||||||||||
Nancy & Karl Schmidt (EPC) Moments to Remember USA, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 2/15/2038 | 106.3 | 102.9 | 100.6 | 0.06 | % | ||||||||||||||||
Orient Express, Inc. dba Spracht, Celltek, ODI | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 2/12/2023 | 84.9 | 72.4 | 61.3 | 0.04 | % | ||||||||||||||||
Knits R Us, Inc. dba NYC Sports/Mingle | Textile Mills | Term Loan | Prime plus 2.75% | 2/11/2038 | 125.0 | 121.0 | 122.0 | 0.07 | % | ||||||||||||||||
North Country Transport, LLC | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 2/6/2023 | 15.0 | 13.0 | 12.8 | 0.01 | % | ||||||||||||||||
MJD Investments, LLC dba The Community Day School | Social Assistance | Term Loan | Prime plus 2.75% | 1/31/2038 | 258.3 | 249.6 | 239.6 | 0.14 | % | ||||||||||||||||
EZ Towing, Inc. | Support Activities for Transportation | Term Loan | Prime plus 2.75% | 1/31/2023 | 145.0 | 124.5 | 110.3 | 0.07 | % | ||||||||||||||||
Sherill Universal City dba Golden Corral | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/28/2038 | 440.5 | 427.4 | 411.7 | 0.25 | % | ||||||||||||||||
Macho LLC (EPC) Madelaine Chocolate Novelties Inc(OC) dba The Madelai | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/31/2037 | 500.0 | 484.6 | 488.3 | 0.29 | % | ||||||||||||||||
WI130, LLC (EPC) & Lakeland Group, Inc. (OC) dba Lakeland Electrical | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/31/2028 | 271.5 | 250.9 | 226.0 | 0.14 | % | ||||||||||||||||
Elegant Fireplace Mantels, Inc. dba Elegant Fireplace Mantels | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 12/31/2022 | 97.5 | 83.0 | 70.8 | 0.04 | % | ||||||||||||||||
John Duffy Fuel Co., Inc. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/28/2022 | 513.8 | 437.5 | 428.7 | 0.26 | % | ||||||||||||||||
Babie Bunnie Enterprises Inc. dba Triangle Mothercare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/28/2022 | 46.3 | 39.3 | 33.3 | 0.02 | % | ||||||||||||||||
Polpo Realty LLC (EPC) & Polpo Restaurant LLC (OC) | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/27/2037 | 517.5 | 500.9 | 504.8 | 0.30 | % | ||||||||||||||||
Trailer One, Inc. and Trailer One Storage, Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/27/2022 | 166.8 | 142.0 | 140.3 | 0.08 | % | ||||||||||||||||
Martin L Hopp, MD PHD, A Medical Corp (OC) | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/21/2022 | 66.3 | 56.2 | 50.0 | 0.03 | % | ||||||||||||||||
Ezzo Properties, LLC and Great Lakes Cleaning, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/20/2027 | 389.6 | 357.0 | 317.0 | 0.19 | % | ||||||||||||||||
Pioneer Window Holdings, Inc. and Subsidiaries dba Pioneer Windows | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/20/2022 | 225.0 | 195.2 | 176.8 | 0.11 | % | ||||||||||||||||
The Amendments Group, LLC dba Brightstar | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/17/2022 | 22.5 | 19.1 | 18.9 | 0.01 | % | ||||||||||||||||
G.M. Pop's, Inc. & S.D. Food, Inc. dba Popeyes Louisiana Kitchen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/11/2022 | 127.1 | 108.2 | 94.4 | 0.06 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Color By Number 123 Designs, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 12/11/2022 | 42.5 | 35.9 | 35.4 | 0.02 | % | ||||||||||||||||
Aegis Creative Communications, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 11/30/2022 | 387.5 | 302.5 | 256.0 | 0.15 | % | ||||||||||||||||
Cheryle A Baptiste and Cheryle Baptiste DDS PLLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/30/2037 | 286.5 | 277.1 | 272.1 | 0.16 | % | ||||||||||||||||
Summit Treatment Services, Inc. dba Summit Treatment Services | Social Assistance | Term Loan | Prime plus 2.75% | 11/30/2037 | 136.5 | 131.9 | 118.7 | 0.07 | % | ||||||||||||||||
214 North Franklin, LLC and Winter Ventures, Inc. | Nonstore Retailers | Term Loan | Prime plus 2.75% | 11/29/2037 | 153.9 | 148.2 | 140.7 | 0.08 | % | ||||||||||||||||
Daniel Gordon and Erin Gordon and Silver Lining Stables CT, LLC | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 11/28/2037 | 223.8 | 215.7 | 215.4 | 0.13 | % | ||||||||||||||||
Richmond Hill Mini Market, LLC | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/27/2037 | 185.3 | 178.6 | 174.8 | 0.11 | % | ||||||||||||||||
D&L Rescources, Inc. dba The UPS Store | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 11/27/2022 | 9.8 | 8.2 | 7.0 | — | % | ||||||||||||||||
DRV Enterprise, Inc. dba Cici's Pizza # 339 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 11/26/2022 | 65.0 | 53.6 | 53.0 | 0.03 | % | ||||||||||||||||
Pioneer Windows Manufacturing Corp, Pioneer Windows | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 11/21/2022 | 275.0 | 236.7 | 214.2 | 0.13 | % | ||||||||||||||||
U & A Food and Fuel, Inc. dba Express Gas & Food Mart | Gasoline Stations | Term Loan | Prime plus 2.75% | 11/21/2037 | 96.3 | 92.7 | 93.4 | 0.06 | % | ||||||||||||||||
Clean Brothers Company Inc. dba ServPro of North Washington County | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/21/2022 | 17.0 | 14.3 | 12.7 | 0.01 | % | ||||||||||||||||
R & J Petroleum, LLC (EPC) Manar USA, Inc. (OC) | Gasoline Stations | Term Loan | Prime plus 2.75% | 11/20/2037 | 180.0 | 173.3 | 171.3 | 0.10 | % | ||||||||||||||||
PGH Groceries, LLC DBA The Great American Super | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/19/2037 | 68.8 | 66.3 | 64.9 | 0.04 | % | ||||||||||||||||
St Judes Physical Therapy P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/19/2022 | 21.0 | 17.7 | 17.5 | 0.01 | % | ||||||||||||||||
Hi-Def Imaging, Inc. dba SpeedPro Imaging | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 11/9/2022 | 22.2 | 18.7 | 16.5 | 0.01 | % | ||||||||||||||||
Reidville Hydraulics & Mfg Inc. dba Summit Farms, LLC | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 11/2/2037 | 265.9 | 256.2 | 237.4 | 0.14 | % | ||||||||||||||||
Big Apple Entertainment Partners, LLC d/b/a Ripley's Believe It or Not | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/26/2022 | 180.0 | 154.2 | 130.5 | 0.08 | % | ||||||||||||||||
Chickamauga Properties, Inc. and MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 10/19/2022 | 59.8 | 50.0 | 49.4 | 0.03 | % | ||||||||||||||||
LA Diner Inc. dba Loukas L A Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/28/2037 | 677.5 | 652.1 | 657.0 | 0.39 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Spire Investment Partners, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 9/28/2022 | 258.8 | 215.0 | 181.9 | 0.11 | % | ||||||||||||||||
ATC Fitness, LLC dba Around the Clock Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/28/2022 | 180.0 | 154.0 | 143.8 | 0.09 | % | ||||||||||||||||
University Park Retreat, LLC dba Massage Heights | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 9/27/2022 | 76.0 | 63.0 | 62.3 | 0.04 | % | ||||||||||||||||
Europlast Ltd. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/26/2022 | 743.9 | 680.4 | 655.1 | 0.39 | % | ||||||||||||||||
Forno Italiano Di Nonna Randazzo, LLC dba Nonna Randazzo's Bakery | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/26/2037 | 183.8 | 177.7 | 171.1 | 0.10 | % | ||||||||||||||||
LaSalle Market and Deli EOK Inc. and Rugen Realty, LLC dba LaSalle Mark | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/21/2037 | 252.3 | 242.1 | 232.1 | 0.14 | % | ||||||||||||||||
O'Rourkes Diner, LLC dba O'Rourke's Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/19/2037 | 65.5 | 62.9 | 59.7 | 0.04 | % | ||||||||||||||||
AdLarge Media, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/13/2022 | 250.0 | 207.7 | 175.7 | 0.11 | % | ||||||||||||||||
Vision Network Solutions, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/12/2022 | 19.5 | 16.2 | 13.7 | 0.01 | % | ||||||||||||||||
R2 Tape, Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/31/2037 | 367.5 | 352.1 | 354.7 | 0.21 | % | ||||||||||||||||
R2 Tape Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/31/2022 | 155.0 | 127.5 | 125.9 | 0.08 | % | ||||||||||||||||
AJK Enterprise, LLC dba AJK Enterprise, LLC | Truck Transportation | Term Loan | Prime plus 2.75% | 8/27/2022 | 16.5 | 13.6 | 13.1 | 0.01 | % | ||||||||||||||||
New Image Building Services, Inc. dba New Image Repair Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/23/2037 | 285.7 | 273.7 | 252.7 | 0.15 | % | ||||||||||||||||
Suncoast Aluminum Furniture, Inc. | Furniture and Related Product Manufacturing | Term Loan | Prime plus 2.75% | 8/17/2037 | 360.0 | 344.9 | 345.7 | 0.21 | % | ||||||||||||||||
Matchless Transportation, LLC dba First Class Limo | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 8/3/2022 | 185.0 | 153.1 | 139.8 | 0.08 | % | ||||||||||||||||
Hofgard & Co., Inc. dba HofgardBenefits | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 7/27/2022 | 107.3 | 87.4 | 81.8 | 0.05 | % | ||||||||||||||||
Georgia Safe Sidewalks, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/27/2022 | 15.0 | 12.1 | 11.1 | 0.01 | % | ||||||||||||||||
Scoville Plumbing & Heating Inc. and Thomas P. Scoville | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/25/2022 | 50.0 | 42.9 | 41.9 | 0.03 | % | ||||||||||||||||
Havana Central (NY) 5, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/29/2022 | 1,166.8 | 984.7 | 956.2 | 0.57 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Central Tire, Inc. dba Cooper Tire & Auto Services | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/29/2037 | 288.5 | 275.2 | 272.9 | 0.16 | % | ||||||||||||||||
WPI, LLC | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 6/29/2024 | 129.5 | 110.1 | 104.7 | 0.06 | % | ||||||||||||||||
Karykion, Corporation dba Karykion Corporation | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/28/2022 | 194.0 | 157.3 | 156.9 | 0.09 | % | ||||||||||||||||
Jenkins-Pavia Corporation dba Victory Lane Quick Oil Change | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/27/2037 | 69.8 | 66.5 | 66.9 | 0.04 | % | ||||||||||||||||
KIND-ER-ZZ Inc. dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 6/15/2022 | 50.0 | 40.1 | 36.6 | 0.02 | % | ||||||||||||||||
Graphish Studio, Inc. and Scott Fishoff | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/14/2022 | 20.3 | 16.4 | 14.9 | 0.01 | % | ||||||||||||||||
TNDV: Television, LLC | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 6/13/2022 | 127.5 | 103.2 | 98.8 | 0.06 | % | ||||||||||||||||
Spectrumit, Inc, (OC) dba LANformation | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 5/31/2030 | 154.9 | 141.7 | 140.0 | 0.08 | % | ||||||||||||||||
5091, LLC and TR/AL, LLC d/b/a Cafe Africana | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/31/2037 | 121.3 | 115.8 | 116.4 | 0.07 | % | ||||||||||||||||
ALF, LLC (EPC) Mulit-Service Eagle Tires (OC) | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 5/31/2037 | 62.9 | 59.9 | 59.9 | 0.04 | % | ||||||||||||||||
Craig R Freehauf d/b/a Lincoln Theatre | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 5/31/2022 | 47.9 | 31.8 | 31.7 | 0.02 | % | ||||||||||||||||
Lefont Theaters, Inc. | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 5/30/2022 | 137.0 | 109.9 | 104.7 | 0.06 | % | ||||||||||||||||
Christou Real Estate Holdings, LLC dba Tops American Grill | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/17/2037 | 284.0 | 270.3 | 273.5 | 0.16 | % | ||||||||||||||||
Tracey Vita-Morris dba Tracey Vita's School of Dance | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 5/10/2022 | 22.5 | 18.1 | 16.5 | 0.01 | % | ||||||||||||||||
STK Ventures Inc. dba JP Dock Service & Supply | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 5/9/2037 | 131.8 | 126.1 | 125.3 | 0.08 | % | ||||||||||||||||
Bisson Transportation, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 5/7/2037 | 588.1 | 570.2 | 560.0 | 0.34 | % | ||||||||||||||||
Bisson Moving & Storage Company Bisson Transportation Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 5/7/2022 | 528.8 | 440.8 | 426.5 | 0.26 | % | ||||||||||||||||
Fair Deal Food Mart Inc. dba Neighbors Market | Gasoline Stations | Term Loan | Prime plus 2.75% | 5/3/2037 | 381.3 | 363.0 | 370.4 | 0.22 | % | ||||||||||||||||
Custom Software, Inc. a Colorado Corporation dba M-33 Access | Broadcasting (except Internet) | Term Loan | Prime plus 2.75% | 4/30/2022 | 125.0 | 103.1 | 101.7 | 0.06 | % | ||||||||||||||||
Tanner Optical, Inc. dba Murphy Eye Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/27/2022 | 8.3 | 6.6 | 6.4 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 4/25/2022 | 228.8 | 187.7 | 176.1 | 0.11 | % | ||||||||||||||||
Zane Filippone Co Inc. dba Culligan Water Conditioning | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/12/2022 | 558.2 | 447.7 | 429.7 | 0.26 | % | ||||||||||||||||
Indoor Playgrounds Limited Liability Company dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 4/5/2022 | 19.5 | 12.9 | 12.4 | 0.01 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 3/30/2022 | 466.3 | 378.5 | 355.0 | 0.21 | % | ||||||||||||||||
Brandywine Picnic Park, Inc. and B.Ross Capps & Linda Capps | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/30/2031 | 231.5 | 212.5 | 215.1 | 0.13 | % | ||||||||||||||||
Access Staffing, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/30/2022 | 187.5 | 147.7 | 134.6 | 0.08 | % | ||||||||||||||||
Willow Springs Golf Course, Inc. & JC Lindsey Family Limited Partners | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/29/2037 | 755.4 | 721.9 | 736.3 | 0.44 | % | ||||||||||||||||
Manuel P. Barrera and Accura Electrical Contractor, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 3/23/2028 | 103.7 | 92.4 | 87.6 | 0.05 | % | ||||||||||||||||
Shweiki Media, Inc. dba Study Breaks Magazine | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 3/22/2027 | 1,178.8 | 1,036.8 | 997.5 | 0.60 | % | ||||||||||||||||
BCD Holdings, LLC and H-MA, LLC d/b/a/ Hawaii Mainland Administrators | Insurance Carriers and Related Activities | Term Loan | Prime plus 2.75% | 3/2/2022 | 451.3 | 343.7 | 315.9 | 0.19 | % | ||||||||||||||||
ATC Fitness, LLC d/b/a Around the C | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2022 | 10.2 | 8.0 | 7.7 | — | % | ||||||||||||||||
ATI Jet, Inc. | Air Transportation | Term Loan | Prime plus 2.75% | 12/28/2026 | 852.8 | 738.5 | 717.5 | 0.43 | % | ||||||||||||||||
J. Kinderman & Sons, Inc. dba Brite Star Manufacturing Company | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 12/22/2036 | 495.0 | 469.1 | 478.4 | 0.29 | % | ||||||||||||||||
K's Salon 1, LLC d/b/a K's Salon | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/20/2021 | 73.6 | 56.4 | 51.4 | 0.03 | % | ||||||||||||||||
15 Frederick Place, LLC & Pioneer Windows Holdings Inc. & Subs | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/16/2021 | 250.0 | 194.1 | 193.3 | 0.12 | % | ||||||||||||||||
GP Enterprises, LLC and Gibson Performance Corporation | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/15/2036 | 727.5 | 686.5 | 700.0 | 0.42 | % | ||||||||||||||||
GP Enterprises, LLC and Gibson Performance Corporation | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/15/2036 | 522.5 | 493.1 | 502.8 | 0.30 | % | ||||||||||||||||
M & H Pinestraw, Inc. and Harris L. Maloy | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/15/2021 | 238.3 | 183.0 | 172.7 | 0.10 | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals & Division Camera | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 12/15/2021 | 130.8 | 99.9 | 97.5 | 0.06 | % | ||||||||||||||||
Taylor Transport, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 12/8/2021 | 515.5 | 387.6 | 375.2 | 0.23 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
City Sign Service, Incorporated | Electrical Equipment, Appliance, and Component Manufacturing | Term Loan | Prime plus 2.75% | 11/30/2025 | 165.8 | 142.0 | 140.3 | 0.08 | % | ||||||||||||||||
Scent-Sation, Inc. d/b/a Scent-Sation, Inc. | Textile Product Mills | Term Loan | Prime plus 2.75% | 11/21/2021 | 337.5 | 285.2 | 284.0 | 0.17 | % | ||||||||||||||||
Thomas P. Scoville dba Scoville Plumbing & Heating, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/16/2021 | 62.5 | 47.4 | 47.2 | 0.03 | % | ||||||||||||||||
MRM Supermarkets, Inc. dba Constantin's Breads | Food Manufacturing | Term Loan | Prime plus 2.75% | 11/10/2021 | 137.5 | 104.4 | 96.1 | 0.06 | % | ||||||||||||||||
K9 Bytes, Inc & Epazz, Inc dba K9 Bytes, Inc. | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 10/26/2021 | 58.8 | 44.2 | 40.7 | 0.02 | % | ||||||||||||||||
Keans Korner, LLC d/b/a MobiMart | Gasoline Stations | Term Loan | Prime plus 2.75% | 10/25/2036 | 938.3 | 881.9 | 888.7 | 0.53 | % | ||||||||||||||||
28 Cornelia Street Properties, LLC and Zouk, Ltd.dba Palma | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 10/25/2021 | 22.5 | 16.9 | 16.8 | 0.01 | % | ||||||||||||||||
C & G Engines Corp. | Transportation Equipment Manufacturing | Term Loan | Prime plus 2.75% | 9/30/2021 | 1,041.5 | 773.8 | 726.5 | 0.44 | % | ||||||||||||||||
Robert E. Caves, Sr. and American Plank dba Caves Enterprises | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/30/2021 | 302.5 | 224.8 | 221.6 | 0.13 | % | ||||||||||||||||
PTK, Incorporated dba Night N Day 24 HR Convenience Store | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 9/30/2036 | 137.5 | 129.0 | 130.2 | 0.08 | % | ||||||||||||||||
39581 Garfield, LLC and Tri County Neurological Associates, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/30/2036 | 83.3 | 78.1 | 79.5 | 0.05 | % | ||||||||||||||||
39581 Garfield, LLC and Tricounty Neurological Associates, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/30/2036 | 28.5 | 26.6 | 27.1 | 0.02 | % | ||||||||||||||||
Big Apple Entertainment Partners, LLC dba Ripley's Believe it or Not | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/28/2021 | 1,070.0 | 792.3 | 721.8 | 0.43 | % | ||||||||||||||||
Polymer Sciences, Inc. dba Polymer Sciences, Inc. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 9/28/2036 | 422.6 | 396.8 | 403.0 | 0.24 | % | ||||||||||||||||
Equity National Capital LLC & Chadbourne Road Capital, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 9/26/2021 | 62.5 | 46.5 | 43.4 | 0.03 | % | ||||||||||||||||
Bryan Bantry Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 9/8/2021 | 400.0 | 203.3 | 185.3 | 0.11 | % | ||||||||||||||||
SBR Technologies d/b/a Color Graphics | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/31/2021 | 806.2 | 586.2 | 572.0 | 0.34 | % | ||||||||||||||||
Gator Communications Group, LLC dba Harvard Printing Group | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 8/31/2021 | 575.0 | 437.3 | 423.9 | 0.25 | % | ||||||||||||||||
Michael S. Decker & Janet Decker dba The Hen House Cafe | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/30/2036 | 16.4 | 15.4 | 15.4 | 0.01 | % | ||||||||||||||||
Qycell Corporation | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 8/19/2021 | 187.5 | 130.4 | 129.9 | 0.08 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Trademark Equipment Company Inc. and David A. Daniel | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 8/19/2036 | 133.6 | 125.1 | 125.1 | 0.08 | % | ||||||||||||||||
A & A Auto Care, LLC d/b/a A & A Auto Care, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/12/2036 | 101.0 | 94.8 | 96.2 | 0.06 | % | ||||||||||||||||
Valiev Ballet Academy, Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 8/12/2036 | 91.5 | 85.7 | 85.2 | 0.05 | % | ||||||||||||||||
LaHoBa, LLC d/b/a Papa John's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/3/2036 | 77.5 | 72.1 | 73.5 | 0.04 | % | ||||||||||||||||
Kelly Chon, LLC dba Shi-Golf | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 7/29/2021 | 17.5 | 9.4 | 9.4 | 0.01 | % | ||||||||||||||||
MTV Bowl, Inc. dba Legend Lanes | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/30/2036 | 248.5 | 232.3 | 234.7 | 0.14 | % | ||||||||||||||||
Lisle Lincoln II Limited Partnership dba Lisle Lanes LP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/29/2036 | 338.1 | 326.7 | 335.6 | 0.20 | % | ||||||||||||||||
Jenny's Wunderland, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 6/29/2036 | 160.5 | 150.4 | 151.2 | 0.09 | % | ||||||||||||||||
Lavertue Properties, LLP dba Lavertue Properties | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/29/2036 | 44.8 | 42.0 | 43.1 | 0.03 | % | ||||||||||||||||
Spire Investment Partners, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/22/2021 | 250.0 | 180.6 | 172.4 | 0.10 | % | ||||||||||||||||
Custom Software, Inc. a Colorado Corporation dba M-33 Access | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/17/2021 | 426.0 | 320.4 | 320.1 | 0.19 | % | ||||||||||||||||
Red Star Incorporated dba Pro Import Company | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/15/2036 | 184.8 | 172.8 | 175.9 | 0.11 | % | ||||||||||||||||
Pierce Developments, Inc. dba Southside Granite | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 6/13/2036 | 256.1 | 239.1 | 240.4 | 0.14 | % | ||||||||||||||||
Major Queens Body & Fender Corp. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/10/2021 | 28.6 | 20.9 | 20.9 | 0.01 | % | ||||||||||||||||
J&K Fitness, LLC dba Physiques Womens Fitness Center | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/8/2036 | 449.3 | 421.0 | 428.6 | 0.26 | % | ||||||||||||||||
Peanut Butter & Co., Inc. d/b/a Peanut Butter & Co. | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 6/3/2021 | 65.5 | 45.8 | 43.8 | 0.03 | % | ||||||||||||||||
Fleming Marketing, LLC dba Instant Imprints of Longmont | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 5/31/2021 | 7.5 | 5.4 | 5.3 | — | % | ||||||||||||||||
Demand Printing Solutions, Inc. and MLM Enterprises, LLC d/b/a Demand | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 5/27/2021 | 16.5 | 11.8 | 11.9 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Modern on the Mile, LLC dba Ligne Roset | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 5/25/2021 | 212.5 | 151.2 | 148.2 | 0.09 | % | ||||||||||||||||
MSM Healthcare Solutions, Inc. d/b/a BrightStar Care of Tinley Park | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/26/2021 | 46.0 | 32.5 | 31.0 | 0.02 | % | ||||||||||||||||
Music Mountain Water Company, LLC | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 4/25/2036 | 138.1 | 128.2 | 131.7 | 0.08 | % | ||||||||||||||||
Profile Performance, Inc. and Eidak Real Estate, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 4/20/2036 | 127.5 | 118.6 | 121.8 | 0.07 | % | ||||||||||||||||
Northwind Outdoor Recreation, Inc. dba Red Rock Wilderness Store | Nonstore Retailers | Term Loan | Prime plus 2.75% | 4/18/2036 | 129.5 | 120.4 | 123.7 | 0.07 | % | ||||||||||||||||
3 A Realty, LLC dba Interior Climate Solutions, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 4/13/2036 | 170.0 | 157.6 | 158.6 | 0.10 | % | ||||||||||||||||
Maciver Corporation dba Indie Rentals | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 4/4/2021 | 625.0 | 440.3 | 437.5 | 0.26 | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/30/2021 | 3.8 | 2.7 | 2.7 | — | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/29/2023 | 93.0 | 71.0 | 70.6 | 0.04 | % | ||||||||||||||||
Michael S. Korfe dba North Valley Auto Repair | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/24/2036 | 15.5 | 14.4 | 14.8 | 0.01 | % | ||||||||||||||||
Actknowledge, Inc. dba Actknowledge | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 3/21/2021 | 57.3 | 40.1 | 38.2 | 0.02 | % | ||||||||||||||||
Stamford Car Wash d/b/a Stamford Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/11/2036 | 19.7 | 18.3 | 18.8 | 0.01 | % | ||||||||||||||||
Food & Beverage Associates Of N.J. Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/11/2021 | 10.0 | 6.8 | 6.8 | — | % | ||||||||||||||||
Key Products I&II, Inc. dba Dunkin' Donuts/Baskin-Robbins | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 3/10/2021 | 153.0 | 107.0 | 103.1 | 0.06 | % | ||||||||||||||||
Stephen Frank, Patricia Frank and Suds Express, LLC dba Frank Chiropra | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 2/25/2023 | 63.0 | 45.9 | 46.1 | 0.03 | % | ||||||||||||||||
SuzyQue’s, LLC dba Suzy Que’s | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/11/2036 | 61.0 | 56.7 | 58.0 | 0.03 | % | ||||||||||||||||
Little People’s Village, LLC dba Little People’s Village | Social Assistance | Term Loan | Prime plus 2.75% | 1/31/2036 | 31.1 | 28.7 | 29.5 | 0.02 | % | ||||||||||||||||
Seagate Group Holdings, Inc. dba Seagate Logistics, Inc. | Support Activities for Transportation | Term Loan | Prime plus 2.75% | 1/28/2036 | 113.4 | 104.7 | 107.5 | 0.06 | % | ||||||||||||||||
Joseph the Worker, Inc. d/b/a BrightStar of Plymouth County | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 1/28/2021 | 12.5 | 8.6 | 8.2 | — | % | ||||||||||||||||
Nicholas Dugger dba TNDV: Television LLC. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 1/24/2021 | 100.8 | 70.5 | 67.3 | 0.04 | % | ||||||||||||||||
Metro Used Cars Inc. dba Metro Auto Center | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 1/14/2027 | 117.6 | 98.5 | 98.6 | 0.06 | % | ||||||||||||||||
Patrageous Enterprises, LLC dba Incredibly Edible Delites of Laurel | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/29/2020 | 7.6 | 5.1 | 4.8 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Chickamauga Properties, Inc., MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/22/2035 | 189.5 | 174.9 | 179.6 | 0.11 | % | ||||||||||||||||
Chickamauga Properties, Inc., MSW Enterprises, LLP | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/22/2035 | 74.3 | 68.9 | 70.7 | 0.04 | % | ||||||||||||||||
Marine Container Services, Inc. & Management Consulting Brokerage, Inc | Truck Transportation | Term Loan | Prime plus 2.75% | 12/21/2020 | 50.3 | 33.8 | 33.8 | 0.02 | % | ||||||||||||||||
Shree OM Lodging, LLC dba Royal Inn | Accommodation | Term Loan | Prime plus 2.75% | 12/17/2035 | 27.7 | 25.5 | 26.0 | 0.02 | % | ||||||||||||||||
Svetavots Corporation dba Brightstar Healthcare of Montgomery County | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/13/2020 | 20.5 | 13.8 | 13.1 | 0.01 | % | ||||||||||||||||
Lodin Medical Imaging, LLC dba Watson Imaging Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/1/2020 | 66.4 | 43.5 | 43.4 | 0.03 | % | ||||||||||||||||
Robert F. Schuler and Lori A. Schuler dba Bob’s Service Center | Repair and Maintenance | Term Loan | Prime plus 2.75% | 11/30/2035 | 34.0 | 31.3 | 32.1 | 0.02 | % | ||||||||||||||||
Justforfungames, Inc. | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 11/19/2035 | 50.0 | 45.3 | 46.4 | 0.03 | % | ||||||||||||||||
Any Garment Cleaner-East Brunswick, Inc. dba Any Garment Cleaner | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/18/2020 | 42.5 | 23.7 | 23.7 | 0.01 | % | ||||||||||||||||
Lebenthal Holdings, LLC and Lebenthal & Co., LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 11/16/2020 | 200.0 | 133.4 | 127.2 | 0.08 | % | ||||||||||||||||
West Cobb Enterprises, Inc. and Advanced Eye Associates, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 11/12/2035 | 148.7 | 136.9 | 138.2 | 0.08 | % | ||||||||||||||||
R2 Tape, Inc. dba Presto Tape | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 10/20/2020 | 224.4 | 148.2 | 147.4 | 0.09 | % | ||||||||||||||||
Lincoln Park Physical Therapy | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 10/20/2020 | 43.5 | 28.6 | 28.6 | 0.02 | % | ||||||||||||||||
Jade Automotive d/b/a Sears Hometown Store | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 10/6/2035 | 146.6 | 135.0 | 138.6 | 0.08 | % | ||||||||||||||||
Stamford Property Holdings, LLC & Stamford Car Wash, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/4/2035 | 122.5 | 113.2 | 116.2 | 0.07 | % | ||||||||||||||||
Wise Forklift Inc. | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 10/1/2020 | 296.9 | 190.2 | 190.2 | 0.11 | % | ||||||||||||||||
Elan Realty, LLC and Albert Basse Asociates, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 9/30/2035 | 228.2 | 209.1 | 214.5 | 0.13 | % | ||||||||||||||||
K9 Bytes, Inc. & Epazz, Inc. dba K9 Bytes, Inc. | Publishing Industries (except Internet) | Term Loan | Prime plus 2.75% | 9/30/2020 | 18.5 | 12.0 | 11.5 | 0.01 | % | ||||||||||||||||
Success Express, Inc. dba Success Express | Couriers and Messengers | Term Loan | Prime plus 2.75% | 9/29/2020 | 91.8 | 59.6 | 56.8 | 0.03 | % | ||||||||||||||||
Adams & Hancock, LLC dba Brightstar Overland Park & Jordon & Pippen, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/27/2020 | 19.8 | 8.0 | 8.0 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Modern Manhattan, LLC | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 9/20/2020 | 204.0 | 133.1 | 127.6 | 0.08 | % | ||||||||||||||||
Dirk's Trucking, LLC dba Dirk's Trucking | Truck Transportation | Term Loan | Prime plus 2.75% | 9/17/2020 | 17.7 | 11.4 | 11.1 | 0.01 | % | ||||||||||||||||
Newsome Trucking Inc. and Kevin Newsome | Truck Transportation | Term Loan | Prime plus 2.75% | 9/2/2035 | 423.1 | 387.7 | 397.9 | 0.24 | % | ||||||||||||||||
California College of Communications, Inc. | Educational Services | Term Loan | Prime plus 2.75% | 11/2/2020 | 172.5 | 113.9 | 108.6 | 0.07 | % | ||||||||||||||||
Rudy & Louise Chavez dba Clyde's Auto and Furniture Upholstery | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/2/2035 | 50.1 | 45.9 | 47.1 | 0.03 | % | ||||||||||||||||
DDLK Investments, LLC d/b/a Smoothie King | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/30/2020 | 7.5 | 4.5 | 4.5 | — | % | ||||||||||||||||
Kino Oil of Texas, LLC dba Kino Oil | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/27/2020 | 60.0 | 38.5 | 36.7 | 0.02 | % | ||||||||||||||||
Kino Oil of Texas, LLC dba Kino Company | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 8/27/2035 | 12.0 | 10.8 | 11.1 | 0.01 | % | ||||||||||||||||
Planet Verte, LLC d/b/a Audio Unlimited | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 9/20/2020 | 40.0 | 25.8 | 24.7 | 0.01 | % | ||||||||||||||||
Sunmar, Inc. dba Creative Cooking | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/19/2035 | 51.7 | 47.4 | 48.6 | 0.03 | % | ||||||||||||||||
Members Only Software | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/30/2020 | 40.3 | 25.7 | 25.1 | 0.02 | % | ||||||||||||||||
New Life Holdings, LLC and Certified Collision Services, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 7/29/2035 | 76.2 | 68.7 | 69.8 | 0.04 | % | ||||||||||||||||
Quest Logic Investments, LLC dba Dairy Queen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2035 | 105.0 | 95.8 | 98.6 | 0.06 | % | ||||||||||||||||
ActKnowledge, Inc dba ActKnowledge | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/30/2020 | 50.0 | 31.4 | 31.5 | 0.02 | % | ||||||||||||||||
I-90 RV & Auto Supercenter | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 6/29/2035 | 74.9 | 68.2 | 70.3 | 0.04 | % | ||||||||||||||||
WeaverVentures, Inc. dba The UPS Store | Postal Service | Term Loan | Prime plus 2.75% | 7/28/2020 | 23.8 | 15.1 | 14.7 | 0.01 | % | ||||||||||||||||
Zouk, Ltd. dba Palma | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 8/25/2020 | 27.5 | 17.7 | 17.7 | 0.01 | % | ||||||||||||||||
CJ Park Inc. dba Kidville Midtown West | Educational Services | Term Loan | Prime plus 2.75% | 6/25/2020 | 26.4 | 13.3 | 12.9 | 0.01 | % | ||||||||||||||||
Emotion in Motion Dance Center Limited Liability Company | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 7/25/2020 | 5.4 | 2.7 | 2.7 | — | % | ||||||||||||||||
H.H. Leonards Trust and Potomac Fund, LLC | Accommodation | Term Loan | Prime plus 2.75% | 7/23/2020 | 62.0 | 24.0 | 24.0 | 0.01 | % | ||||||||||||||||
B&B Fitness and Barbell, Inc. dba Elevations Health Club | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 6/22/2035 | 242.1 | 221.5 | 226.4 | 0.14 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Tanner Optical Inc. dba Murphy Eye Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/22/2035 | 94.6 | 86.6 | 88.0 | 0.05 | % | ||||||||||||||||
M & H Pine Straw, Inc. and Harris Maloy | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 7/10/2020 | 67.5 | 42.8 | 42.3 | 0.03 | % | ||||||||||||||||
Excel RP, Inc./Kevin and Joann Foley | Machinery Manufacturing | Term Loan | Prime plus 2.75% | 7/8/2028 | 50.0 | 42.1 | 42.8 | 0.03 | % | ||||||||||||||||
ValleyStar, Inc. dba BrightStar Healthcare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/28/2020 | 7.5 | 4.7 | 4.6 | — | % | ||||||||||||||||
ValleyStar, Inc. dba BrightStar HealthCare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/28/2020 | 0.6 | 3.8 | 3.7 | — | % | ||||||||||||||||
Atlanta Vascular Research Organization, Inc. dba Atlanta Vascular Found | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 8/6/2020 | 24.3 | 15.6 | 15.6 | 0.01 | % | ||||||||||||||||
Diag, LLC dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 6/21/2020 | 37.5 | 23.1 | 22.5 | 0.01 | % | ||||||||||||||||
Danjam Enterprises, LLC dba Ariel Dental Care | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/31/2035 | 204.0 | 185.2 | 188.7 | 0.11 | % | ||||||||||||||||
M & H Pine Straw, Inc. and Harris L. Maloy | Support Activities for Agriculture and Forestry | Term Loan | 6% | 4/30/2020 | 183.3 | 111.8 | 110.5 | 0.07 | % | ||||||||||||||||
Clearbay Enterprises, Inc. dba First Class Kennels | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 4/30/2034 | 60.0 | 53.9 | 55.4 | 0.03 | % | ||||||||||||||||
New Economic Methods, LLC dba Rita's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/15/2020 | 24.8 | 1.1 | 1.1 | — | % | ||||||||||||||||
Cocoa Beach Parasail Corp. dba Cocoa Beach Parasail | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 4/26/2020 | 6.3 | 3.8 | 3.7 | — | % | ||||||||||||||||
Marine Container Services, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 4/25/2020 | 142.6 | 76.4 | 76.4 | 0.05 | % | ||||||||||||||||
JRJG, Inc. dba BrightStar HealthCare-Naperville/Oak Brook | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/23/2020 | 15.0 | 9.1 | 8.9 | 0.01 | % | ||||||||||||||||
Caring Hands Pediatrics, P.C. dba Caring Hands Pediatrics | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/9/2020 | 14.5 | 8.9 | 8.6 | 0.01 | % | ||||||||||||||||
Vortex Automotive, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/5/2035 | 76.6 | 69.4 | 71.0 | 0.04 | % | ||||||||||||||||
Adams and Hancock, LLC dba BrightStar Overland Park | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/31/2020 | 43.6 | 21.6 | 21.1 | 0.01 | % | ||||||||||||||||
ATC Fitness, LLC dba Around the Clock Fitness | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 2/28/2019 | 15.0 | 8.0 | 8.0 | — | % | ||||||||||||||||
Lahoba, LLC dba Papa John's Pizza | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/30/2034 | 42.5 | 38.4 | 39.2 | 0.02 | % | ||||||||||||||||
Music Mountain Water Company, LLC dba Music Mountain Water Co. | Beverage and Tobacco Product Manufacturing | Term Loan | Prime plus 2.75% | 12/29/2019 | 185.4 | 107.6 | 107.7 | 0.06 | % | ||||||||||||||||
Animal Intrusion Prevention Systems Holding Company, LLC | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/29/2024 | 126.5 | 94.9 | 94.4 | 0.06 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Bonet Kidz Inc. dba Kidville | Educational Services | Term Loan | Prime plus 2.75% | 3/16/2020 | 15.5 | 6.4 | 6.3 | — | % | ||||||||||||||||
CMA Consulting dba Construction Management Associates | Construction of Buildings | Term Loan | Prime plus 2.75% | 12/11/2019 | 58.5 | 32.9 | 32.0 | 0.02 | % | ||||||||||||||||
David A. Nusblatt, D.M.D, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/11/2019 | 9.0 | 5.2 | 5.2 | — | % | ||||||||||||||||
KMC RE, LLC & B&B Kennels | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/19/2034 | 58.3 | 52.4 | 53.5 | 0.03 | % | ||||||||||||||||
Demand Printing Solutions, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 12/12/2019 | 10.0 | 5.7 | 5.7 | — | % | ||||||||||||||||
Planet Verte, LLC dba Audio Unlimited of Oceanside | Administrative and Support Services | Term Loan | Prime plus 2.75% | 11/28/2019 | 57.0 | 32.2 | 31.4 | 0.02 | % | ||||||||||||||||
Demand Printing Solutions, Inc. | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 10/29/2034 | 147.5 | 132.4 | 136.1 | 0.08 | % | ||||||||||||||||
Lebenthal Holdings, LLC and Lebenthal & Co., LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 6/29/2019 | 500.0 | 53.0 | 52.5 | 0.03 | % | ||||||||||||||||
Supreme Screw Products, Inc. and Misha Migdal | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 4/17/2019 | 308.2 | 152.5 | 152.5 | 0.09 | % | ||||||||||||||||
Gray Tree Service, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/18/2018 | 50.0 | 23.7 | 23.7 | 0.01 | % | ||||||||||||||||
Healthcare Interventions, Inc. dba Brightstar HealthCare | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/15/2016 | 8.3 | 1.4 | 1.4 | — | % | ||||||||||||||||
Envy Salon & Spa, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/4/2018 | 20.3 | 9.4 | 9.3 | 0.01 | % | ||||||||||||||||
Gourmet to You, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 2/28/2019 | 12.1 | 5.7 | 5.7 | — | % | ||||||||||||||||
Carnagron, LLC dba GearBling | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 11/1/2018 | 6.9 | 3.1 | 3.1 | — | % | ||||||||||||||||
Grapevine Professional Services, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 1/22/2019 | 8.2 | 3.8 | 3.7 | — | % | ||||||||||||||||
Inflate World Corporation | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 9/30/2018 | 7.5 | 2.6 | 2.6 | — | % | ||||||||||||||||
Cool Air Solutions, Inc. dba Graham Heating & Air Conditioning | Specialty Trade Contractors | Term Loan | Prime plus 2% | 12/27/2018 | 411.5 | 190.3 | 187.0 | 0.11 | % | ||||||||||||||||
Peter Thomas Roth Labs, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 9/26/2018 | 425.0 | 189.0 | 188.5 | 0.11 | % | ||||||||||||||||
Dream Envy, Ltd. d/b/a Massage Envy | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 11/9/2018 | 88.0 | 39.8 | 39.7 | 0.02 | % | ||||||||||||||||
K & D Family and Associates, Inc. dba Philly Pretzel Factory | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 8/5/2018 | 81.3 | 35.2 | 35.2 | 0.02 | % | ||||||||||||||||
Seven Stars Enterprises, Inc. dba Atlanta Bread Company | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/30/2018 | 86.3 | 36.0 | 36.0 | 0.02 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
CBA D&A Pope, LLC dba Christian Brothers Automotive | Repair and Maintenance | Term Loan | Prime plus 2.75% | 6/14/2018 | 144.9 | 61.5 | 61.3 | 0.04 | % | ||||||||||||||||
Gilbert Chiropractic Clinic, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/7/2018 | 22.5 | 9.1 | 9.1 | 0.01 | % | ||||||||||||||||
Beer Table, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/8/2018 | 10.5 | 3.7 | 3.7 | — | % | ||||||||||||||||
D & D's Divine Beauty School of Esther, LLC | Educational Services | Term Loan | 6% | 8/1/2031 | 57.7 | 53.9 | 55.4 | 0.03 | % | ||||||||||||||||
Daniel S. Fitzpatrick dba Danny's Mobile Appearance Reconditioning Service | Repair and Maintenance | Term Loan | Prime plus 2.75% | 3/29/2018 | 9.4 | 3.7 | 3.7 | — | % | ||||||||||||||||
Burks & Sons Development, LLC dba Tropical Smoothie Café | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/22/2018 | 49.8 | 19.6 | 19.7 | 0.01 | % | ||||||||||||||||
Shivsakti, LLC dba Knights Inn | Accommodation | Term Loan | Prime plus 2.75% | 12/20/2032 | 92.5 | 78.9 | 81.2 | 0.05 | % | ||||||||||||||||
Bliss Coffee and Wine Bar, LLC | Food Services and Drinking Places | Term Loan | 6% | 3/19/2018 | 87.5 | 73.0 | 72.8 | 0.04 | % | ||||||||||||||||
Zog Inc. | Other Information Services | Term Loan | 6% | 3/17/2018 | 97.5 | 81.9 | 81.6 | 0.05 | % | ||||||||||||||||
Saan M.Saelee dba Saelee's Delivery Service | Truck Transportation | Term Loan | Prime plus 2.75% | 3/12/2018 | 9.8 | 3.9 | 3.9 | — | % | ||||||||||||||||
A & A Acquisition, Inc. dba A & A International | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 2/15/2018 | 100.0 | 37.7 | 37.7 | 0.02 | % | ||||||||||||||||
Enewhere Custom Canvas, LLC | Textile Product Mills | Term Loan | Prime plus 2.75% | 2/15/2018 | 12.0 | 4.7 | 4.7 | — | % | ||||||||||||||||
All American Printing | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 10/26/2032 | 69.8 | 40.1 | 41.3 | 0.02 | % | ||||||||||||||||
Seo's Paradise Cleaners, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/19/2018 | 9.8 | 3.2 | 3.2 | — | % | ||||||||||||||||
Signs of Fortune, LLC dba FastSigns | Miscellaneous Manufacturing | Term Loan | Prime plus 2.5% | 4/3/2023 | 434.4 | 349.6 | 348.7 | 0.21 | % | ||||||||||||||||
Margab, Inc. dba Smoothie King | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/28/2017 | 44.0 | 16.2 | 16.1 | 0.01 | % | ||||||||||||||||
Ameritocracy, Inc dba Ben and Jerry's | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/18/2017 | 168.8 | 59.7 | 59.7 | 0.04 | % | ||||||||||||||||
RCB Enterprises, Inc. | Administrative and Support Services | Term Loan | Prime plus 2.75% | 12/18/2017 | 21.2 | 9.6 | 9.5 | 0.01 | % | ||||||||||||||||
Timothy S. Strange dba Strange's Mobile Apperance Reconditioning Service | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/17/2017 | 8.5 | 2.4 | 2.4 | — | % | ||||||||||||||||
Parties By Pat, Inc. and Jose M. Martinez Jr. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/11/2017 | 93.1 | 33.4 | 33.2 | 0.02 | % | ||||||||||||||||
Tammy's Bakery, Inc. dba Tammy's Bakery | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/10/2017 | 71.8 | 26.7 | 26.5 | 0.02 | % | ||||||||||||||||
Maria C. Sathre and David N. Sathre dba Black Forest Liquor Store | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 11/28/2017 | 18.6 | 6.6 | 6.6 | — | % | ||||||||||||||||
The Design Shop, LLC | Textile Mills | Term Loan | Prime plus 2.75% | 11/27/2027 | 247.5 | 191.9 | 196.0 | 0.12 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
MJ Mortgage & Tax Services, Inc. | Credit Intermediation and Related Activities | Term Loan | Prime plus 2.75% | 11/14/2017 | 6.9 | 2.3 | 2.3 | — | % | ||||||||||||||||
Kings Laundry, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 10/30/2017 | 64.5 | 23.0 | 23.0 | 0.01 | % | ||||||||||||||||
Quality Engraving Services Inc. and Ian M. Schnaitman | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 10/17/2017 | 15.0 | 5.3 | 5.3 | — | % | ||||||||||||||||
Flourishing Fruits, LLC dba Edible Arrangements | Food Manufacturing | Term Loan | Prime plus 2.75% | 12/29/2017 | 21.1 | 5.6 | 5.6 | — | % | ||||||||||||||||
Louis B. Smith dba LAQ Funeral Coach | Transit and Ground Passenger Transportation | Term Loan | Prime plus 2.75% | 9/15/2017 | 12.6 | 4.3 | 4.3 | — | % | ||||||||||||||||
Flint Batteries, LLC dba Batteries Plus of Flint | General Merchandise Stores | Term Loan | Prime plus 2.75% | 8/29/2017 | 9.0 | 2.6 | 2.6 | — | % | ||||||||||||||||
1911 East Main Street Holdings, Corp. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 5/18/2032 | 15.8 | 13.3 | 13.7 | 0.01 | % | ||||||||||||||||
Metano IBC Services, Inc. and Stone Brook Leasing, LLC | Rental and Leasing Services | Term Loan | Prime plus 2.75% | 8/17/2017 | 315.0 | 87.2 | 87.3 | 0.05 | % | ||||||||||||||||
Mala Iyer, MD dba Child and Family Wellness Center | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/11/2017 | 50.0 | 16.8 | 16.8 | 0.01 | % | ||||||||||||||||
South Dade Restoration Corp. dba Servpro of Kendall/Pinecrest | Administrative and Support Services | Term Loan | Prime plus 2.75% | 8/10/2016 | 61.8 | 11.5 | 11.5 | 0.01 | % | ||||||||||||||||
Twietmeyer Dentistry PA | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 6/30/2017 | 148.9 | 47.1 | 47.1 | 0.03 | % | ||||||||||||||||
Lynden Evans Clarke, Jr. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 3/16/2017 | 10.0 | 2.9 | 2.9 | — | % | ||||||||||||||||
Water Works Laundromat, LLC | Personal and Laundry Services | Term Loan | Prime plus 2.25% | 9/7/2027 | 267.3 | 204.5 | 203.0 | 0.12 | % | ||||||||||||||||
L.C.N. Investments, L.L.C. dba Max Muscle Sports Nutrition | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 5/27/2017 | 12.8 | 3.3 | 3.3 | — | % | ||||||||||||||||
Dave Kris, and MDK Ram Corp. | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/5/2026 | 221.0 | 37.6 | 38.3 | 0.02 | % | ||||||||||||||||
Saul A. Ramirez and Norma L. Trujillo | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/31/2017 | 6.0 | 1.6 | 1.6 | — | % | ||||||||||||||||
Eric R. Wise, D.C. dba Jamacha-Chase Chiropractic | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 4/30/2017 | 15.6 | 1.2 | 1.2 | — | % | ||||||||||||||||
No Thirst Software, LLC | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 4/26/2017 | 6.8 | 1.5 | 1.5 | — | % | ||||||||||||||||
Zeroln Media, LLC | Data Processing, Hosting, and Related Services | Term Loan | Prime plus 2.75% | 4/25/2017 | 7.5 | 2.2 | 2.2 | — | % | ||||||||||||||||
CCIPTA, LLC | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 1/17/2017 | 47.0 | 3.0 | 3.0 | — | % | ||||||||||||||||
Gill Express Inc. dba American Eagle Truck Wash | Repair and Maintenance | Term Loan | Prime plus 2.75% | 1/5/2027 | 286.9 | 213.1 | 217.6 | 0.13 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Kyoshi Enterprises, LLC | Educational Services | Term Loan | Prime plus 2.75% | 12/29/2016 | 22.5 | 5.8 | 5.8 | — | % | ||||||||||||||||
Spain Street, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/29/2017 | 63.0 | 4.5 | 4.5 | — | % | ||||||||||||||||
Aillaud Enterprises, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 3/29/2017 | 13.8 | 0.9 | 0.9 | — | % | ||||||||||||||||
Nora A. Palma and Julio O Villcas | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/27/2017 | 56.3 | 3.1 | 3.1 | — | % | ||||||||||||||||
Jojan, Inc. | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.25% | 12/18/2031 | 204.8 | 41.0 | 40.7 | 0.02 | % | ||||||||||||||||
Misri Liquors, Inc. | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 12/18/2016 | 67.5 | 16.7 | 16.7 | 0.01 | % | ||||||||||||||||
Contractors Pumping Service, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 11/3/2016 | 9.9 | 0.9 | 0.9 | — | % | ||||||||||||||||
Vincent Allen Fleece dba Living Well Accessories and Water Camel | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/1/2016 | 3.8 | 0.8 | 0.8 | — | % | ||||||||||||||||
Houk Enterprises, Inc. d/b/a Max Muscle | Health and Personal Care Stores | Term Loan | Prime plus 2.75% | 10/27/2019 | 46.3 | 8.1 | 8.2 | — | % | ||||||||||||||||
Smooth Grounds, Inc. | Food Services and Drinking Places | Term Loan | 8% | 10/11/2016 | 64.5 | 39.3 | 39.3 | 0.02 | % | ||||||||||||||||
Barr-None Coating Applicators, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 9/20/2016 | 113.8 | 5.3 | 5.3 | — | % | ||||||||||||||||
Nelson Financial Services, LLC | Scenic and Sightseeing Transportation | Term Loan | Prime plus 2.75% | 9/2/2016 | 57.0 | 3.0 | 3.0 | — | % | ||||||||||||||||
A + Quality Home Health Care, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 8/1/2016 | 22.5 | 1.7 | 1.7 | — | % | ||||||||||||||||
Flint Batteries, LLC | General Merchandise Stores | Term Loan | Prime plus 2.75% | 7/21/2016 | 46.9 | 7.9 | 7.9 | — | % | ||||||||||||||||
Tesserah Tile Design, Inc. | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 6/29/2016 | 7.1 | 1.1 | 1.1 | — | % | ||||||||||||||||
It's A Buffalo | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/26/2016 | 219.8 | 39.6 | 39.6 | 0.02 | % | ||||||||||||||||
Pro Levin Yoga, Incorporated d.b.a. Bikram's Yoga College | Educational Services | Term Loan | Prime plus 2.75% | 5/12/2016 | 16.4 | 3.1 | 3.1 | — | % | ||||||||||||||||
Cocoa Beach Parasail Corp. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 5/5/2016 | 8.9 | 1.6 | 1.6 | — | % | ||||||||||||||||
Maynard Enterprises, Inc. | Miscellaneous Manufacturing | Term Loan | Prime plus 2.75% | 3/22/2016 | 22.5 | 1.4 | 1.4 | — | % | ||||||||||||||||
Fran-Car Corporation dba Horizon Landscape Management | Administrative and Support Services | Term Loan | Prime plus 2.75% | 3/3/2028 | 407.8 | 179.8 | 184.0 | 0.11 | % | ||||||||||||||||
Head To Toe Personalized Pampering, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/27/2031 | 52.0 | 9.8 | 10.0 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Olympia Fields Eyecare, Ltd. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 1/12/2016 | 15.0 | 1.9 | 1.9 | — | % | ||||||||||||||||
Spencer Fitness, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 1/11/2016 | 6.0 | 0.3 | 0.3 | — | % | ||||||||||||||||
Maxwell Place, LLC | Nursing and Residential Care Facilities | Term Loan | 6% | 12/1/2015 | 1,076.8 | 861.1 | 860.1 | 0.52 | % | ||||||||||||||||
Hillside Fence Company, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.25% | 2/1/2020 | 206.5 | 61.5 | 61.2 | 0.04 | % | ||||||||||||||||
The K Dreyer Company | General Merchandise Stores | Term Loan | Prime plus 2.75% | 12/20/2015 | 62.5 | 2.0 | 2.0 | — | % | ||||||||||||||||
Tuan D. Dang, OD, PA | Ambulatory Health Care Services | Term Loan | Prime plus 2.25% | 12/7/2015 | 77.0 | 11.4 | 11.4 | 0.01 | % | ||||||||||||||||
Christopher F. Bohon & Pamela D. Bohon | Social Assistance | Term Loan | Prime plus 2.75% | 10/28/2026 | 14.2 | 3.7 | 3.8 | — | % | ||||||||||||||||
Champion Pest Control Systems, Inc. | Administrative and Support Services | Term Loan | 6% | 10/20/2015 | 39.0 | 4.0 | 4.0 | — | % | ||||||||||||||||
JackRabbit Sports, Inc. | Sporting Goods, Hobby, Musical Instrument, and Book Stores | Term Loan | Prime plus 2.75% | 10/13/2015 | 125.0 | 14.1 | 14.0 | 0.01 | % | ||||||||||||||||
Polaris Press, LLC | Printing and Related Support Activities | Term Loan | Prime plus 2.75% | 9/29/2015 | 21.5 | 0.7 | 0.7 | — | % | ||||||||||||||||
Shree Om Lodging, LLC dba Royal Inn | Accommodation | Term Loan | Prime plus 2.75% | 5/2/2030 | 333.3 | 67.1 | 68.9 | 0.04 | % | ||||||||||||||||
Jenchad, Inc and Chadjen, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.125% | 4/7/2025 | 462.5 | 55.9 | 55.2 | 0.03 | % | ||||||||||||||||
Pedzik's Pets, LLC | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 3/31/2030 | 53.5 | 9.9 | 10.1 | 0.01 | % | ||||||||||||||||
Nancy Carapelluci & A & M Seasonal Corner Inc. | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 3/1/2025 | 106.9 | 17.1 | 17.4 | 0.01 | % | ||||||||||||||||
Saralar Corporated dba The UPS Store #5232 | Miscellaneous Store Retailers | Term Loan | Prime plus 2.75% | 1/21/2015 | 40.3 | 0.1 | 0.1 | — | % | ||||||||||||||||
Major Queens Body & Fender Corp. | Repair and Maintenance | Term Loan | Prime plus 3.75% | 12/17/2014 | 71.1 | 0.1 | — | — | % | ||||||||||||||||
Moonlight Multi Media Production, Inc. | Other Information Services | Term Loan | 5% | 2/1/2025 | 19.7 | 4.5 | 4.6 | — | % | ||||||||||||||||
McCallister Venture Group, LLC and Maw's Vittles, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/30/2029 | 75.0 | 12.8 | 13.1 | 0.01 | % | ||||||||||||||||
Computer Renaissance dba Dante IT Services, Inc. | Electronics and Appliance Stores | Term Loan | Prime plus 3.75% | 3/1/2018 | 100.0 | 3.8 | 3.9 | — | % | ||||||||||||||||
Prince Co., Inc. | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 1.5% | 3/18/2029 | 187.5 | 31.7 | 30.0 | 0.02 | % | ||||||||||||||||
Chong Hun Im dba Kim's Market | Food and Beverage Stores | Term Loan | Prime plus 2.5% | 2/27/2024 | 80.0 | 11.4 | 11.5 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
H & G Investments, L.C. dba Kwick Kar Josey Lane | Repair and Maintenance | Term Loan | 5% | 12/22/2028 | 317.5 | 92.1 | 88.7 | 0.05 | % | ||||||||||||||||
John B. Houston Funeral Home, Inc. dba George E. Cushnie Funeral Home | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/19/2028 | 78.8 | 13.7 | 14.0 | 0.01 | % | ||||||||||||||||
Center-Mark Car Wash, Ltd | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 5/18/2024 | 221.3 | 33.5 | 34.0 | 0.02 | % | ||||||||||||||||
Shuttle Car Wash, Inc. dba Shuttle Car Wash | Repair and Maintenance | Term Loan | Prime plus 2.25% | 11/10/2028 | 109.8 | 19.1 | 19.0 | 0.01 | % | ||||||||||||||||
Akshar Group, LLC | Accommodation | Term Loan | 6% | 11/5/2028 | 321.3 | 54.2 | 55.6 | 0.03 | % | ||||||||||||||||
Min Hui Lin | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/30/2028 | 134.3 | 19.5 | 20.0 | 0.01 | % | ||||||||||||||||
Delta Partners, LLC dba Delta Carwash | Repair and Maintenance | Term Loan | Prime plus 2.5% | 4/5/2029 | 280.9 | 47.1 | 47.5 | 0.03 | % | ||||||||||||||||
Oz B. Zamir dba Zamir Marble & Granite | Specialty Trade Contractors | Term Loan | Prime plus 2.5% | 8/6/2028 | 54.0 | 9.2 | 9.3 | 0.01 | % | ||||||||||||||||
D & M Seafood, LLC d/b/a Rick's Seafood | Food Manufacturing | Term Loan | Prime plus 2.75% | 10/10/2015 | 400.0 | 1.5 | 1.5 | — | % | ||||||||||||||||
Rama, Inc. dba Staybridge Suites | Accommodation | Term Loan | Prime plus 2% | 4/18/2026 | 750.0 | 445.9 | 437.4 | 0.26 | % | ||||||||||||||||
B & J Manufacturing Corporation and Benson Realty Trust | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2% | 3/30/2021 | 250.0 | 26.2 | 25.9 | 0.02 | % | ||||||||||||||||
RAB Services, Inc. & Professional Floor Installations | Specialty Trade Contractors | Term Loan | Prime plus 2.5% | 1/31/2023 | 62.5 | 8.8 | 8.9 | 0.01 | % | ||||||||||||||||
Taste of Inverness, Inc. dba China Garden | Food Services and Drinking Places | Term Loan | Prime plus 2% | 6/29/2025 | 73.8 | 10.4 | 10.2 | 0.01 | % | ||||||||||||||||
Ralph Werner dba Werner Transmissions | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/29/2021 | 26.6 | 3.1 | 3.1 | — | % | ||||||||||||||||
M. Krishna, Inc. dba Super 8 Motel | Accommodation | Term Loan | Prime plus 2% | 3/20/2025 | 250.0 | 11.1 | 11.0 | 0.01 | % | ||||||||||||||||
OrthoQuest, P.C. | Ambulatory Health Care Services | Term Loan | Prime plus 2% | 3/12/2022 | 56.8 | 6.0 | 5.9 | — | % | ||||||||||||||||
CPN Motel, LLC dba American Motor Lodge | Accommodation | Term Loan | Prime plus 2.25% | 4/30/2024 | 379.0 | 37.1 | 36.9 | 0.02 | % | ||||||||||||||||
Track Side Collision & Tire, Inc. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 6/16/2025 | 44.8 | 5.7 | 5.8 | — | % | ||||||||||||||||
Duttakrupa, LLC dba Birmingham Motor Court | Accommodation | Term Loan | Prime plus 2.25% | 9/8/2023 | 98.8 | 14.4 | 14.3 | 0.01 | % | ||||||||||||||||
Deesha Corporation, Inc. dba Best Inn & Suites | Accommodation | Term Loan | Prime plus 2.25% | 2/14/2025 | 250.0 | 32.5 | 32.3 | 0.02 | % | ||||||||||||||||
Maruti, Inc. | Accommodation | Term Loan | Prime plus 2.25% | 11/25/2024 | 220.0 | 30.3 | 30.1 | 0.02 | % | ||||||||||||||||
Willington Hills Equestrian Center, LLC | Animal Production and Aquaculture | Term Loan | Prime plus 2.75% | 10/19/2022 | 85.0 | 13.7 | 13.8 | 0.01 | % | ||||||||||||||||
LABH, Inc. t/a Ramada Ltd. | Accommodation | Term Loan | Prime plus 2.25% | 9/27/2024 | 555.0 | 48.8 | 48.5 | 0.03 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Randall D. & Patricia D. Casaburi dba Pat's Pizzazz | Furniture and Home Furnishings Stores | Term Loan | Prime plus 2.75% | 3/13/2023 | 68.8 | 8.7 | 8.9 | 0.01 | % | ||||||||||||||||
Gain Laxmi, Inc. dba Super 8 Motel | Accommodation | Term Loan | Prime plus 2.25% | 5/31/2023 | 202.5 | 24.9 | 24.8 | 0.01 | % | ||||||||||||||||
Naseeb Corporation | Accommodation | Term Loan | Prime plus 2.25% | 3/31/2024 | 402.5 | 36.2 | 36.0 | 0.02 | % | ||||||||||||||||
La Granja Live Poultry Corp. | Food Manufacturing | Term Loan | Prime plus 2.75% | 8/26/2018 | 54.0 | 3.8 | 3.8 | — | % | ||||||||||||||||
Stillwell Ave Prep School | Social Assistance | Term Loan | Prime plus 2.75% | 1/14/2023 | 72.0 | 8.0 | 8.1 | — | % | ||||||||||||||||
Karis, Inc. | Accommodation | Term Loan | Prime plus 2% | 12/22/2023 | 148.8 | 16.6 | 16.3 | 0.01 | % | ||||||||||||||||
Five Corners, Ltd. | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/11/2019 | 85.0 | 7.4 | 7.5 | — | % | ||||||||||||||||
Mimoza LLC, dba Tally Ho Inn | Food Services and Drinking Places | Term Loan | Prime plus 2.25% | 10/7/2023 | 105.0 | 13.4 | 13.3 | 0.01 | % | ||||||||||||||||
Alyssa Corp dba Knights Inn | Accommodation | Term Loan | Prime plus 2.25% | 9/30/2023 | 350.0 | 46.1 | 45.8 | 0.03 | % | ||||||||||||||||
Bhailal Patel dba New Falls Motel | Accommodation | Term Loan | Prime plus 2.75% | 3/27/2023 | 100.0 | 5.4 | 5.4 | — | % | ||||||||||||||||
Pegasus Automotive, Inc. | Gasoline Stations | Term Loan | Prime plus 2.75% | 12/23/2022 | 112.5 | 13.8 | 14.0 | 0.01 | % | ||||||||||||||||
Delyannis Iron Works | Fabricated Metal Product Manufacturing | Term Loan | 6% | 12/8/2022 | 16.0 | 1.8 | 1.8 | — | % | ||||||||||||||||
P. Agrino, Inc. dba Andover Diner | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/18/2021 | 150.0 | 14.6 | 14.8 | 0.01 | % | ||||||||||||||||
Golden Elevator Co., Inc. | Support Activities for Agriculture and Forestry | Term Loan | Prime plus 2.75% | 1/31/2022 | 50.0 | 2.6 | 2.7 | — | % | ||||||||||||||||
Mohamed Live Poultry Inc. | Animal Production and Aquaculture | Term Loan | Prime plus 2.75% | 12/6/2021 | 36.8 | 4.0 | 4.0 | — | % | ||||||||||||||||
RJS Service Corporation | Gasoline Stations | Term Loan | Prime plus 2.75% | 8/20/2021 | 79.0 | 8.4 | 8.5 | 0.01 | % | ||||||||||||||||
Chez RuRene Bakery | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/20/2017 | 150.0 | 49.4 | 51.0 | 0.03 | % | ||||||||||||||||
Total SBA Uunguaranteed Performing Investments | $ | 144,082.5 | $ | 121,505.9 | $ | 115,175.0 | 69.21 | % | |||||||||||||||||
SBA Unguaranteed Non-Performing Investments (3) | |||||||||||||||||||||||||
United Woodworking, Inc. | Wood Product Manufacturing | Term Loan | 6% | 12/20/2022 | 17.3 | 13.6 | 13.2 | 0.01 | % | ||||||||||||||||
Top Class, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 12/29/2020 | 4.7 | 3.3 | — | — | % | ||||||||||||||||
Top Class, Inc. | Personal and Laundry Services | Term Loan | Prime plus 2.75% | 6/28/2016 | 5.0 | 1.3 | 0.4 | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Tequila Beaches, LLC dba Fresco Restaurant | Food Services and Drinking Places | Term Loan | 6% | 9/16/2021 | 21.0 | 15.8 | 11.8 | 0.01 | % | ||||||||||||||||
* Stormwise South Florida dba Stormwise Shutters | Specialty Trade Contractors | Term Loan | 6% | 11/7/2036 | 427.5 | 412.0 | 347.8 | 0.21 | % | ||||||||||||||||
* Stormwise South Florida dba Stormwise Shutters | Specialty Trade Contractors | Term Loan | 6% | 11/7/2036 | 204.0 | 201.6 | 172.2 | 0.10 | % | ||||||||||||||||
Sheikh M Tariq dba Selbyville Foodrite | Gasoline Stations | Term Loan | Prime plus 2.75% | 3/13/2023 | 63.1 | 48.4 | 36.3 | 0.02 | % | ||||||||||||||||
Shamrock Jewelers, Inc. | Clothing and Clothing Accessories Stores | Term Loan | 6% | 12/14/2016 | 90.5 | 23.6 | 22.8 | 0.01 | % | ||||||||||||||||
Pyramid Real Estate Holdings, LLC dba Hoteps | Food Services and Drinking Places | Term Loan | 6% | 10/7/2022 | 12.7 | 8.9 | 8.8 | 0.01 | % | ||||||||||||||||
Pure Water Innovations, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 9/6/2016 | 3.4 | 1.0 | 1.0 | — | % | ||||||||||||||||
Professional Systems, LLC and Professional Cleaning | Administrative and Support Services | Term Loan | 6% | 7/30/2020 | 159.4 | 132.1 | 58.4 | 0.04 | % | ||||||||||||||||
Parth Dev, Ltd dba Amerihost Inn Hotel-Kenton | Accommodation | Term Loan | 5% | 10/3/2028 | 54.9 | 38.3 | 18.7 | 0.01 | % | ||||||||||||||||
Our Two Daughters LLC dba Washington's Restaurant | Food Services and Drinking Places | Term Loan | 6% | 6/18/2026 | 225.0 | 170.3 | 13.8 | 0.01 | % | ||||||||||||||||
Morris Glass and Construction | Specialty Trade Contractors | Term Loan | 6% | 3/7/2021 | 49.8 | 44.8 | 0.8 | — | % | ||||||||||||||||
Momentum Medical Group, Inc. | Ambulatory Health Care Services | Term Loan | 8% | 9/30/2015 | 244.2 | 159.7 | 5.0 | — | % | ||||||||||||||||
Midway Plaza 6, LLC & Adventure World Family Fun Center, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 12/19/2029 | 200.0 | 167.6 | 134.0 | 0.08 | % | ||||||||||||||||
Lucil Chhor dba Baja Fresh #159 | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/28/2022 | 49.1 | 30.0 | 15.4 | 0.01 | % | ||||||||||||||||
Las Torres Development, LLC dba Houston Event Centers | Real Estate | Term Loan | Prime plus 2.75% | 8/27/2028 | 405.8 | 391.6 | 378.2 | 0.23 | % | ||||||||||||||||
Lamson and Goodnow Manufacturing Co. and Lamson and Goodnow, LLC | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 12/28/2037 | 197.1 | 187.0 | 116.1 | 0.07 | % | ||||||||||||||||
Krishna of Orangeburg, Inc. | Accommodation | Term Loan | 6% | 2/20/2032 | 41.8 | 10.3 | 10.0 | 0.01 | % | ||||||||||||||||
J Olson Enterprises LLC and Olson Trucking Direct, Inc. | Truck Transportation | Term Loan | Prime plus 2.75% | 6/28/2025 | 737.6 | 704.5 | 692.4 | 0.42 | % | ||||||||||||||||
Hot Buckles, Inc. | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 6/27/2018 | 57.6 | 26.9 | 25.9 | 0.02 | % | ||||||||||||||||
Harrelson Materials Management, Inc. | Waste Management and Remediation Services | Term Loan | 6% | 6/24/2021 | 537.5 | 470.0 | 108.1 | 0.06 | % | ||||||||||||||||
Hampton's Restaurant Holding Company, LLC/Hampton's Restaurant #1, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 5/29/2023 | 398.0 | 255.7 | 20.4 | 0.01 | % | ||||||||||||||||
Goetzke Chiropractic, Inc. | Ambulatory Health Care Services | Term Loan | 6% | 10/25/2017 | 7.3 | 3.1 | 0.6 | — | % | ||||||||||||||||
Franvest, Inc. dba Texas Hydro-Equipment Co. | Chemical Manufacturing | Term Loan | 6% | 8/23/2018 | 125.0 | 119.3 | 99.5 | 0.06 | % | ||||||||||||||||
Feinman Mechanical, LLC | Specialty Trade Contractors | Term Loan | 6% | 9/28/2028 | 323.0 | 305.2 | 70.6 | 0.04 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
E & I Holdings, LP & PA Farm Products, LLC | Food Manufacturing | Term Loan | 6% | 4/30/2030 | 1,248.8 | 1,238.0 | 481.4 | 0.29 | % | ||||||||||||||||
Dixie Transport, Inc. & Johnny D. Brown & Jimmy Brown & Maudain Brown | Support Activities for Transportation | Term Loan | 5% | 12/28/2035 | 145.9 | 144.6 | 53.1 | 0.03 | % | ||||||||||||||||
Dill Street Bar and Grill, Inc. and WO Entertainment, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/27/2027 | 122.9 | 112.3 | 41.7 | 0.03 | % | ||||||||||||||||
Design Video Communciations, Inc. | Professional, Scientific, and Technical Services | Term Loan | 6% | 2/18/2036 | 92.4 | 19.0 | 6.8 | — | % | ||||||||||||||||
D'Elia Auto Repair Inc. dba D'Elia Auto Body | Repair and Maintenance | Term Loan | Prime plus 2.75% | 9/26/2023 | 15.0 | 13.9 | 2.2 | — | % | ||||||||||||||||
DC Realty, LLC dba FOGO Data Centers | Professional, Scientific, and Technical Services | Term Loan | 6% | 3/23/2037 | 778.0 | 757.0 | 718.6 | 0.43 | % | ||||||||||||||||
DC Realty, LLC dba FOGO Data Centers | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 3/23/2022 | 376.0 | 258.5 | 245.4 | 0.15 | % | ||||||||||||||||
Crystal K. Bruens dba Howards Restaurant | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 10/20/2020 | 6.2 | 2.8 | 2.8 | — | % | ||||||||||||||||
Bamboo Palace, Inc. | Food Services and Drinking Places | Term Loan | 6% | 11/20/2022 | 56.7 | 40.2 | 38.9 | 0.02 | % | ||||||||||||||||
Baker Sales, Inc. d/b/a Baker Sales, Inc. | Nonstore Retailers | Term Loan | 6% | 3/29/2036 | 490.0 | 467.0 | 406.5 | 0.24 | % | ||||||||||||||||
AWA Fabrication & Construction, LLC | Fabricated Metal Product Manufacturing | Term Loan | 6% | 4/30/2025 | 152.2 | 34.8 | 7.2 | — | % | ||||||||||||||||
AUM Estates, LLC and Sculpted Figures Plastic Surgery, Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/12/2023 | 87.5 | 83.7 | — | — | % | ||||||||||||||||
AUM Estates, LLC and Sculpted Figures Plastic Surgery Inc. | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 3/14/2038 | 618.7 | 603.9 | 355.2 | 0.21 | % | ||||||||||||||||
Dr. Francis E. Anders, DVM | Professional, Scientific, and Technical Services | Term Loan | 6% | 8/9/2015 | 4.6 | 1.6 | 1.6 | — | % | ||||||||||||||||
Elite Treats Enterprises, Inc. dba Rochelle Dairy Queen | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 1/24/2032 | 141.3 | 131.5 | 122.7 | 0.07 | % | ||||||||||||||||
LRCSL, LLC dba Daybreak Fruit and Vegetable Company | Food and Beverage Stores | Term Loan | Prime plus 2.75% | 2/28/2021 | 75.1 | 53.0 | 32.6 | 0.02 | % | ||||||||||||||||
Harry B Gould dba Lake Athens Marina and Bait Shop | Accommodation | Term Loan | Prime plus 2.75% | 12/28/2025 | 132.9 | 116.2 | 112.3 | 0.07 | % | ||||||||||||||||
* The Alba Financial Group, Inc. | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | Term Loan | Prime plus 2.75% | 11/13/2015 | 16.2 | 8.0 | 7.7 | — | % | ||||||||||||||||
* Milliken and Milliken, Inc. dba Milliken Wholesale Distribution | Merchant Wholesalers, Durable Goods | Term Loan | 6% | 6/10/2036 | 191.0 | 157.1 | 135.3 | 0.08 | % | ||||||||||||||||
* Almeria Marketing 1, Inc. | Personal and Laundry Services | Term Loan | 8% | 10/15/2015 | 10.2 | 5.0 | 4.8 | — | % | ||||||||||||||||
* Whirlwind Car Wash, Inc. | Repair and Maintenance | Term Loan | Prime plus 2% | 4/9/2029 | 31.5 | 24.0 | 20.0 | 0.01 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
* West Experience, Inc., West Mountain Equipment Rental, Inc., Ski West Lodge | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 6/5/2026 | 68.9 | 50.2 | 43.8 | 0.03 | % | ||||||||||||||||
* The Lucky Coyote, LLC | Miscellaneous Manufacturing | Term Loan | 6% | 5/8/2017 | 44.9 | 14.4 | 11.8 | 0.01 | % | ||||||||||||||||
* TechPlayZone, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 1/27/2016 | 7.6 | 1.0 | 0.9 | — | % | ||||||||||||||||
* Stokes Floor Covering Company Inc. and Robert E. Rainey, Jr. | Furniture and Home Furnishings Stores | Term Loan | 6% | 12/29/2035 | 122.0 | 110.4 | 94.1 | 0.06 | % | ||||||||||||||||
* Robin C. & Charles E. Taylor & Brigantine Aquatic Center, LLC | Amusement, Gambling, and Recreation Industries | Term Loan | 6% | 9/14/2023 | 33.1 | 22.8 | 20.1 | 0.01 | % | ||||||||||||||||
* LJ Parker, LLC dba Kwik Kopy Business Center 120 | Administrative and Support Services | Term Loan | 7% | 9/8/2014 | 61.8 | 33.2 | 26.6 | 0.02 | % | ||||||||||||||||
* Integrity Sports Group, LLC | Performing Arts, Spectator Sports, and Related Industries | Term Loan | 6% | 3/6/2018 | 62.1 | 17.3 | 13.4 | 0.01 | % | ||||||||||||||||
* Guzman Group, LLC | Rental and Leasing Services | Term Loan | 6% | 1/30/2016 | 251.7 | 211.7 | 195.1 | 0.12 | % | ||||||||||||||||
* Groundworks Unlimited, LLC | Specialty Trade Contractors | Term Loan | 6% | 12/17/2023 | 116.1 | 97.1 | 85.0 | 0.05 | % | ||||||||||||||||
* Gotta Dance Studio, Inc. dba Gotta Dance Studio Academy of Performing | Educational Services | Term Loan | Prime plus 2.75% | 11/16/2016 | 10.3 | 4.0 | 3.5 | — | % | ||||||||||||||||
* Furniture Company, LLC | Furniture and Home Furnishings Stores | Term Loan | 7% | 10/30/2015 | 6.4 | 1.4 | 1.3 | — | % | ||||||||||||||||
* Event Mecca, LLC | Other Information Services | Term Loan | 6% | 4/10/2023 | 14.3 | 13.3 | 8.9 | 0.01 | % | ||||||||||||||||
* E.W. Ventures, Inc. dba Swift Cleaners & Laundry | Personal and Laundry Services | Term Loan | —% | 4/18/2017 | 209.1 | 92.7 | 76.0 | 0.05 | % | ||||||||||||||||
* DUCO Energy Services, a Limited Liability Company | Professional, Scientific, and Technical Services | Term Loan | Prime plus 2.75% | 6/20/2023 | 11.8 | 10.8 | 7.3 | — | % | ||||||||||||||||
* David M. Goens dba Superior Auto Paint & Body, Inc. | Repair and Maintenance | Term Loan | Prime plus 2.75% | 8/26/2024 | 11.5 | 6.6 | 6.0 | — | % | ||||||||||||||||
* CCS, Services, Inc. | Administrative and Support Services | Term Loan | 6% | 2/28/2015 | 2.3 | 0.1 | 0.1 | — | % | ||||||||||||||||
* Camilles of Washington Inc. | Food Services and Drinking Places | Term Loan | 6% | 10/28/2015 | 16.4 | 1.5 | 1.5 | — | % | ||||||||||||||||
* Bwms Management, LLC | Food Services and Drinking Places | Term Loan | 6% | 7/7/2027 | 109.1 | 82.5 | 66.4 | 0.04 | % | ||||||||||||||||
* BCD Enterprises, LLC dba Progressive Tool and Nutmeg Tool | Fabricated Metal Product Manufacturing | Term Loan | Prime plus 2.75% | 6/22/2026 | 506.9 | 418.3 | 333.1 | 0.20 | % | ||||||||||||||||
* Barnum Printing & Publishing, Co. | Printing and Related Support Activities | Term Loan | 6% | 7/29/2015 | 44.7 | 11.9 | 11.7 | 0.01 | % | ||||||||||||||||
* Auto Sales, Inc. | Motor Vehicle and Parts Dealers | Term Loan | 6% | 8/17/2023 | 13.9 | 6.7 | 6.2 | — | % | ||||||||||||||||
* Anmor Machining Company, LLC dba Anmor Machining Company | Fabricated Metal Product Manufacturing | Term Loan | 6% | 11/18/2026 | 192.5 | 146.5 | 110.5 | 0.07 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
KroBro Inc. d/b/a Village Coffee | Food Services and Drinking Places | Term Loan | 6% | 3/12/2020 | 200.0 | 10.0 | — | — | % | ||||||||||||||||
Konversashens Coffee LLC | Food Services and Drinking Places | Term Loan | 6% | 6/28/2016 | 64.4 | 4.9 | — | — | % | ||||||||||||||||
Total SBA Unguaranteed Non-Performing Investments | $ | 11,637.2 | $ | 9,587.3 | $ | 6,302.3 | 3.79 | % | |||||||||||||||||
Total SBA Unguaranteed Investments | $ | 155,719.7 | $ | 131,093.2 | $ | 121,477.3 | 73.00 | % | |||||||||||||||||
SBA Guaranteed Performing Investments (4) | |||||||||||||||||||||||||
BS Ventures, LLC dba Dink's Market | Merchant Wholesalers, Nondurable Goods | Term Loan | Prime plus 2.75% | 12/19/2039 | 161.3 | 161.3 | 182.9 | 0.11 | % | ||||||||||||||||
M & MM Management | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 4/19/2025 | 138.8 | 138.8 | 155.0 | 0.09 | % | ||||||||||||||||
The Jeweler's Inc. | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/19/2024 | 3,750.0 | 3,750.0 | 4,157.8 | 2.50 | % | ||||||||||||||||
Will Zak Management, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/19/2024 | 146.3 | 146.3 | 163.3 | 0.10 | % | ||||||||||||||||
Winter Ventures, Inc. | Nonstore Retailers | Term Loan | Prime plus 2.75% | 12/23/2024 | 1,404.9 | 1,404.9 | 1,564.7 | 0.94 | % | ||||||||||||||||
Atlantis of Daytona, LLC | Clothing and Clothing Accessories Stores | Term Loan | Prime plus 2.75% | 12/23/2039 | 720.0 | 720.0 | 816.3 | 0.49 | % | ||||||||||||||||
Thermoplastic Services, Inc. | Plastics and Rubber Products Manufacturing | Term Loan | Prime plus 2.75% | 12/23/2039 | 4,500.0 | 4,500.0 | 5,060.5 | 3.04 | % | ||||||||||||||||
The Lodin Group, LLC and Lodin Health | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/23/2039 | 1,590.8 | 1,590.8 | 1,797.6 | 1.08 | % | ||||||||||||||||
Bowlerama Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/24/2039 | 3,607.5 | 3,607.5 | 4,058.4 | 2.44 | % | ||||||||||||||||
Beale Street Blues Company | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 12/22/2024 | 562.5 | 562.5 | 628.2 | 0.38 | % | ||||||||||||||||
Bear Creek Entertainment, LLC dba The Woods at Bear Creek | Accommodation | Term Loan | Prime plus 2.75% | 12/30/2024 | 318.8 | 318.8 | 361.6 | 0.22 | % | ||||||||||||||||
Evans & Paul, LLC | Merchant Wholesalers, Durable Goods | Term Loan | Prime plus 2.75% | 12/30/2024 | 671.3 | 671.3 | 749.6 | 0.45 | % | ||||||||||||||||
B & W Towing, LLC & Boychuck's Fuel, LLC | Repair and Maintenance | Term Loan | Prime plus 2.75% | 12/17/2039 | 493.5 | 493.5 | 559.9 | 0.34 | % | ||||||||||||||||
Grand Blanc Lanes, Inc. | Amusement, Gambling, and Recreation Industries | Term Loan | Prime plus 2.75% | 12/31/2039 | 399.0 | 399.0 | 452.7 | 0.27 | % | ||||||||||||||||
Homegrown for Good, LLC | Apparel Manufacturing | Term Loan | Prime plus 2.75% | 11/26/2024 | 2,070.0 | 2,070.0 | 2,297.1 | 1.38 | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Lake Area Autosound, LLC | Motor Vehicle and Parts Dealers | Term Loan | Prime plus 2.75% | 7/28/2039 | 375.0 | 375.0 | 425.4 | 0.26 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II, Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 6/27/2039 | 962.3 | 965.3 | 1,084.6 | 0.65 | % | ||||||||||||||||
Meridian Hotels, LLC | Accommodation | Term Loan | Prime plus 2.75% | 11/25/2039 | 684.0 | 684.0 | 776.0 | 0.47 | % | ||||||||||||||||
Carolina Flicks dba The Howell Theatre | Motion Picture and Sound Recording Industries | Term Loan | Prime plus 2.75% | 12/23/2032 | 489.8 | 489.8 | 538.7 | 0.32 | % | ||||||||||||||||
Kiddie Steps for You, Inc. | Social Assistance | Term Loan | Prime plus 2.75% | 9/25/2038 | 267.8 | 254.8 | 286.7 | 0.17 | % | ||||||||||||||||
401 JJS Corp. and G Randazzo Trattoria Corp. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/23/2039 | 1,136.3 | 1,136.3 | 1,285.4 | 0.77 | % | ||||||||||||||||
FHJE Ventures, LLC and Eisenreich II, Inc. dba Breakneck Tavern | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 12/31/2039 | 736.5 | 484.8 | 545.7 | 0.33 | % | ||||||||||||||||
Miss Cranston Diner II, LLC | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/17/2039 | 273.8 | 273.8 | 308.8 | 0.19 | % | ||||||||||||||||
Wildwood Tavern dba Tavern Properties | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 9/15/2039 | 1,275.0 | 936.0 | 1,058.9 | 0.64 | % | ||||||||||||||||
iFood, Inc. | Food Services and Drinking Places | Term Loan | Prime plus 2.75% | 7/31/2024 | 1,137.3 | 871.6 | 973.4 | 0.58 | % | ||||||||||||||||
Alpha Prepatory Academy, LLC | Social Assistance | Term Loan | Prime plus 2.75% | 8/15/2039 | 435.7 | 327.7 | 371.8 | 0.22 | % | ||||||||||||||||
GPG Real Estate Holdings, LLC | Specialty Trade Contractors | Term Loan | Prime plus 2.75% | 7/3/2024 | 487.5 | 121.6 | 137.9 | 0.08 | % | ||||||||||||||||
First Prevention & Dialysis Center, LLC | Ambulatory Health Care Services | Term Loan | Prime plus 2.75% | 12/30/2024 | 714.8 | 234.2 | 261.5 | 0.16 | % | ||||||||||||||||
The Red Pill Management, Inc. | Performing Arts, Spectator Sports, and Related Industries | Term Loan | Prime plus 2.75% | 11/26/2024 | 162.8 | 86.1 | 96.2 | 0.06 | % | ||||||||||||||||
DC Real, LLC and DC Enterprises LTD | Building Material and Garden Equipment and Supplies Dealers | Term Loan | Prime plus 2.75% | 11/20/2039 | 358.1 | 281.7 | 329.5 | 0.20 | % | ||||||||||||||||
Total SBA Guaranteed Performing Investments | $ | 30,031.4 | $ | 28,057.4 | $ | 31,486.1 | 18.92 | % | |||||||||||||||||
Total SBA Unguaranteed and Guaranteed Investments | $ | 185,751.1 | $ | 159,150.6 | $ | 152,963.4 | 91.92 | % | |||||||||||||||||
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
Affiliate Investments (5) | |||||||||||||||||||||||||
Advanced Cyber Security Systems, LLC (6) (13) | Data processing, hosting and related services. | 50% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 3 | % | December 2014 | 1,120.0 | 381.0 | — | — | % | |||||||||||||||||
* Automated Merchant Services, Inc. (7) (13) | Data processing, hosting and related services. | 100% Common Stock | — | % | — | — | — | — | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
* Business Connect, LLC (8) (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 10 | % | December 2015 | — | — | — | — | % | |||||||||||||||||
* CCC Real Estate Holdings Co., LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
CDS Business Services, Inc. (9) (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | 496.0 | 0.30 | % | |||||||||||||||
Term Loan | 1 | % | Various maturities through August 2016 | 4,228.0 | 4,228.0 | 1,483.0 | 0.89 | % | |||||||||||||||||
Crystaltech Web Hosting, Inc. | Data processing, hosting and related services. | 100% Common Stock | — | % | — | — | 9,256.0 | 21,500.0 | 12.92 | % | |||||||||||||||
* OnLAN, LLC (15) (17) | Professional, Scientific, and Technical Services | 49% Membership Interests | — | % | — | — | 800.0 | — | — | % | |||||||||||||||
* Exponential Business Development Co. Inc. (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | — | — | % | |||||||||||||||
* Bankcard Alliance of Alabama, LLC (10) (13) | Data processing, hosting and related services. | 95% Membership Interests | — | % | — | — | — | — | — | % | |||||||||||||||
* Fortress Data Management, LLC (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Newtek Insurance Agency, LLC (13) | Insurance Carriers and Related Activities | 100% Membership Interests | — | % | — | — | — | 2,300.0 | 1.38 | % | |||||||||||||||
PMTWorks Payroll, LLC (11) (13) | Data processing, hosting and related services. | 80% Membership Interests | — | % | — | — | — | 920.0 | 0.55 | % | |||||||||||||||
Term Loan | 12 | % | August 2015 | 935.0 | 935.0 | — | — | % | |||||||||||||||||
Secure CyberGateway Services, LLC (12) (13) | Data processing, hosting and related services. | 66.7% Membership Interests | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 7 | % | December 2016 | 2,400.0 | 2,400.0 | 2,400.0 | 1.44 | % | |||||||||||||||||
Small Business Lending, Inc. (13) | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Common Stock | — | % | — | — | — | 2,900.0 | 1.74 | % | |||||||||||||||
* Summit Systems and Designs, LLC (8) (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Term Loan | 10 | % | December 2007 | — | — | — | — | % |
Portfolio Company | Industry | Type of Investment | Interest Rate (2) | Maturity | Principal | Cost | Fair Value | % of Net Assets | |||||||||||||||||
* Texas Whitestone Group, LLC | Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 100% Membership Interest | — | % | — | — | 65.0 | — | — | % | |||||||||||||||
Universal Processing Services of Wisconsin, LLC (13) | Data processing, hosting and related services. | 100% Membership Interest | — | % | — | — | — | 45,500.0 | 27.34 | % | |||||||||||||||
* Where Eagles Fly, LLC (13) (14) | Theatrical productions | 95% Membership Interest | — | % | — | — | — | — | — | % | |||||||||||||||
Total Affiliates Investments | $ | 8,683.0 | $ | 18,065.0 | $ | 77,499.0 | 46.57 | % | |||||||||||||||||
Investment in Money Market Fund | $ | — | $ | 3,000.0 | $ | 3,000.0 | 1.80 | % | |||||||||||||||||
Total Investments | $ | 194,434.1 | $ | 180,215.6 | $ | 233,462.4 | 140.29 | % |
March 31, 2015 | December 31, 2014 | |||||||||||||||
Cost | Fair Value | Cost | Fair Value | |||||||||||||
Money market funds | $ | 6,000 | $ | 6,000 | $ | 3,000 | $ | 3,000 | ||||||||
Non-affiliate debt investments | 151,804 | 143,275 | 159,151 | 152,963 | ||||||||||||
Affiliate investments | ||||||||||||||||
Equity | 11,056 | 81,316 | 10,120 | 73,616 | ||||||||||||
Debt | 6,909 | 3,583 | 7,944 | 3,883 | ||||||||||||
Total investments | $ | 175,769 | $ | 234,174 | $ | 180,215 | $ | 233,462 |
March 31, 2015 | December 31, 2014 | |||||||||||||||
Cost | Fair Value | Cost | Fair Value | |||||||||||||
Data processing, hosting and related services. | $ | 12,672 | $ | 72,620 | $ | 13,772 | $ | 70,322 | ||||||||
Food Services and Drinking Establishments | 16,775 | 16,361 | 15,816 | 15,442 | ||||||||||||
Amusement, Gambling, and Recreation Industries | 9,437 | 9,162 | 13,495 | 13,621 | ||||||||||||
Securities, Commodity Contracts, and Other Financial Investments and Related Activities | 5,450 | 10,864 | 5,278 | 5,771 | ||||||||||||
Plastics and Rubber Products Manufacturing | 3,154 | 3,067 | 7,690 | 8,120 | ||||||||||||
Accommodation | 6,500 | 6,261 | 7,240 | 7,240 | ||||||||||||
Repair and Maintenance | 9,087 | 9,028 | 7,250 | 7,023 | ||||||||||||
Clothing and Clothing Accessories Stores | 5,046 | 5,001 | 6,709 | 6,958 | ||||||||||||
Ambulatory Health Care Services | 5,301 | 4,586 | 6,777 | 6,225 | ||||||||||||
Truck Transportation | 5,469 | 5,229 | 5,621 | 5,494 | ||||||||||||
Specialty Trade Contractors | 6,261 | 5,393 | 6,298 | 5,414 | ||||||||||||
Fabricated Metal Product Manufacturing | 5,548 | 4,982 | 5,627 | 5,258 | ||||||||||||
Professional, Scientific, and Technical Services | 6,755 | 5,553 | 5,438 | 4,939 | ||||||||||||
Food Manufacturing | 4,724 | 3,778 | 4,757 | 3,793 | ||||||||||||
Motor Vehicle and Parts Dealers | 3,643 | 3,584 | 3,759 | 3,755 | ||||||||||||
Merchant Wholesalers, Durable Goods | 4,744 | 4,791 | 3,763 | 3,729 | ||||||||||||
Gasoline Stations | 3,000 | 2,883 | 3,895 | 3,727 | ||||||||||||
Insurance Carriers and Related Activities | 1,897 | 4,162 | 1,417 | 3,622 | ||||||||||||
Social Assistance | 3,597 | 3,489 | 3,537 | 3,474 | ||||||||||||
Nonstore Retailers | 2,210 | 1,999 | 2,878 | 2,923 | ||||||||||||
Personal and Laundry Services | 2,768 | 2,651 | 2,759 | 2,609 | ||||||||||||
Apparel Manufacturing | 258 | 204 | 2,330 | 2,528 | ||||||||||||
Merchant Wholesalers, Nondurable Goods | 2,910 | 2,845 | 2,541 | 2,459 | ||||||||||||
Administrative and Support Services | 2,170 | 2,037 | 2,663 | 2,400 | ||||||||||||
Other | 40,393 | 37,644 | 35,905 | 33,616 | ||||||||||||
Total | $ | 169,769 | $ | 228,174 | $ | 177,215 | $ | 230,462 |
Portfolio Company | Fair Value at December 31, 2014 | Purchases (cost) | Principal received (cost) | Net realized gains/(losses) | Net unrealized gains/(losses) | Fair Value at March 31, 2015 | Interest and other income | Dividend income | ||||||||||||||||||||||||
Controlled Affiliates | ||||||||||||||||||||||||||||||||
Small Business Lending, Inc. | $ | 2,900 | $ | — | $ | — | $ | — | $ | 5,100 | $ | 8,000 | $ | — | $ | 74 | ||||||||||||||||
PMTWorks Payroll, LLC | 920 | — | — | — | — | 920 | 26 | — | ||||||||||||||||||||||||
Universal Processing Services of Wisconsin, LLC | 45,500 | — | — | — | 2,600 | 48,100 | 4 | 800 | ||||||||||||||||||||||||
Crystaltech Web Hosting, Inc | 21,500 | — | — | — | — | 21,500 | — | 200 | ||||||||||||||||||||||||
CDS Business Services, Inc. | 1,979 | 200 | — | — | (200 | ) | 1,979 | 11 | — | |||||||||||||||||||||||
Advanced Cyber Security Systems, LLC | — | — | — | — | — | — | 14 | — | ||||||||||||||||||||||||
First Bankcard Alliance of Alabama, LLC | — | — | — | — | — | — | 4 | — | ||||||||||||||||||||||||
Secure CyberGateway Services, LLC | 2,400 | — | (300 | ) | — | — | 2,100 | 40 | 13 | |||||||||||||||||||||||
Business Connect, LLC | — | — | — | — | — | — | 1 | — | ||||||||||||||||||||||||
Total Controlled Affiliates | $ | 75,199 | $ | 200 | $ | (300 | ) | $ | — | $ | 7,500 | $ | 82,599 | $ | 100 | $ | 1,087 |
Level 1 | Quoted prices in active markets for identical assets or liabilities. Level 1 assets and liabilities include debt and equity securities and derivative contracts that are traded in an active exchange market, as well as certain U.S. Treasury, other U.S. Government and agency mortgage-backed debt securities that are highly liquid and are actively traded in over-the-counter markets. | |
Level 2 | Observable inputs other than Level 1 prices, such as quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities. Level 2 assets and liabilities include debt securities with quoted prices that are traded less frequently than exchange-traded instruments and derivative contracts whose value is determined using a pricing model with inputs that are observable in the market or can be derived principally from or corroborated by observable market data. This category generally includes certain U.S. Government and agency mortgage-backed debt securities, corporate debt securities, derivative contracts and residential mortgage loans held-for-sale. | |
Level 3 | Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities. Level 3 assets and liabilities include financial instruments whose value is determined using pricing models, discounted cash flow methodologies, or similar techniques, as well as instruments for which the determination of fair value requires significant management judgment or estimation. This category generally includes certain private equity investments, retained residual interests in securitizations, residential mortgage servicing rights, and highly structured or long-term derivative contracts. |
Fair Value Measurements at March 31, 2015 Using: | |||||||||||||||||||
Total | Level 1 | Level 2 | Level 3 | Total Gains and (Losses) | |||||||||||||||
Assets | |||||||||||||||||||
Investments in money markets funds | $ | 6,000 | $ | 6,000 | $ | — | $ | — | $ | — | |||||||||
Credits in lieu of cash | 1,889 | — | 1,889 | — | — | ||||||||||||||
SBA unguaranteed loans | 128,551 | — | — | 128,551 | (10,271 | ) | |||||||||||||
SBA guaranteed loans | 14,724 | — | 14,724 | — | 1,731 | ||||||||||||||
Affiliate investments | 84,899 | — | — | 84,899 | 7,500 | ||||||||||||||
Servicing assets | 10,363 | — | — | 10,363 | 484 | ||||||||||||||
Total assets | $ | 246,426 | $ | 6,000 | $ | 16,613 | $ | 223,813 | $ | (556 | ) | ||||||||
Liabilities | |||||||||||||||||||
Notes payable in credits in lieu of cash | $ | 1,889 | $ | — | $ | 1,889 | $ | — | $ | — |
Fair Value Measurements at December 31, 2014 Using: | |||||||||||||||||||
Total | Level 1 | Level 2 | Level 3 | Total Gains and (Losses) | |||||||||||||||
Assets | |||||||||||||||||||
Investments in money markets funds | $ | 3,000 | $ | 3,000 | $ | — | $ | — | $ | — | |||||||||
Credits in lieu of cash | 2,229 | — | 2,229 | — | (13 | ) | |||||||||||||
SBA unguaranteed loans | 121,477 | — | — | 121,477 | (9,605 | ) | |||||||||||||
SBA guaranteed loans | 31,486 | — | 31,486 | — | 3,429 | ||||||||||||||
Affiliate investments | 77,499 | — | — | 77,499 | — | ||||||||||||||
Servicing assets | 9,483 | — | — | 9,483 | (120 | ) | |||||||||||||
Total assets | $ | 245,174 | $ | 3,000 | $ | 33,715 | $ | 208,459 | $ | (6,309 | ) | ||||||||
Liabilities | |||||||||||||||||||
Notes payable in credits in lieu of cash | $ | 2,229 | $ | — | $ | 2,229 | $ | — | $ | 5 |
Three months ended March 31, 2015 | |||||||||||
SBA Unguaranteed Investments | Affiliate Investments | Servicing Assets | |||||||||
Fair value, beginning of period | $ | 121,477 | $ | 77,499 | $ | 9,483 | |||||
Net change in unrealized appreciation (depreciation) | (666 | ) | 7,500 | (356 | ) | ||||||
Realized loss | (47 | ) | — | — | |||||||
SBA unguaranteed non-affiliate investments, originated | 12,340 | — | — | ||||||||
Foreclosed real estate acquired by portfolio company | (409 | ) | — | — | |||||||
Funding of affiliate investments | — | 200 | — | ||||||||
Proceeds from principal payments | (4,144 | ) | (300 | ) | — | ||||||
Additions to servicing assets | — | — | 1,236 | ||||||||
Fair value, end of period | $ | 128,551 | $ | 84,899 | $ | 10,363 |
Three months ended March 31, 2014 | |||
Fair value, beginning of period | $ | 78,951 | |
Realized loss | (1,479 | ) | |
SBA unguaranteed investments, originated | 11,385 | ||
Proceeds from principal payments | (1,187 | ) | |
Fair value, end of period | $ | 87,670 |
Range | |||||||||||||||||
Fair Value as of March 31, 2015 | Valuation Techniques | Unobservable Input | Weighted Average | Minimum | Maximum | ||||||||||||
Assets: | |||||||||||||||||
Performing SBA Unguaranteed Investments | $ | 123,336 | Discounted cash flow | Market yields | 5.38 | % | 5.38 | % | 5.38 | % | |||||||
Non-Performing SBA Unguaranteed Investments | $ | 5,215 | Discounted cash flow | Market yields | 7.00 | % | 7.00 | % | 7.00 | % | |||||||
Affiliate Investments (A) | $ | 84,899 | Market comparable companies | EBITDA multiples | 5.5x | 3.00x | 9.00x | ||||||||||
Market comparable companies | Revenue multiples | 0.80x | 0.40x | 3.00x | |||||||||||||
Discounted cash flow | Weighted average cost of capital | 12.70 | % | 10.70 | % | 16.00 | % | ||||||||||
Servicing Assets | $ | 10,363 | Discounted cash flow | Market yields | 11.57 | % | 11.57 | % | 11.57 | % |
Range | |||||||||||||||||
Fair Value as of December 31, 2014 | Valuation Techniques | Unobservable Input | Weighted Average | Minimum | Maximum | ||||||||||||
Assets: | |||||||||||||||||
Performing SBA Unguaranteed Investments | $ | 115,175 | Discounted cash flow | Market yields | 5.38 | % | 5.38 | % | 5.38 | % | |||||||
Non-Performing SBA Unguaranteed Investments | $ | 6,302 | Discounted cash flow | Market yields | 7.00 | % | 7.00 | % | 7.00 | % | |||||||
Affiliate Investments (A) | $ | 77,499 | Market comparable companies | EBITDA multiples | 5.5x | 3.00x | 9.00x | ||||||||||
Market comparable companies | Revenue multiples | 0.80x | 0.40x | 3.00x | |||||||||||||
Discounted cash flow | Weighted average cost of capital | 12.60 | % | 10.70 | % | 16.00 | % | ||||||||||
Servicing Assets | $ | 9,483 | Discounted cash flow | Market yields | 11.58 | % | 11.58 | % | 11.58 | % |
March 31, 2015 | December 31, 2014 | ||||||
Notes payable: | |||||||
Capital One lines of credit (NSBF) | |||||||
Guaranteed line | $ | 28,747 | $ | 28,722 | |||
Unguaranteed line | 5,200 | 5,134 | |||||
Capital One line of credit and term loan (NBS) | |||||||
Revolving line of credit | — | — | |||||
Term loan | 8,750 | 9,167 | |||||
Total notes payable | 42,697 | 43,023 | |||||
Note payable – Securitization trust VIE | 76,945 | 79,520 | |||||
Total notes payable | $ | 119,642 | $ | 122,543 |
Three months ended March 31, 2015 | ||||
Per share data (2) | ||||
Net asset value at beginning of period | $ | 16.31 | ||
Dividends declared | (0.39 | ) | ||
Net investment loss | (0.24 | ) | ||
Net realized gain on investments | 0.75 | |||
Net unrealized appreciation on investments | 0.50 | |||
Net unrealized loss on servicing assets | (0.03 | ) | ||
Reversal of deferred tax asset | (0.29 | ) | ||
Net asset value at end of period | $ | 16.61 | ||
Per share market value at end of period | $ | 16.53 | ||
Total return based on market value (4) | 14.63 | % | ||
Total return based on average net asset value (3) | 7.36 | % | ||
Share outstanding at end of period | 10,206 | |||
Ratios/Supplemental Data: | ||||
Ratio of expenses to average net assets (3) | 17.21 | % | ||
Ratio of net investment loss to average net assets | (1.47 | )% | ||
Net assets at end of period | $ | 169,566 | ||
Average debt outstanding | $ | 121,093 | ||
Average debt outstanding per share | $ | 11.86 | ||
Asset coverage ratio | 225 | % | ||
Portfolio turnover | 29.34 | % |
Three months ended March 31, 2015 | ||||
Net increase in net assets | $ | 10,003 | ||
Weighted average shares outstanding | 10,206 | |||
Net increase in net assets per common share | $ | 0.98 |
Three months ended March 31, 2014 | ||||
Numerator for basic and diluted EPS - income available to common stockholders | $ | 1,391 | ||
Denominator for basic EPS - weighted average shares | 7,086 | |||
Effect of dilutive securities | 591 | |||
Denominator for diluted EPS - weighted average shares | 7,677 | |||
Basic earnings per share | $ | 0.20 | ||
Diluted earnings per share | $ | 0.18 | ||
The amount of anti-dilutive shares/units excluded from above is as follows: | ||||
Contingently issuable shares | 17 |
Date Declared | Record Date | Payment Date | Amount Per Share | Total Amount | ||||||||
March 19, 2015 | March 30, 2015 | April 13, 2015 | $ | 0.39 | $ | 3,985 |
• | the nature of the product and services; |
• | the type or class of customer for their products and services; |
• | the methods used to distribute their products or provide their services; and |
• | the nature of the regulatory environment (for example, banking, insurance, or public utilities). |
For the three months ended March 31, 2014 | |||
Third Party Revenue | |||
Electronic payment processing | $ | 21,528 | |
Small business finance | 10,038 | ||
Managed technology solutions | 4,056 | ||
All Other | 576 | ||
Corporate activities | 199 | ||
Capcos | 104 | ||
Total reportable segments | 36,501 | ||
Eliminations | (414 | ) | |
Consolidated Total | $ | 36,087 | |
Inter Segment Revenue | |||
Electronic payment processing | $ | 907 | |
Small business finance | 155 | ||
Managed technology solutions | 145 | ||
All Other | 428 | ||
Corporate activities | 1,001 | ||
Capco | 190 | ||
Total reportable segments | 2,826 | ||
Eliminations | (2,826 | ) | |
Consolidated Total | $ | — | |
Income (loss) before income taxes | |||
Electronic payment processing | $ | 1,718 | |
Small business finance | 2,691 | ||
Managed technology solutions | 751 | ||
All Other | (399 | ) | |
Corporate activities | (2,187 | ) | |
Capco | (271 | ) | |
Total reportable segments | 2,303 | ||
Eliminations | (87 | ) | |
Totals | $ | 2,216 | |
Depreciation and Amortization | |||
Electronic payment processing | $ | 61 | |
Small business finance | 369 | ||
Managed technology solutions | 337 | ||
All Other | 51 | ||
Corporate activities | 37 | ||
Capco | — | ||
Totals | $ | 855 |
Balance Sheets - Universal Processing Services of Wisconsin, LLC | As of March 31, 2015 | As of December 31, 2014 | ||||||
Current assets | $ | 8,642 | $ | 7,330 | ||||
Noncurrent assets | 2,652 | 2,636 | ||||||
Total assets | $ | 11,294 | $ | 9,966 | ||||
Current liabilities | 5,951 | 5,424 | ||||||
Noncurrent liabilities | 1,188 | 1,005 | ||||||
Total liabilities | $ | 7,139 | $ | 6,429 | ||||
Total equity | $ | 4,155 | $ | 3,537 | ||||
Statements of Income - Universal Processing Services of Wisconsin, LLC | Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Revenue | $ | 23,087 | $ | 21,263 | ||||
Expenses | 21,671 | 19,812 | ||||||
Income from operations | $ | 1,416 | $ | 1,451 | ||||
Interest income | 2 | 730 | ||||||
Net income | $ | 1,418 | $ | 2,181 |
Distribution by Business Type | ||||||||||||||
Business Type | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Existing Business | 554 | $ | 109,469 | $ | 198 | 78.9 | % | |||||||
Business Acquisition | 118 | 20,881 | 177 | 15.0 | % | |||||||||
Start-Up Business | 124 | 8,461 | 68 | 6.1 | % | |||||||||
Total | 796 | $ | 138,811 | $ | 174 | 100.00 | % |
Distribution by Business Type | ||||||||||||||
Business Type | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Existing Business | 529 | $ | 104,673 | $ | 198 | 79.8 | % | |||||||
Business Acquisition | 112 | 17,969 | 160 | 13.7 | % | |||||||||
Start-Up Business | 130 | 8,448 | 65 | 6.5 | % | |||||||||
Total | 771 | $ | 131,090 | $ | 170 | 100.00 | % |
Distribution by Borrower Credit Score | ||||||||||||||
Credit Score | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
500 to 550 | 12 | $ | 1,452 | $ | 121 | 1.0 | % | |||||||
551 to 600 | 27 | 3,338 | 124 | 2.4 | % | |||||||||
601 to 650 | 96 | 21,251 | 221 | 15.3 | % | |||||||||
651 to 700 | 208 | 35,843 | 172 | 25.8 | % | |||||||||
701 to 750 | 245 | 45,201 | 184 | 32.6 | % | |||||||||
751 to 800 | 174 | 27,125 | 156 | 19.5 | % | |||||||||
801 to 850 | 29 | 3,571 | 123 | 2.6 | % | |||||||||
Not available | 5 | 1,030 | 206 | 0.7 | % | |||||||||
Total | 796 | $ | 138,811 | $ | 174 | 100.0 | % |
Distribution by Borrower Credit Score | ||||||||||||||
Credit Score | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
500 to 550 | 11 | $ | 1,454 | $ | 132 | 1.1 | % | |||||||
551 to 600 | 27 | 3,336 | 124 | 2.5 | % | |||||||||
601 to 650 | 96 | 21,186 | 221 | 16.2 | % | |||||||||
651 to 700 | 202 | 34,389 | 170 | 26.2 | % | |||||||||
701 to 750 | 231 | 40,952 | 177 | 31.2 | % | |||||||||
751 to 800 | 169 | 25,003 | 148 | 19.1 | % | |||||||||
801 to 850 | 29 | 3,676 | 127 | 2.8 | % | |||||||||
Not available | 6 | 1,094 | 182 | 0.8 | % | |||||||||
Total | 771 | $ | 131,090 | $ | 170 | 100.0 | % |
Distribution by Primary Collateral Type | ||||||||||||||
Collateral Type | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Commercial Real Estate | 389 | $ | 80,899 | $ | 208 | 58.3 | % | |||||||
Machinery and Equipment | 138 | 25,587 | 185 | 18.4 | % | |||||||||
Residential Real Estate | 171 | 13,691 | 80 | 9.9 | % | |||||||||
Other | 37 | 10,429 | 282 | 7.5 | % | |||||||||
Accounts Receivable and Inventory | 46 | 7,714 | 168 | 5.6 | % | |||||||||
Liquid Assets | 8 | 284 | 36 | 0.2 | % | |||||||||
Furniture and Fixtures | 7 | 207 | 30 | 0.1 | % | |||||||||
Total | 796 | $ | 138,811 | $ | 174 | 100.0 | % |
Distribution by Primary Collateral Type | ||||||||||||||
Collateral Type | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Commercial Real Estate | 370 | $ | 76,796 | $ | 208 | 58.6 | % | |||||||
Machinery and Equipment | 136 | 25,446 | 187 | 19.4 | % | |||||||||
Residential Real Estate | 175 | 13,648 | 78 | 10.4 | % | |||||||||
Other | 34 | 8,458 | 249 | 6.5 | % | |||||||||
Accounts Receivable and Inventory | 38 | 5,691 | 150 | 4.3 | % | |||||||||
Liquid Assets | 11 | 838 | 76 | 0.6 | % | |||||||||
Furniture and Fixtures | 7 | 213 | 30 | 0.2 | % | |||||||||
Total | 771 | $ | 131,090 | $ | 170 | 100.0 | % |
Distribution by Days Delinquent | ||||||||||||||
Delinquency Status | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Current | 713 | $ | 125,483 | $ | 176 | 90.4 | % | |||||||
1 to 30 days | 20 | 3,420 | 171 | 2.5 | % | |||||||||
31 to 60 days | 11 | 1,808 | 164 | 1.3 | % | |||||||||
61 to 90 days | 2 | 228 | 114 | 0.2 | % | |||||||||
91 days or greater | 50 | 7,872 | 157 | 5.7 | % | |||||||||
Total | 796 | $ | 138,811 | $ | 174 | 100.0 | % |
Distribution by Days Delinquent | ||||||||||||||
Delinquency Status | # of Loans | Balance | Average Balance | % of Balance | ||||||||||
Current | 676 | $ | 117,517 | $ | 174 | 89.6 | % | |||||||
1 to 30 days | 24 | 3,002 | 125 | 2.3 | % | |||||||||
31 to 60 days | 15 | 2,127 | 142 | 1.6 | % | |||||||||
61 to 90 days | 2 | 58 | 29 | — | % | |||||||||
91 days or greater | 54 | 8,386 | 155 | 6.4 | % | |||||||||
Total | 771 | $ | 131,090 | $ | 170 | 100.0 | % |
As a Business Development Company | Prior to becoming a Business Development Company | ||||||
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Interest income | $ | 2,213 | $ | — | |||
Dividend income | 1,087 | — | |||||
Servicing income | 1,043 | — | |||||
Other income | 407 | — | |||||
Electronic payment processing | — | 21,527 | |||||
Web hosting and design | — | 3,987 | |||||
Premium income | — | 5,137 | |||||
Interest income | — | 1,561 | |||||
Servicing fee income – NSBF portfolio | — | 832 | |||||
Servicing fee income – external portfolios | — | 1,793 | |||||
Income from tax credits | — | 13 | |||||
Insurance commissions | — | 385 | |||||
Other income | — | 852 | |||||
Total investment income/operating revenues | 4,750 | 36,087 | |||||
Net change in fair value of: | |||||||
SBA loans | — | (1,266 | ) | ||||
Credits in lieu of cash and notes payable in credits in lieu of cash | — | 1 | |||||
Total net change in fair value | — | (1,265 | ) | ||||
Electronic payment processing costs | — | 18,362 | |||||
Salaries and benefits | 3,023 | 6,478 | |||||
Interest | 1,356 | 1,636 | |||||
Depreciation and amortization | 85 | 855 | |||||
Provision for loan losses | — | (205 | ) | ||||
Other general and administrative costs | 2,762 | 5,480 | |||||
Total expenses | 7,226 | 32,606 | |||||
Net investment loss | (2,476 | ) | — | ||||
Net realized gains on non-affiliate investments | 7,699 | — | |||||
Net unrealized depreciation on SBA guaranteed non-affiliate investments | (1,698 | ) | — | ||||
Net unrealized depreciation on SBA unguaranteed non-affiliate investments | (666 | ) | — | ||||
Net unrealized appreciation on affiliate investments | 7,500 | — | |||||
Net unrealized depreciation on servicing assets | (356 | ) | — | ||||
Net realized and unrealized gains | 12,479 | — | |||||
Income before income taxes | — | 2,216 | |||||
Net increase in net assets resulting from operations | $ | 10,003 | $ | — | |||
Provision for income taxes | — | 849 | |||||
Net income | — | 1,367 | |||||
Net loss attributable to non-controlling interests | — | 24 | |||||
Net income attributable to Newtek Business Services Corp. | $ | — | $ | 1,391 | |||
Average debt outstanding | $ | 121,093 | $ | 98,186 |
Three months ended March 31, 2015 | |||
Net investment loss | $ | (2,476 | ) |
Net realized gain on investments | 7,699 | ||
Adjusted net investment income | $ | 5,223 |
Three months ended | |||||||||||
March 31, 2015 | March 31, 2014 | Variance | |||||||||
Securitization Trust VIE (NSBF) | $ | 890 | $ | 756 | $ | 134 | |||||
Summit Partners Credit Advisors, L.P. (NBS) | — | 522 | (522 | ) | |||||||
Capital One Lines of Credit (NSBF) | 270 | 213 | 57 | ||||||||
Capital One Term Loan (NBS) | 162 | — | 162 | ||||||||
Sterling Line of Credit (NBC) | — | 94 | (94 | ) | |||||||
Capco | 22 | 24 | (2 | ) | |||||||
Other | 12 | 27 | (15 | ) | |||||||
Total | $ | 1,356 | $ | 1,636 | $ | (280 | ) |
Three Months Ended March 31, 2015 | Three Months Ended March 31, 2014 | ||||||
Net cash (used in) provided by operating activities | $ | (10,432 | ) | $ | 7,828 | ||
Net cash used in investing activities | (12 | ) | (9,886 | ) | |||
Net cash provided by (used in) financing activities | 1,224 | (216 | ) | ||||
Net decrease in cash and cash equivalents | (9,220 | ) | (2,274 | ) | |||
Cash and cash equivalents, beginning of year | 17,813 | 12,508 | |||||
Cash and cash equivalents, end of year | $ | 8,593 | $ | 10,234 |
Payments due by period | ||||||||||||||||||||
Contractual Obligations | Total | Less than 1 year | 1-3 years | 3-5 years | More than 5 years | |||||||||||||||
Bank Notes Payable (a) | $ | 42,697 | $ | 29,997 | (b) | $ | 7,500 | (c) | $ | — | $ | 5,200 | (c) | |||||||
Securitization Notes Payable (d) | 76,945 | — | — | — | 76,945 | |||||||||||||||
Totals | $ | 119,642 | $ | 29,997 | $ | 7,500 | $ | — | $ | 82,145 |
(a) | Payable to Capital One: Interest rates range from 4.25% to 5.75%. |
(b) | Includes: |
(c) | Includes: |
(d) | Includes: |
Level 1 | Quoted prices in active markets for identical assets or liabilities. Level 1 assets and liabilities include debt and equity securities and derivative contracts that are traded in an active exchange market, as well as certain U.S. Treasury, other U.S. Government and agency mortgage-backed debt securities that are highly liquid and are actively traded in over-the-counter markets. | |
Level 2 | Observable inputs other than Level 1 prices, such as quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities. Level 2 assets and liabilities include debt securities with quoted prices that are traded less frequently than exchange-traded instruments and derivative contracts whose value is determined using a pricing model with inputs that are observable in the market or can be derived principally from or corroborated by observable market data. This category generally includes certain U.S. Government and agency mortgage-backed debt securities, corporate debt securities, derivative contracts and residential mortgage loans held-for-sale. | |
Level 3 | Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities. Level 3 assets and liabilities include financial instruments whose value is determined using pricing models, discounted cash flow methodologies, or similar techniques, as well as instruments for which the determination of fair value requires significant management judgment or estimation. This category generally includes certain private equity investments, retained residual interests in securitizations, residential mortgage servicing rights, and highly structured or long-term derivative contracts. |
Number | Description | |
10.1 | Employment Agreement with Craig J. Brunet, dated March 31, 2015 (Incorporated by reference to Exhibit 10.1 to Newtek Business Services Corp.'s Current Report on Form 8-K (File No. 814-01035) filed April 16, 2015). | |
10.2 | Employment Agreement with Jennifer C. Eddelson, dated March 31, 2015 (Incorporated by reference to Exhibit 10.2 to Newtek Business Services Corp.'s Current Report on Form 8-K (File No. 814-01035) filed April 16, 2015). | |
10.3 | Employment Agreement with Michael A. Schwartz, dated March 31, 2015 (Incorporated by reference to Exhibit 10.3 to Newtek Business Services Corp.'s Current Report on Form 8-K (File No. 814-01035) filed April 16, 2015). | |
10.4 | Employment Agreement with Matthew G. Ash, dated March 31, 2015 (Incorporated by reference to Exhibit 10.4 to Newtek Business Services Corp.'s Current Report on Form 8-K (File No. 814-01035) filed April 16, 2015). | |
10.5 | Employment Agreement with Barry Sloane, dated March 31, 2015 (Incorporated by reference to Exhibit 10.5 to Newtek Business Services Corp.'s Current Report on Form 8-K (File No. 814-01035) filed April 16, 2015). | |
31.1 | Certification by Principal Executive Officer required by Rule 13a-14 under the Securities Exchange Act of 1934, as amended, filed herewith. | |
31.2 | Certification by Principal Financial Officer required by Rule 13a-14 under the Securities Exchange Act of 1934, as amended, filed herewith. | |
32.1 | Certification by Principal Executive and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 filed herewith. |
NEWTEK BUSINESS SERVICES CORP. | ||
Date: May 13, 2015 | By: | /S/ BARRY SLOANE |
Barry Sloane | ||
Chairman and Chief Executive Officer (Principal Executive Officer) | ||
Date: May 13, 2015 | By: | /S/ JENNIFER EDDELSON |
Jennifer Eddelson | ||
Chief Accounting Officer (Principal Financial Officer and Principal Accounting Officer) |
/S/ BARRY SLOANE | |
Barry Sloane | |
Principal Executive Officer |
/S/ JENNIFER EDDELSON | |
Jennifer Eddelson | |
Principal Financial Officer |
/S/ BARRY SLOANE | |
Barry Sloane, | |
Principal Executive Officer |
/S/ JENNIFER EDDELSON | |
Jennifer Eddelson, | |
Principal Financial Officer |